E-COMMODITIES HOLDINGS LIMITED Monthly Return of Equity Issuer on Movements in Securities
For the month ended
(dd/mm/yyyy) :
28/02/2021
To : Hong Kong Exchanges and Clearing LimitedName of Issuer Date Submitted
E-Commodities Holdings Limited 02/03/2021
I. Movements in Authorised Share Capital
1. Ordinary Shares
(1) Stock code : 1733
Description :
Ordinary Shares
No. of ordinary shares
Par value
(State currency)
Authorised share capital (State currency)
Balance at close of preceding month
6,000,000,000
N/A
N/A
Increase/(decrease)
N/A
N/A
Balance at close of the month
6,000,000,000
N/A
N/A
(2) Stock code : N/A
Description :Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
No. of ordinary shares
Par value
(State currency)
Authorised share capital (State currency)
2. Preference SharesStock code :
N/A
Description :
Balance at close of preceding month |
Increase/(decrease) |
Balance at close of the month |
3. Other Classes of Shares |
Stock code :
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
N/A
Description : |
No. of other |
classes of |
shares |
No. of | Par value | Authorised share |
preference | (State | capital |
shares | currency) | (State currency) |
Par value | Authorised share | |
(State | capital | |
currency) | (State currency) |
Total authorised share capital at the end of the month (State currency) :
6,000,000,000 ordinary shares (with no par value)
II. Movements in Issued Share Capital
No. of ordinary shares
(1) (2)No of preference shares
Balance at close of
preceding month | 3,026,882,356 | N/A | N/A | N/A |
Increase/ (decrease) | ||||
during the month | 0 | N/A | N/A | N/A |
Balance at close of | ||||
the month | 3,026,882,356 | N/A | N/A | N/A |
No. of other classes of sharesIII. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer)
Particulars of |
share option |
scheme |
No. of new shares of | No. of new shares of | |
issuer issued during | issuer which may be | |
the month pursuant | issued pursuant | |
including EGM | thereto | thereto as at close of |
approval date | the month | |
(dd/mm/yyyy) and | ||
class of shares | ||
issuable | ||
1.N/A | ||
March 2019 |
(
(
/
/
)
shares
(Note 1)
2.
/
/
)
shares
(Note 1)
3.
(
/
/
)
shares
(Note 1)
Total funds raised during the month from exercise of options (State currency)
Movement during the monthGrantedExercisedCancelledLapsed
Total A. (Ordinary shares) NIL
(Preference shares) N/A
(Other class)
NILN/A
Warrants to Issue Shares of the Issuer which are to be ListedDescription of warrants (Date of expiry - dd/mm/yyyy) 1. 118,060,606 warrants issued on 14 September 2017
Currency of nominal valueNominal value at close of preceding monthExercised during the monthNominal value at close of the month
issuer issuer whichissued during the month pursuant thereto
N/AN/A
Nil
N/A
Nil
118,060,606
(13/09/2022)
Stock code (if listed) Class of shares
N/A
issuable (Note 1) | Ordinary shares with no par value |
Subscription price | HK$0.761 per share |
EGM approval date | |
(if applicable) | |
(dd/mm/yyyy) | (24/07/2017) |
2. N/A |
(
/ / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
(
/
/
)
3. N/A
(
/ / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
(
/
/
)
4. N/A
(
/ / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
(
/
/
)Total B.
(Ordinary shares) N/A (Preference shares) N/A
(Other class) N/A
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
No. of new shares of
issuer issuer whichCurrency of amount outstanding
Class and description 1. N/A
Amount at close of preceding monthConverted during the monthAmount at close of the monthissued during the month pursuant theretomay be issued pursuant thereto as at close of the month
Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) 2. N/A
(
/
/
)Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 3. N/A
(
/
/
)Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 4. N/A
(
/
/
)Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
(
/
/
)
Total C. (Ordinary shares) N/A
(Preference shares) N/A
(Other class) N/A
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable: | No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
( / / ) shares (Note 1) Total D. (Ordinary shares) (Preference shares) (Other class) | N/A N/A N/A |
Other Movements in Issued Share Capital | |
No. of new | No. of new |
shares of | shares of |
issuer issued | issuer which |
during the | may be |
month | issued |
pursuant | pursuant |
thereto | thereto as at |
close of the | |
Type of Issue | month |
N/A | N/A |
N/A | N/A |
N/A | N/A |
N/A | N/A |
________
1. Rights issue
2. Open offer
3. Placing
4. Bonus issueAt price :At price :At price :Class of shares issuable (Note 1)State
Issue and allotmentcurrency date : (dd/mm/yyyy)EGM approval date: (dd/mm/yyyy)
Class of shares issuable (Note 1)State
Issue and allotmentcurrency date : (dd/mm/yyyy)EGM approval date: (dd/mm/yyyy)Class of shares issuable (Note 1)State
Issue and allotmentcurrency date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)Class of shares issuable (Note 1)
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / /
)
( / /
)
________
( / /
)
( / /
)
________
( / /
)
( / /
)
________
( / /
)
( / /
)
Type of Issueduring the month pursuant thereto
Class of shares issuable (Note 1)
________
State
5. Scrip dividendAt price :
Issue and allotment
( / /
)currency date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / /
)N/A
N/A
