YUKEN INDIA LIMITED

An ISO 9001:2015 Company

Manufacturers of Oil Hydraulic Equipment

IN COLLABORATION WITH YUKEN KOGYO CO. LTD., JAPAN.

CIN: L29150KA1976PLC003017

No. 16-C, Doddanekundi

PB No. 5, Koppathimmanahalli

Regd. Office:

Industrial Area, II Phase,

Factory:

Village, Malur-Hosur Main

Mahadevapura,

Road, Malur Taluk, Kolar

Bengaluru - 560 048.

District - 563 160.

Phone:

+919731610341

Phone :

+91 9845191995

Our Ref No:

YIL/Sec/2023

E-mail:

hmn_rao@yukenindia.com

Date:

13.01.2023

Web:

www.yukenindia.com

To,

The General Manager,

The General Manager,

Listing Compliance & Legal Regulatory,

Listing Compliance & Legal Regulatory,

BSE Limited,

National Stock Exchange of India Limited

PJ Towers, Dalal Street,

Exchange Plaza,

Mumbai-400001.

Plot no. C/1, G Block,

BSE Script Code: 522108

Bandra-Kurla Complex,

Bandra (E), Mumbai - 400051

NSE Script Code: YUKEN

Dear Sir/Madam,

Sub: SDD compliance certificate for the quarter ended December 31, 2022.

Pursuant to Regulation 3(5) and 3(6) of Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 (PIT Regulations), Please find enclosed herewith the SDD compliance certificate for the quarter ended December 31, 2022.

Kindly take the above information on record.

Thanking you,

For Yuken India Limited

HALDODDERI MUKUNDA RAO NARASINGA RAO

Digitally signed by

HALDODDERI MUKUNDA RAO NARASINGA RAO Date: 2023.01.13 11:43:27 +05'30'

H M Narasinga Rao Compliance Officer

COMPLIANCE CERTIFICATE FOR THE QUARTER ENDED DECEMBER 2022

(Pursuant to Securities and Exchange Board of India (Prohibition of Insider Trading)

Regulations,2015)

I, H M Narasinga Rao, Compliance Officer, have examined the following compliance requirement of Yuken India Limited (Company) and certify that the Company has maintained a Structured Digital Database (SDD) pursuant to provisions of Regulation 3(5) and 3(6) of Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 (PIT Regulations):

Sr.

Compliance Requirement

Yes/

Observation/ Remark

No

No

1

Whether the Company has a Structured Digital Database in

Yes

Yes

place?

2

Whether control exists as to who can access the SDD for

Yes

Yes

read/ write along with the names and PAN of such person?

3

Whether all the UPSI had been captured in the Database. If

Yes

not details of events that had not been captured and the

Yes

reason for the same?

4

Whether the recipients were upfront informed that the

Yes

information which they will be receiving shortly is UPSI and

the entry has been captured in the Database prior to

Yes

forwarding the UPSI data. If not details of events that have

not been captured and the reason for the same?

5

Whether nature of UPSI have been captured along with date

Yes

Yes

and time?

6

Whether name of persons who have shared the information

Yes

Yes

has been captured along with PAN or any other identifier?

7

Whether name of persons with whom information is shared

Yes

has been captured along with PAN or any other identifier?

Yes

8

Whether the database has been maintained internally?

Yes

Yes

Note: The information of the audit should cover the period when such information was inserted in the SDD upto the date of disclosure.

The number of days for which non-compliance was observed: NIL

Further I also confirm that the Company was required to capture 1 number of events during the quarter ended and has captured 1 number of the said required events.

For Yuken India Limited

HALDODDERI MUKUNDA RAO NARASINGA RAO

Digitally signed by

HALDODDERI MUKUNDA RAO NARASINGA RAO Date: 2023.01.13 11:43:57 +05'30'

H M Narasinga Rao Compliance Officer.

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Yuken India Ltd. published this content on 13 January 2023 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 13 January 2023 06:59:01 UTC.