FORM 8.5 (EPT/NON-RI) AMENDMENT
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||
(b) | Name of offeror/offeree in relation to whose | DIALOG SEMICONDUCTOR PLC | |||
relevant securities this form relates: | |||||
(c) | Name of the party to the offer with which exempt | DIALOG SEMICONDUCTOR PLC | |||
principal trader is connected | |||||
(d) | Date position held/dealing undertaken: | 15 July 2014 | |||
(e) | Has the EPT previously disclosed, or is it | YES: | |||
today disclosing, under the Code in respect | AMS AG | ||||
of any other party to this offer? |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | ORD | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 478,583 | 0.67% | 70,998 | 0.10% | |||||||
(2) | Derivatives (other than | ||||||||||
options): | 23,517 | 0.03% | 429,370 | 0.60% | |||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
TOTAL: | |||||||||||
502,100 | 0.71% | 500,368 | 0.70% | ||||||||
Class of relevant security: | Convertible Bond XS0757015606 | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 3,000,000 | 1.49% | 0 | 0.00% | |||||||
(2) | Derivatives (other than | ||||||||||
options): | 0 | 0.00% | 0 | 0.00% | |||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
TOTAL: | |||||||||||
3,000,000 | 1.49% | 0 | 0.00% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
Convertible Bond | Purchase | 1,000,000 | 127.7000 USD | ||||
ORD | Purchase | 65 | 23.8348 EUR | ||||
ORD | Purchase | 184 | 23.8288 EUR | ||||
ORD | Purchase | 334 | 23.9579 EUR | ||||
ORD | Purchase | 348 | 23.8300 EUR | ||||
ORD | Purchase | 380 | 24.0357 EUR | ||||
ORD | Purchase | 399 | 23.9400 EUR | ||||
ORD | Purchase | 729 | 23.8776 EUR | ||||
ORD | Purchase | 2,480 | 23.8168 EUR | ||||
ORD | Purchase | 7,143 | 23.8924 EUR | ||||
ORD | Sale | 10 | 24.1300 EUR | ||||
ORD | Sale | 65 | 23.7400 EUR | ||||
ORD | Sale | 89 | 23.8750 EUR | ||||
ORD | Sale | 96 | 23.8950 EUR | ||||
ORD | Sale | 108 | 24.1400 EUR | ||||
ORD | Sale | 147 | 23.8500 EUR | ||||
ORD | Sale | 151 | 24.1550 EUR | ||||
ORD | Sale | 157 | 23.9400 EUR | ||||
ORD | Sale | 169 | 23.8050 EUR | ||||
ORD | Sale | 184 | 23.9900 EUR | ||||
ORD | Sale | 184 | 24.0500 EUR | ||||
ORD | Sale | 186 | 23.7750 EUR | ||||
ORD | Sale | 188 | 23.9950 EUR | ||||
ORD | Sale | 191 | 23.7850 EUR | ||||
ORD | Sale | 191 | 24.1850 EUR | ||||
ORD | Sale | 194 | 24.0300 EUR | ||||
ORD | Sale | 198 | 23.8650 EUR | ||||
ORD | Sale | 201 | 23.9800 EUR | ||||
ORD | Sale | 207 | 23.7900 EUR | ||||
ORD | Sale | 240 | 24.0850 EUR | ||||
ORD | Sale | 253 | 23.9750 EUR | ||||
ORD | Sale | 255 | 24.0350 EUR | ||||
ORD | Sale | 261 | 24.0100 EUR | ||||
ORD | Sale | 314 | 23.8350 EUR | ||||
ORD | Sale | 333 | 23.7550 EUR | ||||
ORD | Sale | 336 | 23.9650 EUR | ||||
ORD | Sale | 336 | 24.0200 EUR | ||||
ORD | Sale | 337 | 24.0550 EUR | ||||
ORD | Sale | 340 | 24.1250 EUR | ||||
ORD | Sale | 346 | 23.9100 EUR | ||||
ORD | Sale | 354 | 23.7700 EUR | ||||
ORD | Sale | 419 | 23.9350 EUR | ||||
ORD | Sale | 424 | 23.7650 EUR | ||||
ORD | Sale | 439 | 23.7600 EUR | ||||
ORD | Sale | 451 | 23.9200 EUR | ||||
ORD | Sale | 491 | 24.0000 EUR | ||||
ORD | Sale | 503 | 23.9500 EUR | ||||
ORD | Sale | 542 | 24.1500 EUR | ||||
ORD | Sale | 560 | 23.7500 EUR | ||||
ORD | Sale | 570 | 23.9150 EUR | ||||
ORD | Sale | 610 | 23.8300 EUR | ||||
ORD | Sale | 642 | 23.9700 EUR | ||||
ORD | Sale | 645 | 23.8100 EUR | ||||
ORD | Sale | 656 | 23.8550 EUR | ||||
ORD | Sale | 683 | 24.0150 EUR | ||||
ORD | Sale | 778 | 24.0400 EUR | ||||
ORD | Sale | 900 | 23.8839 EUR | ||||
ORD | Sale | 950 | 24.0050 EUR | ||||
ORD | Sale | 1,026 | 23.8200 EUR | ||||
ORD | Sale | 1,113 | 23.9780 EUR | ||||
ORD | Sale | 1,405 | 23.9600 EUR | ||||
ORD | Sale | 1,447 | 23.9250 EUR | ||||
ORD | Sale | 1,816 | 23.9000 EUR | ||||
ORD | Sale | 2,500 | 23.8000 EUR | ||||
ORD | Sale | 5,668 | 23.8403 EUR | ||||
ORD | Sale | 8,888 | 23.9272 EUR |
(b) Derivatives transactions (other than options)
Class of | Product | Nature of dealing | Number of | Price per | |||||
relevant | description | reference | unit | ||||||
security | securities | ||||||||
ORD | SWAP | Long | 46 | 24.2793 EUR | |||||
ORD | CFD | Long | 65 | 23.7900 EUR | |||||
ORD | SWAP | Long | 900 | 23.8839 EUR | |||||
ORD | SWAP | Long | 3,761 | 23.9456 EUR | |||||
ORD | SWAP | Long | 5,081 | 23.9091 EUR | |||||
ORD | CFD | Long | 5,668 | 23.8374 EUR | |||||
ORD | SWAP | Short | 42 | 23.8944 EUR | |||||
ORD | CFD | Short | 184 | 23.8288 EUR | |||||
ORD | CFD | Short | 729 | 23.8805 EUR | |||||
ORD | SWAP | Short | 1,704 | 23.8690 EUR | |||||
ORD | SWAP | Short | 2,438 | 23.8154 EUR | |||||
ORD | SWAP | Short | 5,439 | 23.9007 EUR |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security |
Product description
e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none" |
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
Date of disclosure: | 17 Jul 2014 | ||
Contact name: | Rajesh Muthanna | ||
Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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