For personal use only
This appendix is available as an online form
Only use this form if the online version is not available +Rule 3.10.3A, 3.10.3B, 3.10.3C, 3.10.3D
Appendix 3G
Notification of issue, conversion or payment up of
unquoted equity +securities
Note: this form is also used to notify ASX where quoted options have been exercised or other quoted convertible securities have been converted and the securities received as a result of the exercise or conversion either are already quoted on ASX or are not intended to be quoted on ASX.
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
If you are an entity incorporated outside Australia and you are issuing a new class of +securities other than CDIs, you will need to obtain and provide an International Securities Identification Number (ISIN) for that class. Further information on the requirement for the notification of an ISIN is available from the Create Online Forms page. ASX is unable to create the new ISIN for non-Australian issuers.
*Denotes minimum information required for first lodgement of this form, with exceptions provided in specific notes for certain questions. The balance of the information, where applicable, must be provided as soon as reasonably practicable by the entity.
Part 1 - Entity and announcement details
Question | Question | Answer |
no | ||
1.1 | *Name of entity | Plexure Group Limited |
We (the entity here named) give notice of the issue, | ||
conversion or payment up of the following unquoted | ||
+securities. | ||
1.2 | *Registration type and number | ARBN 605696820 |
Please supply your ABN, ARSN, ARBN, ACN or | ||
another registration type and number (if you supply | ||
another registration type, please specify both the type | ||
of registration and the registration number). | ||
1.3 | *ASX issuer code | PX1 |
1.4 | *This announcement is | ☐ A new announcement |
Tick whichever is applicable. | ☒ An update/amendment to a previous | |
announcement | ||
☐ A cancellation of a previous | ||
announcement | ||
1.4a | *Reason for update | The expiry date of all options issued in the 22 |
Mandatory only if "Update" ticked in Q1.4 above. A | December 2021 Appendix 3G were recorded | |
reason must be provided for an update. | with the incorrect date of 22 December 2024. | |
The Expiry date should be amended to 22 | ||
December 2026, for all options in the 22 | ||
December 2021 Appendix 3G. | ||
1.4b | *Date of previous announcement to this | 22 December 2021 |
update | ||
Mandatory only if "Update" ticked in Q1.4 above. | ||
1.4c | *Reason for cancellation | |
Mandatory only if "Cancellation" ticked in Q1.4 above. | ||
1.4d | *Date of previous announcement to this | |
cancellation | ||
Mandatory only if "Cancellation" ticked in Q1.4 above. | ||
+ See chapter 19 for defined terms | |
5 June 2021 | Page 1 |
This appendix is available as an online form | Appendix 3G | |||
Notification of issue, conversion or | ||||
payment up of unquoted equity +securities | ||||
1.5 | *Date of this announcement | 28 January 2022 | ||
For personal use only
+ See chapter 19 for defined terms | |
5 June 2021 | Page 2 |
For personal use only
This appendix is available as an online formAppendix 3G Notification of issue, conversion or payment up of unquoted equity +securities
Part 2 - Type of issue
Question | Question | Answer |
No. | ||
2.1 | *The +securities the subject of this | ☐ +Securities issued as part of a |
notification are: | transaction or transactions previously | |
Select whichever item is applicable. | announced to the market in an Appendix | |
If you wish to notify ASX of different events involving | 3B that are not quoted, and are not | |
unquoted securities, please complete a separate | intended to be quoted, on ASX | |
Appendix 3G for each event. | ☐ +Securities issued under a +dividend or | |
distribution plan that are not quoted, and | ||
are not intended to be quoted, on ASX | ||
☐ Unquoted options that have been | ||
exercised or other unquoted +convertible | ||
securities that have been converted | ||
☐ Quoted options that have been | ||
exercised or other quoted +convertible | ||
securities that have been converted | ||
where the +securities received as a | ||
result of the exercise or conversion | ||
either are already quoted on ASX or are | ||
not intended to be quoted on ASX | ||
☐ Unquoted partly paid +securities upon | ||
which a call or instalment has been paid | ||
☒ +Securities issued under an +employee | ||
incentive scheme that are subject to a | ||
restriction on transfer and are not being | ||
quoted on ASX until the restriction ends | ||
☐ +Other securities issued under an | ||
+employee incentive scheme that are | ||
not intended to be quoted on ASX | ||
☐ Other [please specify] | ||
If you have selected 'other' please explain the | ||
circumstances here: | ||
2.1a | *Date the +securities the subject of this | 22 December 2021 |
notification were issued | ||
Answer this question if your response to Q2.1 is | ||
anything other than "Unquoted partly paid securities | ||
upon which a call or instalment has been paid". | ||
2.2a.1 | *Date of Appendix 3B notifying the market | |
of the proposed issue of +securities the | ||
subject of this notification | ||
Answer this question if your response to Q2.1 is | ||
"Securities issued as part of a transaction or | ||
transactions previously announced to the market in | ||
an Appendix 3B that are not quoted, and are not | ||
intended to be quoted, on ASX." | ||
+ See chapter 19 for defined terms | |
5 June 2021 | Page 3 |
For personal use only
This appendix is available as an online form | Appendix 3G |
Notification of issue, conversion or | |
payment up of unquoted equity +securities |
2.2a.2 *Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B?
