Confldentallty Notice
Ballll• Gifford & Co
Calton Sciuani, 1 Gre•nsld• Row, Edinburgh EH1 3AN
Tel.•44 (0)131 2711 2000 F11x•44 (0)131 2711 3999
www.balllleglfford.com
If you are not the Intended recipient please notify the sender Immediately; you should not copy the fax or use It for any purpose or disclose its contents to any other person
To Company Fax No
From Date Time
Total No. of pages (Including this sheet)
Company Announcements Office Australian Securities Exchange
+61 2 9778 0999
+61 2 9347 0005 (Alt fax)
Grant Meikle 20 April 2016
24
If any pages are not clearly received, please call Baillie Gifford on 0131 275 3134 lmmedlately.
Please find faxed a Form 604 In respect of Baillie Gifford's interest in Treasury Wine Estates Limited. If you require any further information please do not hesitate to contact me.
Kind regards
Compliance Department Baillie Gifford & Co
A IQ.I of1bi: partnm.' names I& e.vallablt 1t 1ht libovfl
vlliorl'Ji;d 11md 111111,;d by 1h,;:
P'inpm;ii11I IAvllwrl1y,
INVESTORS ()I N PEOPLE
Form 604Corporation• Act :!001
Section 671B
Notice of change of Interests of substantial holderlg Compony Name/Sc11eme Treeeuiy Wine Eatates Limited ACN/ARSN ACN 004 373 862
Datoll• of ••b•tantlol holder (1) Name
Present relevant lnterest9
Particulars of each relevant lntereol of tile aulletantlal Mlder In voting saourllles after lhe change ore •• follows:
Holder of Registered
Parson entltlad
to be registered
•• holder (6)
Nature of relevant lntores! (6)
Class and number of aecuritles
relevant
lnto,,.sl
holder of
secur1tles
See Annn:ure 3
5. Changes In a11oclatlon
Tho porwns who halfll booomo associates (2) of, ceooed Lo be associates of, or have chonged the nature of their association (9) with, tho substantial holder In relatt>n Lo voting Interests tn tho company or schomo are as follows:
NE1me and ACN/ARSN (
oppllcoblo)
Nature of aeeoelatlon
6. Addr8Sl9li
rhe aciresaea of persons nama In this form are as follows:
Name
Address
Baillie Gifford & Co
Callon Square, 1 Greenslde Row, Edinburgh, Scotland, EH1 JAN
Baillio Gifford Overoeas Limlbld
Callon Square, 1Greonslde Row, EdlnbUl!Jh, Seotland, EH1 3AN
Baillie Gifford Asia (Hong Kong) Limited
30/F, One lntematklnal Finance Cenlnl, ·I Marllour View SlreeL Cenlnll, Hong Kong
Baillie Gifford Life Limited
Callon Square, 1Greenslde Row, Edinburgh, ScoUond, EH1 JAN
Baillie Gifford & Co Llmllod
Calton Square, 1Greonsldo Row, Edlnbul!Jh, Seotland, EH1 3AN
Baillie Gifford Savings Management Llmllod
Calton Square, 1 Greanelde Row, Edinburgh, Scollend, EH1 3AN
ll!lllllo Gifford Funds Se1Yicao LLC
Calton Square, 1Greenslde Row, Edinburgh, SCllUand, EH1 JAN
Baillie Glf!orl lnlema!lonal LLC
Colton Square, 1Greenslde Row, Edlnbul!Jh, ScoUand, EH1 3AN
Mlisublshl UFJ Baillie Glffom Asaat
Management Llmlll!d
Calton Squara, 1Graenaide Row, Edinburgh. SClltland, EH1 3AN
Balllla Gifford lnve,.,..,nt Consulllng (Shanghai) Co., Lid
Callon Square, 1Greanslde Row, Edlnburyh, Scotland, EH1 3AN
Signature,:,rlnt name Compliance & Legal
Capacity
Partner
sign hero date 20/04/2016
DIRECTIONS
If here are a number of aubo1an1lol holdors with similar or mlaled relevant lnterots (eg. a corporation and lie related eo1pora1;one, or tho manager and truatea of an OQUlty trust), the nomos could be lnoluded In an annaxura to tho form. If tho relevant lntereata of a group of parsons are ossonUatly slmllor, they may be referred Lo throughout Lhe onm aa a apeciflcally namad group If tho membership of each group, with tho names and addr@ssos of mombers 1$ clearly set out In paragraph 8 of lhe form.
