Form 604
Corporations Act 2001
Section 671B
Notice of Change of Interests of Substantial Holder
To: LYNAS RARE EARTHS LIMITED
ACN/ARSN:
1. Details of substantial holder (1) | ||
only | ||
Name: FMR LLC and the entities listed in Annexure A ("FMR") | ||
ACN/ARSN (if applicable) | ||
There was a change in the interests of the substantial holder on | 14 | January 2022 |
The previous notice was given to the company on | 29 | September 2021 |
The previous notice was dated | 29 | September 2021 |
2. Previous and present voting power
use | |||||
The total number of votes attached to all the voting shares in the company or voting interests in the | |||||
scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, | |||||
and when now required, to give a substantial holding notice to the company or scheme, are as follows: | |||||
Class of | Previous Notice | Previous Notice | Present Notice | Present Notice | |
Securities (4) | Person's votes | Voting Power (5) | Person's votes | Voting Power (5) | |
AMERICAN | 2,693,008 | 0.30% | 2,554,635 | 0.28% | |
DEPOSIT | |||||
RECEIPT | |||||
COMMON | 64,985,776 | 7.20% | 55,767,428 | 6.18% | |
STOCK |
3. Changes in relevant interests
personal | Change | change (6) | relation to | securities affected | affected | |||
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an | ||||||||
associate in voting securities of the company or scheme, since the substantial holder was last required to | ||||||||
give a substantial holding notice to the company or scheme are as follows: | ||||||||
Person | Consideration | |||||||
whose | ||||||||
Date of | Nature of | given in | Class and number of | Person's votes | ||||
relevant | ||||||||
For | interest | change (7) | ||||||
changed | ||||||||
USD | AMERICAN DEPOSIT | AMERICAN DEPOSIT | ||||||
RECEIPT | RECEIPT | |||||||
28-09-2021 | FMR | BUY | 5.0900 | 5,440 | 5,440 | |||
29-09-2021 | FMR | BUY | 4.8750 | 20,609 | 20,609 | |||
30-09-2021 | FMR | BUY | 4.7600 | 9,462 | 9,462 | |||
01-10-2021 | FMR | BUY | 4.7965 | 3,677 | 3,677 | |||
04-10-2021 | FMR | BUY | 4.6600 | 2,481 | 2,481 | |||
05-10-2021 | FMR | BUY | 4.7600 | 354 | 354 |
For personal use only
06-10-2021
07-10-2021
08-10-2021
11-10-2021
12-10-2021
13-10-2021
14-10-2021
15-10-2021
18-10-2021
19-10-2021
20-10-2021
21-10-2021
22-10-2021
25-10-2021
26-10-2021
27-10-2021
28-10-2021
29-10-2021
01-11-2021
02-11-2021
03-11-2021
04-11-2021
05-11-2021
08-11-2021
09-11-2021
10-11-2021
11-11-2021
12-11-2021
15-11-2021
16-11-2021
17-11-2021
18-11-2021
19-11-2021
22-11-2021
23-11-2021
24-11-2021
26-11-2021
29-11-2021
30-11-2021
01-12-2021
02-12-2021
03-12-2021
06-12-2021
07-12-2021
08-12-2021
FMR | SELL | 4.5700 | 679 | 679 |
FMR | BUY | 4.7735 | 69 | 69 |
FMR | BUY | 4.7600 | 184 | 184 |
