LONDON--(BUSINESS WIRE)--
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the 'Code')
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LIMITED | |||
relevant securities this form relates: | |||||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
offeror/offeree: | |||||
(e) | Date position held/dealing undertaken: | 05 January 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
disclosures in respect of any other party to the offer? | LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Ordinary npv | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 218,052 | 0.01% | 1,613,281 | 0.05% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
2,034,423 | 0.09% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
TOTAL: | 2,252,475 | 0.10% | 1,613,281 | 0.05% | |||||||
Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 3,200,000 | 0.71% | 0 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
TOTAL: | 3,200,000 | 0.71% | 0 | 0.00% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
ADR | Purchase | 200 | 5.3450 USD | ||||
ADR | Purchase | 300 | 5.3250 USD | ||||
ADR | Purchase | 300 | 5.3266 USD | ||||
ADR | Purchase | 800 | 5.3399 USD | ||||
ADR | Purchase | 1,100 | 5.3563 USD | ||||
ADR | Purchase | 2,006 | 5.3382 USD | ||||
ADR | Purchase | 2,300 | 5.3378 USD | ||||
ADR | Purchase | 2,500 | 5.3588 USD | ||||
ADR | Purchase | 3,300 | 5.3400 USD | ||||
ADR | Purchase | 4,400 | 5.3393 USD | ||||
ADR | Purchase | 4,500 | 5.3671 USD | ||||
ADR | Purchase | 5,200 | 5.3461 USD | ||||
ADR | Purchase | 5,400 | 5.3517 USD | ||||
ADR | Purchase | 5,900 | 5.3514 USD | ||||
ADR | Purchase | 7,450 | 5.3390 USD | ||||
ADR | Purchase | 7,800 | 5.3437 USD | ||||
ADR | Purchase | 11,485 | 5.3770 USD | ||||
ADR | Purchase | 16,200 | 5.3435 USD | ||||
ADR | Purchase | 19,400 | 5.3403 USD | ||||
ADR | Purchase | 20,400 | 5.3439 USD | ||||
ADR | Purchase | 22,200 | 5.3387 USD | ||||
ADR | Purchase | 32,594 | 5.3420 USD | ||||
ADR | Purchase | 41,582 | 5.3341 USD | ||||
ADR | Purchase | 44,700 | 5.3246 USD | ||||
ADR | Purchase | 45,900 | 5.3448 USD | ||||
ADR | Purchase | 56,650 | 5.3411 USD | ||||
ADR | Purchase | 127,500 | 5.3700 USD | ||||
ORD | Purchase | 200,000 | 16.3742 ZAR | ||||
ADR | Sale | 100 | 5.3900 USD | ||||
ADR | Sale | 100 | 5.3401 USD | ||||
ADR | Sale | 500 | 5.3340 USD | ||||
ADR | Sale | 722 | 5.3744 USD | ||||
ADR | Sale | 900 | 5.3244 USD | ||||
ADR | Sale | 1,200 | 5.3050 USD | ||||
ADR | Sale | 1,285 | 5.3467 USD | ||||
ADR | Sale | 1,300 | 5.3800 USD | ||||
ADR | Sale | 1,500 | 5.3833 USD | ||||
ADR | Sale | 1,500 | 5.3493 USD | ||||
ADR | Sale | 2,800 | 5.3778 USD | ||||
ADR | Sale | 2,800 | 5.3389 USD | ||||
ADR | Sale | 2,878 | 5.3410 USD | ||||
ADR | Sale | 3,000 | 5.3403 USD | ||||
ADR | Sale | 4,500 | 5.3820 USD | ||||
ORD | Sale | 5,000 | 16.3933 ZAR | ||||
ADR | Sale | 5,100 | 5.3450 USD | ||||
ADR | Sale | 5,220 | 5.3468 USD | ||||
ADR | Sale | 5,900 | 5.3463 USD | ||||
ADR | Sale | 7,102 | 5.3504 USD | ||||
ADR | Sale | 8,045 | 5.3304 USD | ||||
ADR | Sale | 8,300 | 5.3367 USD | ||||
ADR | Sale | 8,800 | 5.3411 USD | ||||
ADR | Sale | 10,900 | 5.3371 USD | ||||
ADR | Sale | 13,350 | 5.3387 USD | ||||
ADR | Sale | 13,800 | 5.3471 USD | ||||
ADR | Sale | 29,900 | 5.3521 USD | ||||
ADR | Sale | 40,400 | 5.3212 USD | ||||
ADR | Sale | 76,365 | 5.3369 USD | ||||
ADR | Sale | 127,500 | 5.3700 USD | ||||
ORD | Sale | 1,107,400 | 16.1886 ZAR | ||||
Convertible Bond XS1689727920 | Sale | 2,000,000 | 101.3750 USD |
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per | |||||
relevant | description | reference | unit | ||||||
security | securities | ||||||||
Ordinary npv | CFD | Long | 5,303 | 16.3953 ZAR | |||||
Ordinary npv | CFD | Long | 7,508 | 16.4234 ZAR | |||||
Ordinary npv | CFD | Long | 12,544 | 16.4239 ZAR | |||||
Ordinary npv | CFD | Long | 21,595 | 16.4046 ZAR | |||||
Ordinary npv | CFD | Long | 46,964 | 16.2953 ZAR | |||||
Ordinary npv | CFD | Long | 79,075 | 16.4734 ZAR | |||||
Ordinary npv | CFD | Long | 161,600 | 16.3675 ZAR | |||||
Ordinary npv | CFD | Short | 5,609 | 16.4753 ZAR | |||||
Ordinary npv | CFD | Short | 16,333 | 16.3540 ZAR | |||||
Ordinary npv | CFD | Short | 28,441 | 16.3514 ZAR | |||||
Ordinary npv | CFD | Short | 53,471 | 16.3219 ZAR | |||||
Ordinary npv | CFD | Short | 132,561 | 16.4175 ZAR | |||||
Ordinary npv | CFD | Short | 226,600 | 16.4844 ZAR | |||||
Ordinary npv | CFD | Short | 306,906 | 16.3926 ZAR | |||||
Ordinary npv | SWAP Expires 09/07/2019 | Long | 22,200 | 5.3352 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security |
Product description
e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state 'none' |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state 'none' |
None |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
Date of disclosure: | 8 Jan 2018 | ||
Contact name: | Jay Supaya | ||
Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk.
View source version on businesswire.com:http://www.businesswire.com/news/home/20180108006060/en/
BARCLAYS PLC
Source: BARCLAYS PLC
Barclays plc published this content on 08 January 2018 and is solely responsible for the information contained herein.
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