SEC Form 4
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION | |||
OMB APPROVAL | |||
Washington, D.C. 20549 | |||
OMB Number: | 3235-0287 | ||
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP | Estimated average burden | ||
hours per response: | 0.5 | ||
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person* | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||||||||||||||||||||||||||
Feldman Michael David | XEROX CORP[ XRX ] | (Check all applicable) | ||||||||||||||||||||||||||||
Director | 10% Owner | |||||||||||||||||||||||||||||
3. Date of Earliest Transaction (Month/Day/Year) | ||||||||||||||||||||||||||||||
X | Officer (give title | Other (specify | ||||||||||||||||||||||||||||
04/06/2019 | ||||||||||||||||||||||||||||||
(Last) | (First) | (Middle) | below) | below) | ||||||||||||||||||||||||||
201 MERRITT 7 | Executive Vice President | |||||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable | |||||||||||||||||||||||||||||
(Street) | Line) | |||||||||||||||||||||||||||||
NORWALK | CT | 06851 | X Form filed by One Reporting Person | |||||||||||||||||||||||||||
Form filed by More than One Reporting | ||||||||||||||||||||||||||||||
(City) | (State) | (Zip) | Person | |||||||||||||||||||||||||||
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||||||||||||
1. Title of Security (Instr. 3) | 2. Transaction | 2A. Deemed | 3. | 4. Securities Acquired (A) or | 5. Amount of | 6. Ownership | 7. Nature | |||||||||||||||||||||||
Date | Execution Date, | Transaction | Disposed Of (D) (Instr. 3, 4 | Securities | Form: Direct | of Indirect | ||||||||||||||||||||||||
(Month/Day/Year) | if any | Code (Instr. | and 5) | Beneficially | (D) or | Beneficial | ||||||||||||||||||||||||
(Month/Day/Year) | 8) | Owned | Indirect (I) | Ownership | ||||||||||||||||||||||||||
Following | (Instr. 4) | (Instr. 4) | ||||||||||||||||||||||||||||
Code | V | Amount | (A) or | Price | Reported | |||||||||||||||||||||||||
Transaction(s) | ||||||||||||||||||||||||||||||
(D) | ||||||||||||||||||||||||||||||
(Instr. 3 and 4) | ||||||||||||||||||||||||||||||
Restricted Stock Units | 04/06/2019 | M | 5,584 | D | $33.38 | 119,495(1) | D | |||||||||||||||||||||||
Common Stock | 04/06/2019 | M | 5,584(2) | A | $33.38 | 22,290(1) | D | |||||||||||||||||||||||
Common Stock | 04/06/2019 | F | 2,246(3) | D | $33.38 | 20,044 | D | |||||||||||||||||||||||
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||||||||||||
(e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||||||||||||||||||
1. Title of | 2. | 3. Transaction | 3A. Deemed | 4. | 5. Number | 6. Date Exercisable and | 7. Title and | 8. Price | 9. Number of | 10. | 11. Nature | |||||||||||||||||||
Derivative | Conversion | Date | Execution Date, | Transaction | of | Expiration Date | Amount of | of | derivative | Ownership | of Indirect | |||||||||||||||||||
Security | or Exercise | (Month/Day/Year) | if any | Code (Instr. | Derivative | (Month/Day/Year) | Securities | Derivative | Securities | Form: | Beneficial | |||||||||||||||||||
(Instr. 3) | Price of | (Month/Day/Year) | 8) | Securities | Underlying | Security | Beneficially | Direct (D) | Ownership | |||||||||||||||||||||
Derivative | Acquired | Derivative | (Instr. 5) | Owned | or Indirect | (Instr. 4) | ||||||||||||||||||||||||
Security | (A) or | Security (Instr. | Following | (I) (Instr. | ||||||||||||||||||||||||||
Disposed | 3 and 4) | Reported | 4) | |||||||||||||||||||||||||||
of (D) | Transaction(s) | |||||||||||||||||||||||||||||
(Instr. 3, 4 | (Instr. 4) | |||||||||||||||||||||||||||||
and 5) | ||||||||||||||||||||||||||||||
Amount | ||||||||||||||||||||||||||||||
or | ||||||||||||||||||||||||||||||
Number | ||||||||||||||||||||||||||||||
Date | Expiration | of | ||||||||||||||||||||||||||||
Code | V | (A) | (D) | Exercisable | Date | Title | Shares |
Explanation of Responses:
1.Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.
2.Restricted Stock Units vested and converted to shares of Common Stock.
3.Shares withheld to pay for taxes on Restricted Stock Units that have vested.
/s/ Douglas H. Marshall | 04/09/2019 | ||
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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Xerox Corporation published this content on 09 April 2019 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 09 April 2019 22:37:05 UTC