FMR | SELL | 4.7870 | 14,292 | 14,292 |
FMR | SELL | 4.8100 | 17,739 | 17,739 |
FMR | SELL | 4.7900 | 19,443 | 19,443 |
FMR | SELL | 5.0600 | 30,672 | 30,672 |
FMR | SELL | 5.1300 | 10,440 | 10,440 |
FMR | SELL | 5.3750 | 5,395 | 5,395 |
FMR | SELL | 5.4950 | 7,222 | 7,222 |
FMR | SELL | 5.5380 | 6,749 | 6,749 |
FMR | SELL | 5.5050 | 833 | 833 |
FMR | SELL | 5.0400 | 2,786 | 2,786 |
FMR | SELL | 5.2700 | 17,708 | 17,708 |
FMR | BUY | 5.3895 | 2,438 | 2,438 |
FMR | BUY | 5.4468 | 6,406 | 6,406 |
FMR | SELL | 5.4200 | 1,963 | 1,963 |
FMR | SELL | 5.4700 | 1,990 | 1,990 |
FMR | SELL | 5.5550 | 1,685 | 1,685 |
FMR | SELL | 5.3100 | 9,569 | 9,569 |
FMR | BUY | 5.3700 | 3,624 | 3,624 |
FMR | BUY | 5.3800 | 5,549 | 5,549 |
FMR | BUY | 5.3540 | 442 | 442 |
FMR | BUY | 5.3500 | 582 | 582 |
FMR | BUY | 5.7000 | 5,945 | 5,945 |
FMR | BUY | 5.6101 | 6,361 | 6,361 |
FMR | BUY | 5.7300 | 3,356 | 3,356 |
FMR | BUY | 5.9000 | 2,341 | 2,341 |
FMR | BUY | 5.8900 | 11,477 | 11,477 |
FMR | BUY | 5.7800 | 4,556 | 4,556 |
FMR | BUY | 5.8900 | 3,217 | 3,217 |
FMR | BUY | 6.0100 | 8,743 | 8,743 |
FMR | SELL | 5.9360 | 69 | 69 |
FMR | BUY | 6.1900 | 10,914 | 10,914 |
FMR | BUY | 6.1999 | 3,629 | 3,629 |
FMR | BUY | 6.2500 | 10,582 | 10,582 |
FMR | BUY | 5.9240 | 9,317 | 9,317 |
FMR | BUY | 6.1050 | 16,004 | 16,004 |
FMR | BUY | 6.2300 | 8,644 | 8,644 |
FMR | BUY | 6.4100 | 7,805 | 7,805 |
FMR | BUY | 6.5350 | 385 | 385 |
FMR | BUY | 6.4450 | 6,301 | 6,301 |
FMR | BUY | 6.5700 | 10,319 | 10,319 |
FMR | BUY | 6.4780 | 5,704 | 5,704 |
FMR | BUY | 6.7600 | 6,904 | 6,904 |
For personal use only
09-12-2021 | FMR | BUY | 6.6600 | 4,381 | 4,381 | |||
10-12-2021 | FMR | BUY | 6.5935 | 5,446 | 5,446 | |||
13-12-2021 | FMR | BUY | 6.4000 | 15,067 | 15,067 | |||
14-12-2021 | FMR | BUY | 6.5600 | 6,376 | 6,376 | |||
15-12-2021 | FMR | BUY | 6.5300 | 5,265 | 5,265 | |||
16-12-2021 | FMR | BUY | 6.6100 | 2,550 | 2,550 | |||
17-12-2021 | FMR | SELL | 6.3600 | 13,076 | 13,076 | |||
20-12-2021 | FMR | SELL | 6.2600 | 45,022 | 45,022 | |||
21-12-2021 | FMR | SELL | 6.4300 | 3,773 | 3,773 | |||
22-12-2021 | FMR | SELL | 6.7700 | 24,585 | 24,585 | |||
23-12-2021 | FMR | SELL | 6.9300 | 55,462 | 55,462 | |||
27-12-2021 | FMR | SELL | 7.1100 | 16,140 | 16,140 | |||
28-12-2021 | FMR | SELL | 7.1500 | 4,433 | 4,433 | |||
29-12-2021 | FMR | BUY | 7.3800 | 374 | 374 | |||
30-12-2021 | FMR | BUY | 7.4700 | 603 | 603 | |||
31-12-2021 | FMR | SELL | 7.4300 | 4,306 | 4,306 | |||
03-01-2022 | FMR | SELL | 7.4100 | 16,335 | 16,335 | |||
04-01-2022 | FMR | SELL | 8.0585 | 1,438 | 1,438 | |||
05-01-2022 | FMR | BUY | 8.0000 | 151 | 151 | |||
06-01-2022 | FMR | SELL | 7.7700 | 5,486 | 5,486 | |||
07-01-2022 | FMR | SELL | 7.9000 | 259 | 259 | |||
