Australia and New Zealand Banking : Notice Corporations Act Subsection 259C(2)

Microsoft Word - 02 - ASX Notice for 21.01.16.DOC

Notice given in accordance with Corporations Act Subsection 259C(2) Exemption To Company Announcements Australian Securities Exchange Level 4

20 Bridge Street

SYDNEY NSW 2000

1. Nameof Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 ("ANZ") gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

   
   

   Date of present notice: 22 January 2016

   
   

   The previous notice was given to the ASX on: 8 January 2016 The previous notice was dated: 8 January 2016

2. IssuedShare Capital 2,917,560,098 fully paid Ordinary Shares in the capital of ANZ have been issued as at 21 January 2016.

3(a). Previous and present aggregated % of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ in respect of which its controlled entities have power to control voting or disposal and voting shares underlying derivatives, when last required, and when now required, to give a notice to the ASX are:

Class of Shares	Previous Notice		Present Notice
	Total Number	% of Total Shares	Total Number	% of Total Shares
Ordinary Fully Paid	17,591,553	0.60%	17,596,286	0.60%

3(b). Previous and present net economic exposure % of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ in respect of which its controlled entities have a net economic exposure, when last required, and when now required, to give a notice to the ASX are:

Class of Shares	Previous Notice		Present Notice
	Total Number	% of Total Shares	Total Number	% of Total Shares
Ordinary Fully Paid	17,591,553	0.60%	17,596,286	0.60%

1. Details of Controlled Entity Holdings

   The following controlled entities are the holders in the Voting Shares referred to in paragraph 3 above.

   
   

   Registered Holder	Controlled Entity entitled to be registered	Number of Shares	% of Total Shares
   ANZEST Pty Ltd as Trustee for ANZ Employee Share Acquisition Plan	ANZEST Pty Ltd as Trustee for ANZ Employee Share Acquisition Plan	236,539	0.01%
   JP Morgan	ANZ New Zealand Investments Limited on behalf of various investment funds and client portfolios	172,326	0.01%

   
   

   Registered Holder	Controlled Entity entitled to be registered	Number of Shares	% of Total Shares
   ANZ NZ Investments Nominees / Reserve Bank of NZ	ANZ New Zealand Investments Limited on behalf of various investment funds and client portfolios	31,639	0.00%
   Citi Group / Reserve Bank of NZ	ANZ New Zealand Investments Limited on behalf of various investment funds and client portfolios	565,086	0.02%
   Citi Group / BNP Paribas	ANZ New Zealand Investments Limited on behalf of various investment funds and client portfolios	1,328,318	0.05%
   Reserve Bank of NZ	ANZ New Zealand Investments Limited on behalf of various investment funds and client portfolios	96,180	0.00%
   Private Nominees Limited	Private Nominees Limited as trustee for various private clients	693,233	0.02%
   JP Morgan Chase Bank	OnePath Funds Management Ltd as responsible entity for OnePath Wholesale Protected Aus 50 Trust	19,730	0.00%
   ANZ Nominees Limited	OnePath Funds Management Ltd as responsible entity for ANZ Australian Industrial Equities Fund	791,556	0.03%
   JP Morgan Chase Bank	OnePath Funds Management Ltd as responsible entity for OnePath Sustainable Investments - Wholesale Australian Share Trust	66,397	0.00%
   JP Morgan Chase Bank	OnePath Funds Management Ltd as responsible entity for Blue Chip Pool	1,113,556	0.04%
   JP Morgan Chase Bank	OnePath Funds Management Ltd as responsible entity for OnePath Australian Shares Index Pool	2,390,776	0.08%
   JP Morgan Chase Bank	OnePath Funds Management Ltd as responsible entity OnePath Australian Shares - Imputation Index Pool	5,585,257	0.19%
   JP Morgan Chase Bank	OnePath Funds Management Ltd as responsible entity for OPTIMIX WHOLESALE AUSTRALIAN SHARES TRUST ARNHEM 130/30	1,260,506	0.04%
   JP Morgan Chase Bank	OnePath Funds Management Ltd as responsible entity for OPTIMIX WHOLESALE AUSTRALIAN SHARES TRUST - VINVA	899,774	0.03%
   JP Morgan Chase Bank	OnePath Funds Management Ltd as responsible entity for Optimix Wholesale Australian Share Trust	1,011,056	0.04%
   HSBC Custody Nominees ACF OASIS	Oasis Fund Management Limited as responsible entity for Oasis Asset Management Ltd	690,899	0.02%

   
   

   Registered Holder	Controlled Entity entitled to be registered	Number of Shares	% of Total Shares
   OnePath Custodians Pty Ltd	OnePath Custodians Pty Ltd as responsible entity for Portfolio One	643,458	0.02%
   Aggregation		17,596,286	0.60%

   
   

   
   

2. Changes in Voting Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of Change	Controlled Entity entitled whose shareholding changed	Nature of Change	Consideration given in relation to change	Class of Share	Number of Shares
8/01/2016	ANZEST Pty Ltd as Trustee for ANZ Employee Share Acquisition Plan (the "plan")	The change in holding occurred as a result of shares under the Plan being forfeited due to cessation of an individual's employment or vesting conditions not being met and/ or shares being allocated under the Plan	Not applicable	Ordinary fully paid	5,965
8/01/2016	OnePath Funds Management Ltd as responsible entity for OnePath Wholesale Protected Aus 50 Trust	On-market sale	19,710.37	Ordinary fully paid	-772
8/01/2016	Oasis Fund Management Limited as responsible entity for Oasis Asset Management Ltd	On-market sale	28,018.04	Ordinary fully paid	-1,035
8/01/2016	Oasis Fund Management Limited as responsible entity for Oasis Asset Management Ltd	On-market sale	7,042.10	Ordinary fully paid	-260
8/01/2016	Oasis Fund Management Limited as responsible entity for Oasis Asset Management Ltd	On-market sale	1,895.60	Ordinary fully paid	-70

8/01/2016	Oasis Fund Management Limited as responsible entity for Oasis Asset Management Ltd	On-market sale	8,124.00	Ordinary fully paid	-300
8/01/2016	Oasis Fund Management Limited as responsible entity for Oasis Asset Management Ltd	On-market sale	999.37	Ordinary fully paid	-37
11/01/2016	Oasis Fund Management Limited as responsible entity for Oasis Asset Management Ltd	On-market purchase	5,030.30	Ordinary fully paid	187
11/01/2016	Oasis Fund Management Limited as responsible entity for Oasis Asset Management Ltd	On-market purchase	10,020.00	Ordinary fully paid	375
11/01/2016	OnePath Custodians Pty Ltd as responsible entity for Portfolio One	On-market purchase	25,080.06	Ordinary fully paid	1,000
12/01/2016	ANZEST Pty Ltd as Trustee for ANZ Employee Share Acquisition Plan (the "plan")	The change in holding occurred as a result of shares under the Plan being forfeited due to cessation of an individual's employment or vesting conditions not being met and/ or shares being allocated under the Plan	Not applicable	Ordinary fully paid	10,299
12/01/2016	OnePath Funds Management Ltd as responsible entity for OnePath Wholesale Protected Aus 50 Trust	On-market sale	13,121.87	Ordinary fully paid	-524