GLOBAL CLEAN ENERGY HOLDINGS, INC. Item 2.03. Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.
The description in Item 1.01 above regarding the Senior Credit Agreement, including Amendment No. 10 thereto, which relates to the creation of a direct financial obligation of certain of the Company's subsidiaries, is incorporated herein by reference.
Item 3.02. Unregistered Sales of
The description in Item 1.01 above regarding the issuance and sale of the Lender Warrants is incorporated herein by reference. The securities were offered and sold by us in a transaction not involving a public offering and in compliance with exemptions from registration afforded by Section 4(a)(2) of the Securities Act of 1933, as amended, and Rule 506 of Regulation D promulgated thereunder, as they were offered and will be sold to qualified institutional investors and accredited investors only, without a view to distribution, and not by means of any general solicitation or advertisement.
Item 9.01
© Edgar Online, source