10-01-2022 | FMR | SELL | 7.9300 | 14,022 | 14,022 | |||
11-01-2022 | FMR | SELL | 8.0200 | 5,946 | 5,946 | |||
12-01-2022 | FMR | SELL | 8.1650 | 5,405 | 5,405 | |||
13-01-2022 | FMR | SELL | 8.0900 | 8,976 | 8,976 | |||
14-01-2022 | FMR | SELL | 8.0780 | 8,509 | 8,509 | |||
Total Buys | 244,034 | 244,034 | ||||||
Total Sells | (382,407) | (382,407) | ||||||
Total | (138,373) | (138,373) | ||||||
Movement | ||||||||
Person | Class and | |||||||
whose | Consideration | |||||||
Date of | Nature of | number of | Person's votes | |||||
relevant | given in relation to | |||||||
Change | change (6) | securities | affected | |||||
interest | change (7) | |||||||
affected | ||||||||
changed | ||||||||
AUD | Common Stock | Common Stock | ||||||
28-09-2021 | FMR | BUY | 7.0249 | 56,880 | 56,880 | |||
28-09-2021 | FMR | BUY | 7.0249 | 38,511 | 38,511 | |||
28-09-2021 | FMR | BUY | 7.0249 | 293,642 | 293,642 | |||
28-09-2021 | FMR | BUY | 7.0249 | 151,433 | 151,433 | |||
28-09-2021 | FMR | BUY | 7.0249 | 76,175 | 76,175 | |||
29-09-2021 | FMR | BUY | 6.8287 | 22,328 | 22,328 | |||
29-09-2021 | FMR | SELL | 6.6800 | 24,671 | 24,671 | |||
01-10-2021 | FMR | BUY | 6.5300 | 14,247 | 14,247 | |||
For personal use only
04-10-2021
07-10-2021
07-10-2021
07-10-2021
18-10-2021
19-10-2021
20-10-2021
27-10-2021
29-10-2021
02-11-2021
02-11-2021
03-11-2021
03-11-2021
03-11-2021
04-11-2021
05-11-2021
09-11-2021
09-11-2021
09-11-2021
09-11-2021
11-11-2021
12-11-2021
16-11-2021
17-11-2021
17-11-2021
17-11-2021
17-11-2021
18-11-2021
19-11-2021
19-11-2021
26-11-2021
29-11-2021
30-11-2021
30-11-2021
30-11-2021
30-11-2021
01-12-2021
01-12-2021
01-12-2021
01-12-2021
01-12-2021
01-12-2021
01-12-2021
FMR | BUY | 6.6800 | 883 | 883 |
FMR | BUY | 6.3200 | 157 | 157 |
FMR | BUY | 6.3390 | 15,394 | 15,394 |
FMR | SELL | 6.3200 | 157 | 157 |
FMR | BUY | 7.1000 | 14,493 | 14,493 |
FMR | SELL | 7.3000 | 76 | 76 |
FMR | SELL | 7.3900 | 59,000 | 59,000 |
FMR | SELL | 7.3300 | 43,387 | 43,387 |
FMR | SELL | 7.3300 | 1,300 | 1,300 |
FMR | BUY | 7.5900 | 3,211 | 3,211 |
FMR | BUY | 7.5900 | 515 | 515 |
FMR | BUY | 7.2868 | 1,723 | 1,723 |
FMR | SELL | 7.3000 | 4,680 | 4,680 |
FMR | SELL | 7.2952 | 19,699 | 19,699 |
FMR | BUY | 7.3500 | 1,719 | 1,719 |
FMR | BUY | 7.5000 | 15,389 | 15,389 |
FMR | BUY | 7.8103 | 55,050 | 55,050 |
FMR | BUY | 7.8103 | 418,734 | 418,734 |
FMR | BUY | 7.8103 | 202,617 | 202,617 |
FMR | BUY | 7.8103 | 145,482 | 145,482 |
FMR | BUY | 7.7536 | 74,488 | 74,488 |
FMR | BUY | 8.0500 | 7,548 | 7,548 |
FMR | BUY | 7.9508 | 15,697 | 15,697 |
FMR | BUY | 8.0600 | 1,041 | 1,041 |
FMR | BUY | 8.1400 | 5,489 | 5,489 |
FMR | SELL | 8.0117 | 19,516 | 19,516 |
FMR | SELL | 8.0600 | 1,041 | 1,041 |
FMR | SELL | 8.2000 | 140 | 140 |
FMR | SELL | 8.2600 | 1,742 | 1,742 |
