SEPTEMBER 30, 2021 (UNAUDITED)
PCM Fund, Inc.
Portfolio Holdings
PCM Fund, Inc.
Notes to Financial Statements
Schedule of Investments PIMCO PCM Fund, Inc.
September 30, 2021
(Unaudited)
(AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) | |||||
PRINCIPAL | MARKET | ||||
AMOUNT | VALUE | ||||
(000s) | (000s) | ||||
INVESTMENTS IN SECURITIES 180.5% ¤ | |||||
LOAN PARTICIPATIONS AND ASSIGNMENTS 31.9% | |||||
AAdvantage Loyalty IP Ltd. | |||||
5.500% | (LIBOR03M + 4.750%) due 04/20/2028 ~ | $ | 700 | $ | 725 |
AP Core Holdings, LLC | |||||
6.250% | (LIBOR03M + 5.500%) due 09/01/2027 ~ | 1,126 | 1,130 | ||
BMC Software | |||||
TBD% due 10/02/2025 « | 500 | 499 | |||
Caesars Resort Collection LLC | |||||
2.834% | (LIBOR03M + 2.750%) due 12/23/2024 ~ | 2,027 | 2,017 | ||
3.583% | (LIBOR03M + 3.500%) due 07/21/2025 ~ | 348 | 349 | ||
Cengage Learning, Inc. | |||||
5.750% | (LIBOR03M + 4.750%) due 06/29/2026 ~ | 1,127 | 1,136 | ||
Clear Channel Outdoor Holdings, Inc. | |||||
3.629% | (LIBOR03M + 3.500%) due 08/21/2026 ~ | 1,459 | 1,431 | ||
Dei Sales, Inc. | |||||
5.584% | - 6.250% (LIBOR03M + 5.500%) due 04/23/2028 «~ | 1,093 | 1,085 | ||
Emerald TopCo, Inc. | |||||
3.584% | - 3.629% (LIBOR03M + 3.500%) due 07/24/2026 ~ | 6 | 6 | ||
Encina Private Credit LLC | |||||
TBD% - 4.572% (LIBOR03M + 3.572%) due 11/30/2025 «~µ | 3,000 | 3,000 | |||
Envision Healthcare Corp. | |||||
3.834% | (LIBOR03M + 3.750%) due 10/10/2025 ~ | 3,846 | 3,433 | ||
Forbes Energy Services LLC | |||||
TBD% due 12/31/2021 « | 630 | 0 | |||
GIP Blue Holding | |||||
TBD% due 09/29/2028 « | 700 | 702 | |||
IRB Holding Corp. | |||||
2.750% | - 3.750% (LIBOR03M + 2.750%) due 02/05/2025 ~ | 165 | 165 | ||
Lealand Finance Company B.V. | |||||
1.084% | (LIBOR03M + 1.000%) due 06/30/2025 ~ | 191 | 85 | ||
3.084% | (LIBOR03M + 3.000%) due 06/30/2024 «~ | 27 | 16 | ||
Medline Industries, Inc. | |||||
TBD% due 08/04/2022 « | 1,200 | 1,185 | |||
TBD% due 09/20/2028 | 229 | 228 | |||
MH Sub LLC | |||||
3.584% | (LIBOR03M + 3.500%) due 09/13/2024 ~ | 19 | 19 | ||
Parexel International Corp. | |||||
TBD% due 08/11/2028 | 193 | 194 | |||
Petco Health & Wellness Co. | |||||
4.000% | (LIBOR03M + 3.250%) due 03/03/2028 ~ | 1,114 | 1,115 | ||
PUG LLC | |||||
3.584% | (LIBOR03M + 3.500%) due 02/12/2027 ~ | 704 | 690 | ||
Redstone Buyer LLC | |||||
5.500% | (LIBOR03M + 4.750%) due 04/27/2028 ~ | 1,500 | 1,481 | ||
