October 22, 2020 136/2020-VOP
E X T E R N A L C O M M U N I C A T I O N
To: B3's Market Participants - Segment BM&FBOVESPA
Re: Test of Business Continuity Plan for PUMA Trading System
B3 informs that the rescheduling for Thursday, October 29, 2020, of the validation the test of the Business Continuity Plan for the PUMA Trading System (BCP PUMA), in addition with External Communication 118/2020-VOP, dated September 23, 2020.
We emphasize the maintenance of the other test dates disclosed in External Communication 085/2020-VOP, dated July 21, 2020.
BCP PUMA was developed to make possible a reduction in positions and the risks associated with them using alternative mechanisms for closing and sending trades to post-trading when the PUMA Trading System becomes unavailable in the primary and secondary data processing centers during the trading session and cannot be restored on the same day.
Participation by the brokerage houses that trade in the BM&FBOVESPA Segment will be mandatory.
Participants will access BCP PUMA through their internet link, using the address https://pcopuma.b3.com.br:8197/#/login,entering the login and password the same used by supervising traders to access to ePUMA and as described in the document PCO PUMA - Participant Guide, available on the B3 Extranet.
1. Timetables for mock trading session
Starts | Ends | Phase |
6:30 p.m. | 7:00 p.m. | Login to application and sending of cross orders, matched trades, |
bids and asks. | ||
7:00 p.m. | 7:30 p.m. | B3 processes data. |
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136/2020-VOP
2. Scope of mock trading session
The mock trading session will cover the following:
- Access tohttps://pcopuma.b3.com.br:8197/#/login;
- Inclusion of cross orders, as described in validation script;
- Inclusion of matched trades, as described in validation script;
- Inclusion of bids and asks, as described in validation script;
- Receipt of alert messages;
- Interaction with B3 as counterparty or to facilitate execution of specific mock trading scenario desired by participant; and
- Regular interaction with Trading Platform team by telephone on +55 11 2565- 5022/5023/5024 and by email atnegociacao@b3.com.br.
The mock trading contingency session will notcover:
- Use of post-trade, settlement and risk systems or clearinghouse margin and collateral management systems;
- Production and delivery of BCP PUMA validation test reports and files; and
- Orders entered via PUMA Trading System.
3. Other information
The activities to be performed during the test can be found in the mandatory script.
Participation in the mock trading session must be confirmed no later than 12 noon on Wednesday, October 28, 2020, by sending an email to tradingsupport@b3.com.brwith "BCP PUMA test" in the subject line, and a message identifying the institution, naming the individuals who will participate and supplying their contact details (telephone numbers and email addresses).
Further information can be obtained from Electronic Trading by telephones on +55
11 2565-5022,2565-5023 or 2565-5024 or by e-mailnegociacao@b3.com.bror from Trading Support by telephone on +55 11 2565-5021 or by e-mailtradingsupport@b3.com.br.
Cícero Augusto Vieira Neto
Chief Operating Officer
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Annex to External Communication 136/2020-VOP
BCP PUMA validation script
Scenarios to be executed during the BCP PUMA validation test. Choose "OK" in the table for successfully executed scenarios and "N/E" (not executed) if an error occurs during validation.
1. Access to site
Activity | Expected result | Status | ||
Go to page: | Access to application's | OK | N/E | |
https://pcopuma.b3.com.br:8197/#/login | login page | |||
Log in to application using ePUMA supervising | Access to application's | OK | N/E | |
trader's code | home page | |||
2. Authorized securities for BCP-PUMA validation test
BM&F Segment | ||||||||
INDZ20 | DOLZ20 | BGIZ20 | DOLF21C003250 | |||||
Bovespa Segment | ||||||||
PETR4 | BOVA11 | VALEL700 | IBOVL103 | |||||
3. Entry of cross orders | ||||||||
Activity | Expected result | Status | ||||||
Go to Negociação menu, select Negócios | Access to cross order entry | OK | N/E | |||||
Diretos | screen | |||||||
Enter cross order for each security listed in | ||||||||
item 2, BM&F Segment, with these parameters: | Order entry successful | OK | N/E | |||||
• Quantity - 10 lots | message | |||||||
• Price - within daily fluctuation limit for | ||||||||
contract month | ||||||||
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Activity | Expected result | Status | |
Enter cross order for each security listed in | |||
item 2, Bovespa Segment, with these | |||
parameters: | |||
• Quantity - 100 lots | Order entry successful | OK | N/E |
• Price - limited to 10% above or below | message | ||
price of last trade in regular session or, if | |||
this is unavailable, 10% above or below | |||
closing price. | |||
4. Entry of matched trades
Activity | Expected result | Status | ||
Go to Negociação menu, select Negócios | Access to matched trade | OK | N/E | |
Casados | entry screen | |||
Enter matched trade for each security listed in | ||||
item 2, BM&F Segment, with parameters shown | ||||
below and freely designating brokerage house | Order entry successful | |||
as sell-side counterparty: | OK | N/E | ||
message | ||||
• Quantity - 10 lots | ||||
• Price - within daily fluctuation limit | for | |||
contract month | ||||
Enter matched trade for each security listed in | ||||
item 2, Bovespa Segment, with parameters | ||||
shown below and freely designating brokerage | ||||
house as sell-side counterparty: | Order entry successful | |||
• Quantity - 100 lots | OK | N/E | ||
message | ||||
• Price - limited to 10% above or below | ||||
price of last trade in regular session or, if | ||||
this is unavailable, 10% above or below | ||||
closing price. | ||||
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INFORMAÇÃO PÚBLICA - PUBLIC INFORMATION
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B3 SA - – Brasil, Bolsa, Balcão published this content on 22 October 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 22 October 2020 20:54:07 UTC