FMR | SELL | 8.2200 | 72 | 72 |
FMR | SELL | 8.4500 | 1,719 | 1,719 |
FMR | SELL | 8.5000 | 2,104 | 2,104 |
FMR | BUY | 8.8909 | 76,500 | 76,500 |
FMR | BUY | 8.9250 | 177,452 | 177,452 |
FMR | BUY | 8.8909 | 14,026 | 14,026 |
FMR | BUY | 8.9250 | 32,493 | 32,493 |
FMR | BUY | 9.0381 | 224,514 | 224,514 |
FMR | BUY | 9.0381 | 666 | 666 |
FMR | BUY | 9.0381 | 113,989 | 113,989 |
FMR | BUY | 9.0381 | 166,152 | 166,152 |
FMR | BUY | 9.0381 | 37,481 | 37,481 |
FMR | BUY | 9.0381 | 7,919 | 7,919 |
FMR | BUY | 9.0381 | 294,735 | 294,735 |
For personal use only
02-12-2021
02-12-2021
02-12-2021
02-12-2021
02-12-2021
02-12-2021
02-12-2021
02-12-2021
02-12-2021
02-12-2021
02-12-2021
02-12-2021
02-12-2021
03-12-2021
03-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
07-12-2021
07-12-2021
07-12-2021
07-12-2021
07-12-2021
07-12-2021
07-12-2021
07-12-2021
07-12-2021
07-12-2021
FMR | BUY | 9.1000 | 78,023 | 78,023 |
FMR | BUY | 9.0993 | 137,300 | 137,300 |
FMR | BUY | 9.1000 | 39,836 | 39,836 |
FMR | BUY | 9.0993 | 69,746 | 69,746 |
FMR | BUY | 9.1000 | 58,104 | 58,104 |
FMR | BUY | 9.0993 | 101,300 | 101,300 |
FMR | BUY | 9.1000 | 13,962 | 13,962 |
FMR | BUY | 9.0993 | 22,000 | 22,000 |
FMR | BUY | 9.0993 | 589 | 589 |
FMR | BUY | 9.1000 | 2,900 | 2,900 |
FMR | BUY | 9.0993 | 4,700 | 4,700 |
FMR | BUY | 9.1000 | 107,175 | 107,175 |
FMR | BUY | 9.0993 | 175,600 | 175,600 |
FMR | BUY | 9.1500 | 643 | 643 |
FMR | TRANSITION | 9.2400 | 94,550 | 94,550 |
OUT | ||||
FMR | BUY | 9.2600 | 25,400 | 25,400 |
FMR | BUY | 9.2550 | 78,567 | 78,567 |
FMR | BUY | 9.1994 | 111,700 | 111,700 |
FMR | BUY | 9.2600 | 15,100 | 15,100 |
FMR | BUY | 9.2550 | 28,058 | 28,058 |
FMR | BUY | 9.1994 | 66,700 | 66,700 |
FMR | BUY | 9.2600 | 21,900 | 21,900 |
FMR | BUY | 9.2550 | 40,513 | 40,513 |
FMR | BUY | 9.1994 | 96,300 | 96,300 |
FMR | BUY | 9.2600 | 4,800 | 4,800 |
FMR | BUY | 9.2550 | 8,584 | 8,584 |
FMR | BUY | 9.1994 | 21,000 | 21,000 |
FMR | BUY | 9.2600 | 1,021 | 1,021 |
FMR | BUY | 9.2550 | 1,973 | 1,973 |
FMR | BUY | 9.1994 | 4,610 | 4,610 |
FMR | BUY | 9.2600 | 38,700 | 38,700 |
FMR | BUY | 9.2550 | 71,744 | 71,744 |
FMR | BUY | 9.1994 | 170,800 | 170,800 |
FMR | BUY | 9.1600 | 5,100 | 5,100 |
FMR | BUY | 8.9893 | 175,511 | 175,511 |
FMR | BUY | 9.1600 | 3,000 | 3,000 |
FMR | BUY | 8.9893 | 104,899 | 104,899 |
FMR | BUY | 9.1600 | 4,361 | 4,361 |
FMR | BUY | 8.9893 | 151,308 | 151,308 |
FMR | BUY | 9.1600 | 900 | 900 |
FMR | BUY | 8.9893 | 33,020 | 33,020 |
FMR | BUY | 9.1600 | 800 | 800 |
FMR | BUY | 8.9893 | 6,700 | 6,700 |
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Lynas Rare Earths Limited published this content on 18 January 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 18 January 2022 09:14:05 UTC.