Rising Tide Holdings, Inc. | |||||
5.500% | (LIBOR03M + 4.750%) due 06/01/2028 ~ | 1,100 | 1,107 | ||
Sabre GLBL, Inc. | |||||
4.000% | (LIBOR03M + 3.500%) due 12/17/2027 ~ | 1,026 | 1,019 | ||
Sequa Mezzanine Holdings LLC | |||||
11.750% (LIBOR03M + 10.750%) due 04/28/2024 «~ | 834 | 830 | |||
Shutterfly, Inc. | |||||
5.750% | (LIBOR03M + 5.000%) due 09/25/2026 ~ | 1,700 | 1,703 | ||
SkyMiles IP Ltd. | |||||
4.750% | (LIBOR03M + 3.750%) due 10/20/2027 ~ | 300 | 319 | ||
Sotera Health Holdings LLC | |||||
3.250% | (LIBOR03M + 2.750%) due 12/11/2026 «~ | 24 | 24 | ||
Syniverse Holdings, Inc. | |||||
6.000% | (LIBOR03M + 5.000%) due 03/09/2023 ~ | 2,510 | 2,513 | ||
10.000% (LIBOR03M + 9.000%) due 03/11/2024 ~ | 41 | 41 | |||
Team Health Holdings, Inc. | |||||
3.750% | (LIBOR03M + 2.750%) due 02/06/2024 ~ | 1,800 | 1,760 | ||
U.S. Renal Care, Inc. | |||||
6.500% | (LIBOR03M + 5.500%) due 06/26/2026 ~ | 1,100 | 1,101 | ||
United Airlines, Inc. | |||||
4.500% | (LIBOR03M + 3.750%) due 04/21/2028 ~ | 698 | 705 | ||
Univision Communications, Inc. | |||||
3.750% | (LIBOR03M + 2.750%) due 03/15/2024 ~ | 2,298 | 2,299 | ||
Veritas Holdings, Inc | |||||
6.000% | (LIBOR03M + 5.000%) due 09/01/2025 ~ | 1,097 | 1,104 | ||
Westmoreland Coal Company (15.000% PIK) | |||||
15.000% due 03/15/2029 (d) | 783 | 162 |
Schedule of Investments PIMCO PCM Fund, Inc. (Cont.)
September 30, 2021
(Unaudited)
Windstream Services LLC | ||
7.250% (LIBOR03M + 6.250%) due 09/21/2027 ~ | 168 | 169 |
Total Loan Participations and Assignments (Cost $35,920) | 35,547 | |
CORPORATE BONDS & NOTES 46.9% | ||
BANKING & FINANCE 9.5% | ||
Ford Motor Credit Co. LLC | ||
5.125% due 06/16/2025 (l) | 500 | 544 |
Fortress Transportation & Infrastructure Investors LLC | ||
6.500% due 10/01/2025 (l) | 76 | 78 |
Kennedy-Wilson, Inc. | ||
4.750% due 02/01/2030 (l) | 1,086 | 1,104 |
MGM Growth Properties Operating Partnership LP | ||
3.875% due 02/15/2029 (l) | 200 | 213 |
4.500% due 09/01/2026 (l) | 200 | 218 |
4.625% due 06/15/2025 (l) | 300 | 324 |
5.625% due 05/01/2024 (l) | 100 | 109 |
5.750% due 02/01/2027 (l) | 900 | 1,036 |
Navient Corp. | ||
5.625% due 01/25/2025 | 51 | 50 |
6.125% due 03/25/2024 (l) | 102 | 109 |
7.250% due 09/25/2023 (l) | 24 | 26 |
Newmark Group, Inc. | ||
6.125% due 11/15/2023 (l) | 20 | 22 |
OneMain Finance Corp. | ||
6.125% due 03/15/2024 (l) | 24 | 26 |
PennyMac Financial Services, Inc. | ||