6. Repurchase of shares
7. Redemption of shares
8. Consideration issue
At price :Class ofshares Ordinaryrepurchased (Note 1)
Cancellation date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)Class of shares redeemed (Note 1)
Redemption date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
Class of shares issuable (Note 1)State
Issue and allotmentcurrency date : (dd/mm/yyyy)EGM approval date: (dd/mm/yyyy)Shares
( / /
)
( / /
)
________
( / /
)
( / /
)
________
( / /
)
( / /
)N/AN/AN/AN/AN/A
Type of Issueduring the month pursuant thereto
Class of shares issuable (Note 1)
________
9. Capital reorganisation
Issue and allotment date : (dd/mm/yyyy)
( / / )
EGM approval date: (dd/mm/yyyy)
( / / )N/A
N/AClass of shares issuable (Note 1)
________
10. Other
(Please specify) At price :
State currency Issue and allotment date : (dd/mm/yyyy)
( / /
)
EGM approval date: (dd/mm/yyyy)
( / / )N/A
N/ATotal E. (Ordinary shares) N/A
(Preference shares) N/A
(Other class) N/ATotal increase / (decrease) in ordinary shares during the month (i.e. Total of A to E):
(1)
(2)
N/A N/A
Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):
N/A
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):
N/A
(These figures should be the same as the relevant figures under II above ("Movements in Issued Share Capital").)
IV. Confirmations
We hereby confirm to the best knowledge, information and belief that, in relation to each of the securities issued by the issuer during the month as set out in Part III which has not been previously disclosed in a return published under rule 13.25A, it has been duly authorized by the board of directors of the listed issuer and, insofar as applicable:
(Note 2)
(i) all money due to the listed issuer in respect of the issue of securities has been received by it;
(ii) all pre-conditions for listing imposed by the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited under "Qualifications of listing" have been fulfilled;
(iii) all (if any) conditions contained in the formal letter granting listing of and permission to deal in the
securities have been fulfilled;
(iv) all the securities of each class are in all respects identical (Note 3);
(v) all documents required by the Companies (Winding Up and Miscellaneous Provisions) Ordinance to be filed with the Registrar of Companies have been duly filed and that compliance has been made with other legal requirements;
(vi) all the definitive documents of title have been delivered/are ready to be delivered/are being prepared and will be delivered in accordance with the terms of issue;
(vii) completion has taken place of the purchase by the issuer of all property shown in the listing document to have been purchased or agreed to be purchased by it and the purchase consideration for all such property has been duly satisfied; and
(viii) the trust deed/deed poll relating to the debenture, loan stock, notes or bonds has been completed and executed, and particulars thereof, if so required by law, have been filed with the Registrar of Companies.
Remarks (if any):
On 1 June 2017, the Company and the Subsidiary Guarantors entered into the Subscription Agreement with the Subscriber pursuant to which the Subscriber has agreed to (among others) subscribe for the 118,060,606 Warrants on the terms and subject to the conditions set out therein. For further details, please refer to the Company's announcements dated 2 June 2017, 8 November 2017, 9 November 2017, 9 July 2018, 21 September 2018, 25 September 2019 and 14 August 2020 (the "Announcements"). Unless otherwise specified, capitalized terms used herein shall have the same meaning ascribed to them in the Announcements. The Warrants carry subscription rights entitling its holders to subscribe for Warrant Shares at the initial Warrant Subscription Price of HK$0.99 per Warrant Share (subject to adjustments). Pursuant to the provisions on adjustments to the Warrant Subscription Price set out in the terms and conditions of the Warrants, as a result of the declarations of dividend by the Company on 22 August 2017, 22 March 2018 and 28 March 2019, respectively, the Warrant Subscription Price was adjusted to HK$0.761 per Warrant Share.
Submitted by: ________Chen Xiuzhu____________________
Title: | _________Company Secretary_________________ |
(Director, Secretary or other duly authorised officer) | |
Notes : | |
1. | State the class of shares (e.g. ordinary, preference or other). |
2. | Items (i) to (viii) are suggested forms of confirmation which may be amended to meet |
individual cases. Where the issuer has already made the relevant confirmations in a return | |
published under rule 13.25A in relation to the securities issued, no further confirmation is | |
required to be made in this return. | |
3. | "Identical" means in this context: |
the securities are of the same nominal value with the same amount called up or paid up;
they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to exactly the same sum (gross and net); and
they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank pari passu in all other respects.
4.
If there is insufficient space, please append the prescribed continuation sheet.
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Disclaimer
E-Commodities Holdings Limited published this content on 02 March 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 02 March 2021 08:34:02 UTC.
