Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 3, 2021, PennyMac Financial Services, Inc. (the "Company") held its
Annual Meeting of Stockholders (the "Meeting") for the purpose of: (i) electing
eleven (11) director nominees to serve on the Board of Directors (the "Board"),
each for a one-year term expiring at the 2022 Annual Meeting of Stockholders;
(ii) ratifying the appointment of Deloitte & Touche LLP as the Company's
independent registered public accounting firm for the fiscal year ending
December 31, 2021; and (iii) approving, by non-binding vote, the Company's
executive compensation. The total number of shares of common stock entitled to
vote as of the record date was 66,991,136, of which 61,346,122 votes, or 91.6%,
were present in person or by proxy.
Proposal 1: The election of eleven (11) director nominees to serve on the Board,
each for a one-year term expiring at the 2022 Annual Meeting of Stockholders.
Trustee Votes For Votes Against Abstentions Broker Non-Votes
David A. Spector 53,994,093 1,208,548 83,886 6,059,595
James K. Hunt 54,542,341 660,488 83,698 6,059,595
Jonathon S. Jacobson 55,119,641 83,338 83,548 6,059,595
Patrick Kinsella 55,155,344 46,932 84,251 6,059,595
Anne D. McCallion 55,155,951 47,313 83,263 6,059,595
Joseph Mazzella 54,964,726 238,332 83,469 6,059,595
Farhad Nanji
54,807,905 394,900 83,722 6,059,595
Jeffrey A. Perlowitz 55,056,685 146,294 83,548 6,059,595
Lisa M. Shalett 55,147,085 56,436 83,006 6,059,595
Theodore W. Tozer 55,155,589 47,209 83,729 6,059,595
Emily Youssouf 55,150,474 52,758 83,295 6,059,595
All director nominees were elected.
Proposal 2: Ratification of the appointment of Deloitte & Touche LLP as
independent registered public accounting firm for the Company for the fiscal
year ending December 31, 2021.
Votes For Votes Against Abstentions Broker Non-Votes
60,962,328 269,196 114,598 0
Proposal 3: Approval, by non-binding vote, of the Company's executive
compensation.
Votes For Votes Against Abstentions Broker Non-Votes
51,139,324 3,989,286 157,917 6,059,595
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No. Description
104 Cover Page Interactive Data (embedded within the Inline XBRL document)
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