Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Announcement Summary
use only
Entity name
RIO TINTO LIMITED
Date of this announcement
Tuesday December 07, 2021
The +securities the subject of this notification are:
Unquoted options that have been exercised or other unquoted +convertible securities that have been converted
Total number of +securities to be issued/transferred
Total number of | |||
ASX +security | +securities to be | ||
code | Security description | issued/transferred | Issue date |
RIO | ORDINARY FULLY PAID | 21,706 | 01/12/2021 |
For personal
Refer to next page for full details of the announcement
Notification of Issue, Conversion or Payment up of Unquoted | 1 / 6 |
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 1 - Entity and announcement details
For personal use only
1.1 Name of entity
RIO TINTO LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 | Registered number type | Registration number |
ABN | 96004458404 | |
1.3 | ASX issuer code | |
RIO |
- The announcement is New announcement
- Date of this announcement
7/12/2021
Notification of Issue, Conversion or Payment up of Unquoted | 2 / 6 |
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 2 - Issue details
2.1 The +securities the subject of this notification are:
Unquoted options that have been exercised or other unquoted +convertible securities that have been converted
For personal use only
2.2b The +securities being issued, transferred or re-classified as a result of the options being exercised or other +convertible securities being converted are:
securities that have already been quoted on ASX ("existing class")
Notification of Issue, Conversion or Payment up of Unquoted | 3 / 6 |
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B
only
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:
A transfer of existing +securities
The underlying securities being received by the holder are:
Already quoted by ASX
Existing +securities converting into an existing class
use
FROM (Existing Class)
ASX +Security code and description
RIOAL : SHARE RIGHTS
TO (Existing Class)
ASX +Security code and description
RIO : ORDINARY FULLY PAID
Please state the number of options that were exercised or other +convertible securities that were converted
21,706
The first date the options were exercised or other +convertible securities were converted
1/12/2021
The last date the options were exercised or other +convertible securities were converted
1/12/2021
For personal
Is this all of the options or other +convertible securities on issue of that type?
Yes
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?
Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?
Yes
Provide details of the KMP or associates who are exercising options or converting convertible securities.
Name of KMP | Name of registered holder | Number of +securities | |
1,862 | |||
Sinead Kaufman | Computershare Trustees (Jersey) | ||
Limited on behalf of Ms Kaufman | 1,282 | ||
Ivan Vella | Computershare Trustees (Jersey) | ||
Limited on behalf of Mr Vella | |||
Date the +securities the subject of this notification were issued/transferred
1/12/2021
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Any other information the entity wishes to provide about the +securities the subject of this notification
Issue details | ||
onlyusepersonalFor | Number of +securities | |
21,706 | ||
Notification of Issue, Conversion or Payment up of Unquoted | 5 / 6 |
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Rio Tinto Ltd. published this content on 07 December 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 07 December 2021 08:41:04 UTC.