Answer this question if your response to Q2.1 is "Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX".
2.2a.2.1 *Please provide details of the further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B
Answer this question if your response to Q2.1 is "Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX" and your response to Q2.2a.2 is "Yes".
Please provide details of the proposed dates and number of securities for the further issues.
2.2b.1 Date of Appendix 3A.1 lodged with ASX in relation to the underlying +dividend or distribution
Answer this question if your response to Q2.1 is "Being issued under a dividend or distribution plan that are not quoted, and are not intended to be quoted, on ASX".
2.2c.1 Please state the number and type of options that were exercised or other +convertible securities that were converted (including their ASX security code if available):
Answer this question if your response to Q2.1 is "Unquoted options that have been exercised or other unquoted convertible securities that have been converted" or "Quoted options that have been exercised or other quoted convertible securities that have been converted where the securities received as a result of the exercise or conversion either are already quoted on ASX or are not intended to be quoted on ASX".
2.2c.2 And the date the options were exercised or other +convertible securities were converted:
Answer this question if your response to Q2.1 is "Unquoted options that have been exercised or other unquoted convertible securities that have been converted" or "Quoted options that have been exercised or other quoted convertible securities that have been converted where the securities received as a result of the exercise or conversion either are already quoted on ASX or are not intended to be quoted on ASX".
Note: If this occurred over a range of dates, enter the date the last of the options was exercised or convertible securities was converted.
+ See chapter 19 for defined terms | |
5 June 2021 | Page 4 |
For personal use only
This appendix is available as an online form | Appendix 3G | ||||
Notification of issue, conversion or | |||||
payment up of unquoted equity +securities | |||||
2.2c.3 | Is this all of the options or other | Yes | |||
+convertible securities on issue of that type | Note: If you have answered "No", consider whether you | ||||
(ie have all of those options now been | need to lodge an Appendix 3H with ASX notifying ASX | ||||
exercised or have all of those convertible | of the cessation of some or all of the remaining options | ||||
securities now been converted)? | or other convertible securities under Listing | ||||
Rule 3.10.E. This may the case, for example, if options | |||||
Answer this question if your response to Q2.1 is | have lapsed because they have passed their expiry | ||||
""Unquoted options that have been exercised or other | date without being exercised, or convertible debt | ||||
unquoted convertible securities that have been | securities have been repaid or redeemed without being | ||||
converted" or "Quoted options that have been | converted. | ||||
exercised or other quoted convertible securities that | |||||
have been converted where the securities received as | |||||
a result of the exercise or conversion either are | |||||
already quoted on ASX or are not intended to be | |||||
quoted on ASX". | |||||
2.2c.4 | The right of the holder of the options or | ☐ An issue of new +securities | |||
other +convertible securities to receive the | ☐ A transfer of existing +securities | ||||
+underlying securities is being satisfied by: | |||||
Answer this question if your response to Q2.1 is | ☐ A reclassification of the +convertible | ||||
"Unquoted options that have been exercised or other | securities as securities in the same class | ||||
unquoted convertible securities that have been | as the +underlying securities | ||||
converted" or "Quoted options that have been | |||||
exercised or other quoted convertible securities that | |||||
have been converted where the securities received as | |||||
a result of the exercise or conversion either are | |||||
already quoted on ASX or are not intended to be | |||||
quoted on ASX". | |||||
2.2c.5 | The underlying securities being received | ☐ Already quoted by ASX | |||
by the holder are: | ☐ Intended to be, but are not yet, quoted | ||||
Answer this question if your response to Q2.1 is | |||||
by ASX | |||||
"Unquoted options that have been exercised or other | |||||
unquoted convertible securities that have been | ☐ Are not, and are not intended to be, | ||||
converted". | quoted by ASX | ||||
2.2c.6 | The underlying securities being received | ☐ Already quoted by ASX | |||
by the holder are: | ☐ Are not, and are not intended to be, | ||||
Answer this question if your response to Q2.1 is | |||||
quoted by ASX | |||||
"Quoted options that have been exercised or other | |||||
quoted convertible securities that have been | |||||
converted where the securities received as a result of | |||||
the exercise or conversion either are already quoted | |||||
on ASX or are not intended to be quoted on ASX". | |||||
2.2c.7 | *Were the options being exercised or other | Yes or No | |||
+convertible securities being converted | |||||
issued under an +employee incentive | |||||
scheme? | |||||
Answer this question if your response to Q2.1 is | |||||
"Unquoted options that have been exercised or other | |||||
unquoted convertible securities that have been | |||||
converted" or "Quoted options that have been | |||||
exercised or other quoted convertible securities that | |||||
have been converted where the securities received as | |||||
a result of the exercise or conversion either are | |||||
already quoted on ASX or are not intended to be | |||||
quoted on ASX". | |||||
+ See chapter 19 for defined terms | |
5 June 2021 | Page 5 |
This is an excerpt of the original content. To continue reading it, access the original document here.
Attachments
- Original Link
- Original Document
- Permalink
Disclaimer
Plexure Group Limited published this content on 27 January 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 27 January 2022 22:55:03 UTC.