5.750% due 09/15/2031 (l) | 343 | 343 |
Piper Jaffray Cos. | ||
4.740% due 10/15/2021 | 200 | 202 |
5.200% due 10/15/2023 | 900 | 906 |
PRA Group, Inc. | ||
5.000% due 10/01/2029 (l) | 900 | 902 |
Uniti Group LP | ||
6.000% due 01/15/2030 (c) | 1,065 | 1,058 |
7.125% due 12/15/2024 (l) | 107 | 109 |
7.875% due 02/15/2025 (l) | 2,420 | 2,560 |
Voyager Aviation Holdings LLC | ||
8.500% due 05/09/2026 (l) | 665 | 611 |
10,550 | ||
INDUSTRIALS 33.6% | ||
American Airlines, Inc. | ||
5.500% due 04/20/2026 (l) | 300 | 316 |
5.750% due 04/20/2029 (l) | 1,200 | 1,294 |
Associated Materials LLC | ||
9.000% due 09/01/2025 (l) | 770 | 815 |
Boeing Co. | ||
5.705% due 05/01/2040 (l) | 193 | 246 |
5.805% due 05/01/2050 (l) | 129 | 172 |
5.930% due 05/01/2060 (l) | 310 | 424 |
Broadcom, Inc. | ||
3.419% due 04/15/2033 (l) | 500 | 518 |
3.469% due 04/15/2034 (l) | 300 | 309 |
Carnival Corp. | ||
10.500% due 02/01/2026 (l) | 100 | 116 |
Carvana Co. | ||
4.875% due 09/01/2029 (l) | 1,100 | 1,091 |
Charter Communications Operating LLC | ||
3.500% due 03/01/2042 (c) | 200 | 196 |
3.850% due 04/01/2061 (l) | 200 | 191 |
3.950% due 06/30/2062 (c) | 900 | 870 |
4.400% due 12/01/2061 (l) | 400 | 417 |
4.800% due 03/01/2050 (l) | 41 | 46 |
Community Health Systems, Inc. | ||
6.625% due 02/15/2025 (l) | 221 | 231 |
8.000% due 03/15/2026 (l) | 78 | 83 |
Coty, Inc. | ||
5.000% due 04/15/2026 (l) | 1,000 | 1,023 |
CVS Pass-Through Trust | ||
5.880% due 01/10/2028 (l) | 856 | 991 |
DAE Funding LLC | ||
5.250% due 11/15/2021 (l) | 102 | 102 |
Delta Air Lines, Inc. | ||
7.375% due 01/15/2026 (l) | 508 | 599 |
Deluxe Corp. | ||
8.000% due 06/01/2029 (l) | 1,000 | 1,046 |
Envision Healthcare Corp. | ||
8.750% due 10/15/2026 (l) | 439 | 357 |
EQM Midstream Partners LP | ||
4.500% due 01/15/2029 (l) | 1,100 | 1,143 |
Schedule of Investments PIMCO PCM Fund, Inc. (Cont.)
September 30, 2021
(Unaudited)
Exela Intermediate LLC | ||
10.000% due 07/15/2023 | 23 | 18 |
Fresh Market, Inc. | ||
9.750% due 05/01/2023 (l) | 350 | 361 |
General Electric Co. | ||
6.875% due 01/10/2039 | 2 | 3 |
iHeartCommunications, Inc. | ||
6.375% due 05/01/2026 (l) | 233 | 246 |
Innophos Holdings, Inc. | ||
9.375% due 02/15/2028 | 23 | 25 |
Mileage Plus Holdings LLC | ||
6.500% due 06/20/2027 (l) | 100 | 109 |
Mozart Debt Merger Sub, Inc. | ||
3.875% due 04/01/2029 (c) | 229 | 229 |
5.250% due 10/01/2029 (c) | 176 | 176 |
NCL Corp. Ltd. | ||
