Item 5.07 Submission of Matters to a Vote of Security Holders.
The Annual Meeting of Shareholders of
As of
The final results for the proposals voted on at the Annual Meeting are set forth below:
Proposal 1 - Election of Directors:
The Company's shareholders elected ten directors to hold office until the 2023 annual meeting of shareholders or until their respective successors are elected and qualified or until their earlier death, resignation or removal. The following table shows the results of the shareholders' votes:
Withhold Broker For Authority Abstentions Non-votes Adam T. Berlew 87,965,385 1,501,824 - 10,429,376 Kathleen L. Brown 87,333,830 2,133,379 - 10,429,376 Michael W. Brown 87,122,515 2,344,694 - 10,429,376 Robert E. Grady 85,657,840 3,809,369 - 10,429,376 Ronald J. Kruszewski 86,364,419 3,102,790 - 10,429,376 Daniel J. Ludeman 88,705,408 761,801 - 10,429,376 Maura A. Markus 86,938,716 2,528,493 - 10,429,376 David A. Peacock 86,334,852 3,132,357 - 10,429,376 Thomas W. Weisel 88,330,869 1,136,340 - 10,429,376 Michael J. Zimmerman 89,086,858 380,351 - 10,429,376
Proposal 2 - To approve, on an advisory basis, the compensation of the named executive officers of the Company, as disclosed in the Proxy Statement:
For Against Abstentions Broker Non-votes 86,992,865 2,204,713 269,631 10,429,376
Proposal 3 - To ratify the selection of
For Against Abstentions Broker Non-votes 98,352,356 1,434,594 109,635
N/A
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