Seo [he definition of "nalevant lnlenaot" In seetlone 608 and 6718(7) of the Corporations ACI 2001.
Tho voting sha""' of a company conslltute one ciaos unless divided Into soparate classes.
The peraon'e votes divided by the tolat voles Inthe body corporate or scheme multtpllod by 100.
Include details of:
any relevant agreement or other circumstances bocauea of whleh the change In nalovant Interest oeeurred. 11subsoetlon 6718(4) applies, •copy of any doeument setting oul the terms of any relevant agraamon and a statement by the pereon giving 1111 and aecuralo dotalls of any contract, eehama or arrangement must accompany .this fonn, toge,her with a written slatement certifying this contract, scheme or arrangement; and
any quallHcation or Lhe power of a parson to exercise, control tha exercise or, or lnfiuencolho oxorclse of, the voting powers or dlaposal of te socurlUoslo which lhe relovonl lnterast ralalos (Indicating clearly tho partleular securltlos to which the quallllcauon appllee).
ACN/ARSN (If appllcablo)
Baima Gifford & Co and Its Afflllatod Companlee (see Annoxure 1)
N/A
There wae a change In the ln!Bl"llGIB of the
substantial holder on
Tho prevlo
The 1)1'8Vlaus noUce was daled
2. Previous and pre11nt voting power
20/04/2016
10/09 /2013
·10 /09 /2013
Class of securities (4) | Previous notice | Pre$ant notice | ||
Person's votes | Voting powor (5) | Per.1on's voles | Voting powor (5) | |
Or | 39,910,616 | 6.17% | 38, 145,304 | 5.17% |
Tho total numbor of voles attached to alllhe voting eharee in the company or voting lntorests In tho achema that the subalanllol holder or an assoclata (2) had a relevant Interest (3) In when last required, and when now requlmd, to give a eullStantlal holding notice to tho oompany or ecMme, are ae follows;
3, Changes In ralavnnt Interests
Particulars of each change In, or change tn lho nature of, a rolovant lntereal of me substantial holder or an associate In voting eecurmee of the company or scheme, since me eubatantlal nolder wae last reQUll"lld to give a substantial holding notice to ma company or scheme are as follows:
Dale of change | Person whose relevant lnlerest changed | Noture of change (6) | ConstdaraUon given In reletlon to change (7) | Class and number of securities affected | Peraon1a votes affected |
Sue Annexure Z | |||||
(2) Soo tho doflnltlon of 'associate" In eeetlon 9 of tho Corporallons Acl 2001.
See the definition of "relevant agreement" In section 9 of Iha Corporations Act 2001.
2
(7) Datalls of lhe consideration musl lnoluda any and all benefits, money end other, thal any person from whom relvanl lntel"ffl ffll5 acquired has, or may,' become entllled to receive In relation to that acqulamon. Details must be Included oven If lhe benefit Is conditional on the happening or not of a contingency. Oo!Sllo must be Included on any benefit paid on behalf of the substantial holdor or Ito ossoclalo In relallon to the acquisitions, even 11they are not paid dln,ctly to the person from whom tho n,iovant Interest waa acquired.
(8) If the substantial holder la unable to datarmlna the ldanUly or tho person (eg. If lhe relevant Interest arises boceuso or an option) wrllo "unknown'".
(Q) Give details, If appropriate, of the preaent aaaoclallon and any chango In u,ot association elnce the la6t 6ubotanllal holding nollca.
3
Treasury Wine Estates Limited issued this content on 21 April 2016 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 21 April 2016 00:11:08 UTC
Original Document: https://www.tweglobal.com/~/media/Files/Global/ASX-Announcements/2016/Notice-of-Change-of-Interests-of-Substantial-Shareholder-21-April-2016.pdf