TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer andto the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer | ||||||
of existing shares to which voting rights are at- | YouGov plc | |||||
tachedii: | ||||||
1b. Please indicate if the issuer is a non-UK issuer | (please mark with an "X" if appropriate) | |||||
Non-UK issuer | ||||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||
An acquisition or disposal of voting rights | X | |||||
An acquisition or disposal of financial instruments | ||||||
An event changing the breakdown of voting rights | ||||||
Other (please specify)iii: | ||||||
3. Details of person subject to the notification obligationiv | ||||||
Name | Kabouter Management LLC | |||||
City and country of registered office (if applicable) | Chicago, United States | |||||
4. Full name of shareholder(s) (if different from 3.)v | ||||||
Kabouter Fund I (QP), LLC | ||||||
Name | Kabouter Fund II, LLC | |||||
Kabouter Fund III, LLC | ||||||
City and country of registered office (if applicable) | Chicago, United States | |||||
5. Date on which the threshold was crossed or | 01 October 2019 | |||||
reachedvi: | ||||||
6. Date on which issuer notified (DD/MM/YYYY): | 02 October 2019 | |||||
7. Total positions of person(s) subject to the notification obligation | ||||||
% of voting rights at- | % of voting rights | Total number of | ||||
through financial instru- | Total of both in % | |||||
tached to shares (to- | voting rights of is- | |||||
ments | (8.A + 8.B) | |||||
tal of 8. A) | suervii | |||||
(total of 8.B 1 + 8.B 2) | ||||||
Resulting situation | ||||||
on the date on which | 4.97% | - | 4.97% | 104,853,003 | ||
threshold was | ||||||
crossed or reached |
1
Position of previous | 5.91% | - | 5.91% | |
notification (if | ||||
applicable) | ||||
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of | Number of voting rightsix | % of voting rights | ||
shares | ||||
Direct | Indirect | Direct | Indirect | |
ISIN code (if possible) | ||||
(Art 9 of Directive | (Art 10 of Directive | (Art 9 of Directive | (Art 10 of Directive | |
2004/109/EC) (DTR5.1) | 2004/109/EC) | 2004/109/EC) (DTR5.1) | 2004/109/EC) | |
(DTR5.2.1) | (DTR5.2.1) | |||
Ordinary shares | ||||
ISIN: | 5,216,218 | 4.97% | ||
GB00B1VQ6H25 | ||||
SUBTOTAL 8. A | 5,216,218 | 4.97% |
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights | ||||
Type of financial in- | Expiration | Exercise/ | that may be acquired if | % of voting rights |
strument | datex | Conversion Periodxi | the instrument is | |
exercised/converted. |
N.A.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial | Expiration | Exercise/ | Physical or | Number of | |
Conversion Pe- | cash | % of voting rights | |||
instrument | datex | voting rights | |||
riod xi | settlementxii | ||||
N.A. | |||||
2
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Fullchain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxivX (please add additional rows as necessary)
% of voting rights if it | % of voting rights | Total of both if it | |
through financial in- | |||
equals or is higher | equals or is higher | ||
Namexv | struments if it equals | ||
than the notifiable | than the notifiable | ||
or is higher than the | |||
threshold | threshold | ||
notifiable threshold | |||
Peter Zaldivar
Kabouter Holdings Inc.
Kabouter Management,
LLC
Kabouter Fund I (QP),
LLC
Peter Zaldivar
Kabouter Holdings Inc.
Kabouter Management,
LLC
Kabouter Fund II, LLC
Peter Zaldivar
Kabouter Holdings Inc.
Kabouter Management,
LLC
Kabouter Fund III, LLC
10. In case of proxy voting, please identify:
3
Name of the proxy holder | N.A. |
The number and % of voting rights held | N.A. |
The date until which the voting rights will be held | N.A. |
11. Additional informationxvi
Peter Zaldivar is the majority stockholder in Kabouter Holdings Inc., which is the holding company of Kabouter Management LLC. Kabouter Management LLC acts as the investment adviser to Kabouter Fund I (QP), LLC, Kabouter Fund II, LLC, and Kabouter Fund III, LLC.
Place of completion | Chicago, United States |
Date of completion | 02 October 2019 |
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YouGov plc published this content on 03 October 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 03 October 2019 15:10:03 UTC