Alex C. Gates

Director of Research - Equity at

Clayton Partners LLC

Consumer Services

Finance

Profile

Mr. Alex C.
Gates, CFA, is a Partner, Director of Research & Chief Compliance Officer at Clayton Partners LLC.
He leads our effort to source compelling public and private investment opportunities.
He holds a Masters Degree in Business Economics from the University of California at Santa Barbara.
Prior to his graduate education, he completed a dual major BS in Economics and Statistics from Cal Poly State University.

Alex C. Gates active positions

Companies	Position	Start
Clayton Partners LLC Clayton Partners LLC Investment ManagersFinance Clayton seeks to maximize returns through investing and trading in securities. To achieve its investment objective, the firm employs a disciplined process of identifying and thoroughly assessing opportunities. They make long-term investments in quality businesses that it believes are priced below their intrinsic value. Clayton also uses short positions, arbitrage transactions and option strategies to attempt to capture additional returns and hedge its portfolio risk. The firm invests principally, but not solely, in equity and equity-related securities that are traded publicly in US and non-US markets.	Director of Research - Equity	29/02/2016

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Private companies	3
California Polytechnic State University (San Luis Obispo) California Polytechnic State University (San Luis Obispo) Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Clayton Partners LLC Clayton Partners LLC Investment ManagersFinance Clayton seeks to maximize returns through investing and trading in securities. To achieve its investment objective, the firm employs a disciplined process of identifying and thoroughly assessing opportunities. They make long-term investments in quality businesses that it believes are priced below their intrinsic value. Clayton also uses short positions, arbitrage transactions and option strategies to attempt to capture additional returns and hedge its portfolio risk. The firm invests principally, but not solely, in equity and equity-related securities that are traded publicly in US and non-US markets.	Finance
University of California University of California Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services