1. Details of issuer
Name: | Daimler AG |
Street: | Mercedesstrasse 120 |
Postal code: | 70372 |
City: |
Stuttgart Germany |
Legal Entity Identifier (LEI): | 529900R27DL06UVNT076 |
2. Reason for notification
Acquisition/disposal of shares with voting rights | |
X | Acquisition/disposal of instruments |
Change of breakdown of voting rights | |
Other reason: |
Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
New | 0.29 % | 10.04 % | 10.33 % | 1069837447 |
Previous notification | 0.28 % | 9.78 % | 10.07 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN | Absolute | In % | ||
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) | |
DE0007100000 | 0 | 3128925 | 0.00 % | 0.29 % |
Total | 3128925 | 0.29 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
Equity Call Option | From 17.09.2021 to 20.12.2024 | at any time | 30752500 | 2.87 % |
Right of recall over securities lending agreements | at any time | at any time | 2961859 | 0.28 % |
Equity Call Option* | From 17.12.2021 to 15.12.2023 | at any time | 3360000 | 0.31 % |
Total | 37074359 | 3.47 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
Retail Structured Product | From 02.02.2067 to 28.06.2071 | at any time | Cash | 2752 | 0 % |
Cash Settled Futures | 17.09.2021 | at any time | Cash | 5000 | 0 % |
Equity Call Option | 17.06.2022 | at any time | Cash | 76518 | 0.01 % |
Retail Structured Product - Note | 29.03.2022 | at any time | Cash | 70 | 0 % |
Equity Swap | From 26.10.2021 to 03.06.2025 | at any time | Cash | 4567682 | 0.43 % |
Compound Option | From 10.12.2021 to 19.08.2024 | at any time | Cash | 266590 | 0.02 % |
Equity Call Option | From 24.10.2022 to 02.05.2023 | at any time | Cash | 2895342 | 0.27 % |
Equity Put Option | From 24.10.2022 to 02.05.2023 | at any time | Cash | 2088714 | 0.20 % |
Equity Put Option | From 17.09.2021 to 19.12.2025 | at any time | Physical | 8748200 | 0.82 % |
Equity Call Option* | 21.02.2024 | at any time | Physical | 10939896 | 1.02 % |
Equity Call Option* | 21.02.2024 | at any time | Physical | 16519920 | 1.54 % |
Equity Call Option* | 27.02.2025 | at any time | Physical | 24177846 | 2.26 % |
Note with Warrant Units | 17.12.2021 | at any time | Cash | 38038 | 0 % |
Equity Put Option* | 21.02.2024 | at any time | Physical | 10939896 | 1.02 % |
Equity Put Option* | 21.02.2024 | at any time | Physical | 16519920 | 1.54 % |
Equity Put Option* | 27.02.2025 | at any time | Physical | 24177846 | 2.26 % |
Equity Put Option* | From 17.12.2021 to 15.12.2023 | at any time | Physical | 3360000 | 0.31 % |
Total | 70326568 | 6.57 % |
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
Morgan Stanley | % | % | % |
Morgan Stanley Capital Management, LLC | % | % | % |
Morgan Stanley Domestic Holdings, Inc. | % | % | % |
Morgan Stanley Capital Services LLC | % | % | % |
- | % | % | % |
Morgan Stanley | % | % | % |
Morgan Stanley Capital Management, LLC | % | % | % |
Morgan Stanley Domestic Holdings, Inc. | % | % | % |
Morgan Stanley & Co. LLC | % | % | % |
- | % | % | % |
Morgan Stanley | % | % | % |
Morgan Stanley International Holdings Inc. | % | % | % |
Morgan Stanley International Limited | % | % | % |
Morgan Stanley Investments (UK) | % | % | % |
Morgan Stanley & Co. International plc | % | 7.35 % | 7.44 % |
- | % | % | % |
Morgan Stanley | % | % | % |
Morgan Stanley Capital Management, LLC | % | % | % |
Morgan Stanley Domestic Holdings, Inc. | % | % | % |
Morgan Stanley & Co. LLC | % | % | % |
Prime Dealer Services Corp. | % | % | % |
- | % | % | % |
Morgan Stanley | % | % | % |
Morgan Stanley Capital Management, LLC | % | % | % |
Morgan Stanley Domestic Holdings, Inc. | % | % | % |
Morgan Stanley Bank, N.A. | % | % | % |
- | % | % | % |
Morgan Stanley | % | % | % |
Morgan Stanley Finance LLC | % | % | % |
- | % | % | % |
Morgan Stanley | % | % | % |
Morgan Stanley International Holdings Inc. | % | % | % |
Morgan Stanley B.V. | % | % | % |
- | % | % | % |
Morgan Stanley | % | % | % |
Morgan Stanley Capital Management, LLC | % | % | % |
Morgan Stanley Domestic Holdings, Inc. | % | % | % |
Morgan Stanley Smith Barney LLC | % | % | % |
- | % | % | % |
Morgan Stanley | % | % | % |
Morgan Stanley Capital Management, LLC | % | % | % |
Morgan Stanley Domestic Holdings, Inc. | % | % | % |
E*TRADE Financial Holdings, LLC | % | % | % |
ETCM Holdings, LLC | % | % | % |
E*TRADE Securities LLC | % | % | % |
- | % | % | % |
Morgan Stanley | % | % | % |
Morgan Stanley International Holdings Inc. | % | % | % |
Morgan Stanley Asia Holdings Limited | % | % | % |
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights | Proportion of instruments | Total of both |
% | % | % |
10. Other explanatory remarks:
Regarding sections 7.b.1 & 7.b.2, the put and call options marked with * amounting to a combined percentage of 10.28% were not aggregated as they relate to collar transactions under which, on a consolidated basis, Morgan Stanley can acquire 5.14% of the voting rights in Daimler AG (or receive an equivalent amount in cash) only once. |
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Daimler AG published this content on 06 September 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 06 September 2021 15:21:02 UTC.