Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement, application for quotation of additional securities and agreement
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12, 04/03/13
Name of entity
Auroch Minerals Ltd
ABN 91 148 966 545
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).
1 +Class of +securities issued or to be issued
Expiry of options
2 Number of +securities issued or to be issued (if known) or maximum number which may be issued
Expiry of 3,542,843 options
3 Principal terms of the +securities (e.g. if options, exercise price and expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion)
Expiry of options exercisable at $0.08 on or before 31 December 2018
4 Do the +securities rank equally in all respects from the +issue date with an existing +class of quoted +securities?
If the additional +securities do not rank equally, please state:
• the date from which they do
• the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment
• the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment
5 Issue price or consideration
N/A
N/A
6 Purpose of the issue
(If issued as consideration for the acquisition of assets, clearly identify those assets)
6a Is the entity an +eligible entity that has obtained security holder approval under rule 7.1A?
If Yes, complete sections 6b - 6h
in relation to the +securities the
subject of this Appendix 3B, and
comply with section 6i
6b The date the security holder resolution under rule 7.1A was passed
N/AYes
14 November 2018
6c Number of +securities issued without security holder approval under rule 7.1
N/A
6d Number of +securities issued with security holder approval under rule 7.1A
6e Number of +securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting)
N/A
6f Number of +securities issued under an exception in rule 7.2
N/A
6g If +securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the +issue date and both values. Include the source of the VWAP calculation.
N/A
6h If +securities were issued under rule 7.1A for non-cash consideration, state date on which valuation of consideration was released to ASX Market Announcements
N/A
6i Calculate the entity's remaining issue capacity under rule 7.1 and rule 7.1A - complete Annexure 1 and release to ASX Market Announcements
LR7.1: 15,075,531
LR7.1A: 10,050,354
7 +Issue dates
Note: The issue date may be prescribed by ASX (refer to the definition of issue date in rule 19.12). For example, the issue date for a pro rata entitlement issue must comply with the applicable timetable in Appendix 7A.
Cross reference: item 33 of Appendix 3B.
8 | Number | and +class | all |
+securities | quoted on | ASX | |
(including | in |
of
the +securities section 2 if applicable)
N/A | |
Number | +Class |
97,736,874 | Ordinary Shares |
9 Number and +class of all +securities not quoted on ASX (including the +securities in section 2 if applicable)
Number
+Class
300,000
32,917,598
2,766,666
4,500,000 12,000,000
Options exercisable at $0.20 on or before 24 March 2019
Options exercisable at $0.10 on or before 30 November 2021
Fully paid ordinary shares escrowed to 6 April 2019
Performance Rights
Performance Shares
10 Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests)
Part 2 - Pro rata issue
11 Is security required?
N/A
holderapproval N/A
12 Is the issue renounceable or non-renounceable?
N/A
13 Ratio in which the +securities will be offered
N/A
14 +Class of +securities to which the offer relates
N/A
15 +Record date entitlementstodetermine N/A
16 Will holdings on different registers (or subregisters) be aggregated for calculating entitlements?
N/A
17 Policy for deciding entitlements in relation to fractions
N/A
18 Names of countries in which the entity has security holders who will not be sent new offer documents
Note: Security holders must be told how their
entitlements are to be dealt with.
Cross reference: rule 7.7.
19 Closing date for receipt acceptances or renunciations
N/Aof N/A
20 Names of any underwriters
N/A
21 Amount of any underwriting fee or commission
N/A
22 Names of any brokers to the issue N/A
23 Fee or commission payable to the broker to the issue
N/A
24 Amount of any handling fee payable to brokers who lodge acceptances or renunciations on behalf of security holders
N/A
25 If the issue is contingent on security holders' approval, the date of the meeting
N/A
26 Date entitlement and acceptance form and offer documents will be sent to persons entitled
N/A
27 If the entity has issued options, and the terms entitle option holders to participate on exercise, the date on which notices will be sent to option holders
N/A
28 Date rights trading will begin (if applicable)
N/A
29 Date rights trading will end (if applicable)
N/A
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Disclaimer
Auroch Minerals Ltd. published this content on 31 December 2018 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 31 December 2018 04:53:04 UTC