10.250% due 02/01/2026 (l) | 988 | 1,135 |
Noble Corp. PLC (11.000% Cash or 15.000% PIK) | ||
11.000% due 02/15/2028 (d) | 9 | 10 |
Oasis Petroleum, Inc. | ||
6.375% due 06/01/2026 (l) | 300 | 315 |
Oracle Corp. | ||
4.100% due 03/25/2061 (j)(l) | 100 | 107 |
Ortho-Clinical Diagnostics, Inc. | ||
7.375% due 06/01/2025 | 4 | 4 |
Premier Entertainment Sub LLC | ||
5.625% due 09/01/2029 (l) | 1,035 | 1,047 |
Prime Healthcare Services, Inc. | ||
7.250% due 11/01/2025 (l) | 1,500 | 1,611 |
RegionalCare Hospital Partners Holdings, Inc. | ||
9.750% due 12/01/2026 (l) | 1,000 | 1,057 |
Royal Caribbean Cruises Ltd. | ||
9.125% due 06/15/2023 (l) | 1,000 | 1,088 |
11.500% due 06/01/2025 (l) | 59 | 67 |
Spirit AeroSystems, Inc. | ||
3.950% due 06/15/2023 (l) | 520 | 530 |
Sunnova Energy Corp. | ||
5.875% due 09/01/2026 (l) | 300 | 306 |
Surgery Center Holdings, Inc. | ||
10.000% due 04/15/2027 (l) | 1,000 | 1,081 |
Topaz Solar Farms LLC | ||
4.875% due 09/30/2039 (l) | 296 | 321 |
5.750% due 09/30/2039 (l) | 2,003 | 2,410 |
TransDigm, Inc. | ||
5.500% due 11/15/2027 | 8 | 8 |
Transocean Pontus Ltd. | ||
6.125% due 08/01/2025 | 19 | 19 |
Transocean, Inc. | ||
7.250% due 11/01/2025 | 51 | 43 |
TripAdvisor, Inc. | ||
7.000% due 07/15/2025 (l) | 1,000 | 1,061 |
Triumph Group, Inc. | ||
6.250% due 09/15/2024 | 11 | 11 |
U.S. Renal Care, Inc. | ||
10.625% due 07/15/2027 | 12 | 13 |
UAL Pass-Through Trust | ||
6.636% due 01/02/2024 (l) | 278 | 288 |
Uber Technologies, Inc. | ||
4.500% due 08/15/2029 (l) | 1,100 | 1,110 |
Unifrax Escrow Issuer Corp. | ||
7.500% due 09/30/2029 (l) | 300 | 308 |
United Airlines, Inc. | ||
4.375% due 04/15/2026 (l) | 200 | 206 |
4.625% due 04/15/2029 (l) | 1,400 | 1,449 |
Univision Communications, Inc. | ||
5.125% due 02/15/2025 (l) | 438 | 445 |
Viking Cruises Ltd. | ||
13.000% due 05/15/2025 (l) | 1,000 | 1,152 |
Viking Ocean Cruises Ship Ltd. | ||
5.625% due 02/15/2029 (l) | 1,100 | 1,102 |
VOC Escrow Ltd. | ||
5.000% due 02/15/2028 (l) | 100 | 99 |
Windstream Escrow LLC | ||
7.750% due 08/15/2028 (l) | 1,609 | 1,683 |
Wolverine Escrow LLC | ||
8.500% due 11/15/2024 (l) | 1,764 | 1,643 |
9.000% due 11/15/2026 (l) | 916 | 847 |
Wynn Las Vegas LLC | ||
5.250% due 05/15/2027 (l) | 300 | 303 |
5.500% due 03/01/2025 (l) | 100 | 102 |
Wynn Resorts Finance LLC | ||
5.125% due 10/01/2029 (l) | 100 | 101 |
Schedule of Investments PIMCO PCM Fund, Inc. (Cont.)
