Item 5.07 Submission of Matters to a Vote of Security Holders:
On
1. Proposal No. 1: To elect to the Board of Directors five (5) directors, to serve until the next Annual Meeting of Shareholders of the Company or until their successors are elected and qualified, subject to prior death, resignation or removal.
2. Proposal No. 2: To ratify the appointment of Rose, Snyder and Jacobs as our
independent registered public accounting firm for the Company for the fiscal
year ending
3. Proposal No. 3: To approve on an advisory, non-binding basis named executive officer compensation.
4. Proposal No. 4: To approve on an advisory, non-binding basis the frequency of the shareholder advisory vote to approve named executive officer compensation.
The above proposals were approved and the results of the balloting at the meeting are summarized in the following tables.
Votes Votes Votes Broker-Non Total Proposal Votes For Against Abstaining Withheld votes (a) (1) Walter Woltosz 12,983,046 - 24,857 3,009,367 16,017,270 (1) Dr. John K. 12,008,910 - 998,993 3,009,367 16,017,270 Paglia (1) Dr. David Ralph 11,264,216 - 1,743,687 3,009,367 16,017,270 (1) Dr. Daniel 11,960,138 - 1,047,765 3,009,367 16,017,270 Weiner (1) Dr. Lisa LaVange 11,988,673 - 1,019,230 3,009,367 16,017,270 Appointment of (2) Rose, Snyder, 15,967,679 31,460 18,131 16,017,270 and Jacobs LLP Advisory vote to approve Named Executive (3) Officer 12,809,400 155,965 42,538 3,009,367 16,017,270 Compensation Proposal 1 year 2 years 3 years Broker-Non Total votes Frequency of Shareholder (4) Advisory Vote on Executive 5,739,232 34,611 7,156,848 3,086,579 16,017,270 Compensation
(a) Total Proxy Shares on record date on
2 Item 8.01 Other Events
On
This report on Form 8-K (the "Report"), including the disclosures set forth herein, contains certain forward-looking statements that involve substantial risks and uncertainties. When used herein, the terms "anticipates," "expects," "estimates," "believes" and similar expressions, as they relate to us or our management, are intended to identify such forward-looking statements.
Forward-looking statements in this Report or hereafter, including in other
publicly available documents filed with the
Item 9.01 Financial Statements and Exhibits
(d) Exhibits 99.1 PowerPoint Presentation onFebruary 21, 2020 . 3
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