September 30, 2021
(Unaudited)
7.750% due 04/15/2025 (l) | 500 | 528 |
37,373 | ||
UTILITIES 3.8% | ||
Genesis Energy LP | ||
8.000% due 01/15/2027 (l) | 843 | 855 |
Lumen Technologies, Inc. | ||
4.000% due 02/15/2027 | 14 | 14 |
Pacific Gas & Electric Co. | ||
3.000% due 06/15/2028 (l) | 300 | 305 |
3.750% due 08/15/2042 ^ | 2 | 2 |
4.000% due 12/01/2046 ^ | 2 | 2 |
4.300% due 03/15/2045 ^(l) | 24 | 24 |
4.450% due 04/15/2042 ^ | 22 | 22 |
4.500% due 07/01/2040 (l) | 53 | 54 |
4.500% due 12/15/2041 ^(l) | 26 | 25 |
4.550% due 07/01/2030 (l) | 712 | 770 |
4.600% due 06/15/2043 ^ | 9 | 9 |
4.750% due 02/15/2044 ^(l) | 1,181 | 1,205 |
4.950% due 07/01/2050 (l) | 826 | 880 |
Southern California Edison Co. | ||
4.875% due 03/01/2049 (l) | 40 | 48 |
Transocean Poseidon Ltd. | ||
6.875% due 02/01/2027 | 20 | 20 |
4,235 | ||
Total Corporate Bonds & Notes (Cost $50,553) | 52,158 | |
CONVERTIBLE BONDS & NOTES 0.5% | ||
INDUSTRIALS 0.5% | ||
Multiplan Corp. (6.000% Cash or 7.000% PIK) | ||
6.000% due 10/15/2027 (d) | 700 | 597 |
Total Convertible Bonds & Notes (Cost $685) | 597 | |
MUNICIPAL BONDS & NOTES 1.2% | ||
PUERTO RICO 1.2% | ||
Commonwealth of Puerto Rico General Obligation Bonds, Series 2014 | ||
8.000% due 07/01/2035 ^(e) | 1,600 | 1,384 |
Total Municipal Bonds & Notes (Cost $1,308) | 1,384 | |
U.S. GOVERNMENT AGENCIES 4.4% | ||
Fannie Mae | ||
4.000% due 06/25/2050 (a)(l) | 4,329 | 694 |
5.836% due 07/25/2029 • | 230 | 252 |
Freddie Mac | ||
0.000% due 02/25/2046 (b)(h) | 430 | 361 |
0.100% due 02/25/2046 (a) | 430 | 0 |
0.700% due 11/25/2055 ~(a)(l) | 6,169 | 415 |
2.079% due 11/25/2045 ~(a)(l) | 1,027 | 114 |
3.500% due 02/25/2041 (a)(l) | 2,474 | 312 |
4.000% due 07/25/2050 (a)(l) | 7,857 | 1,371 |
5.000% due 03/15/2040 (a)(l) | 1,087 | 68 |
5.236% due 10/25/2029 • | 250 | 274 |
6.064% due 05/25/2050 •(a)(l) | 2,254 | 394 |
7.636% due 12/25/2027 • | 445 | 482 |
Uniform Mortgage-Backed Security, TBA | ||
2.000% due 11/01/2036 | 200 | 206 |
Total U.S. Government Agencies (Cost $5,268) | 4,943 | |
NON-AGENCYMORTGAGE-BACKED SECURITIES 31.0% | ||
Adjustable Rate Mortgage Trust | ||
2.744% due 01/25/2036 ^~ | 64 | 61 |
Banc of America Alternative Loan Trust | ||
5.826% due 04/25/2037 ^~ | 100 | 101 |
Banc of America Funding Trust | ||
2.119% due 12/20/2034 ~ | 244 | 167 |
2.559% due 03/20/2036 ~ | 51 | 47 |
5.806% due 03/25/2037 ^~ | 51 | 57 |
7.000% due 10/25/2037 ^ | 382 | 316 |
Banc of America Mortgage Trust | ||
2.632% due 06/20/2031 ~ | 244 | 251 |
2.964% due 06/25/2035 ~ | 40 | 40 |
Bancorp Commercial Mortgage Trust | ||
3.834% due 08/15/2032 •(l) | 2,300 | 2,021 |
BCAP LLC Trust | ||
0.488% due 07/26/2036 ~ | 87 | 79 |
Bear Stearns ALT-A Trust | ||
0.426% due 04/25/2037 • | 476 | 467 |
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PCM Fund Inc. published this content on 29 November 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 29 November 2021 20:50:06 UTC.