LONDON--(BUSINESS WIRE)--
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the 'Code')
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LIMITED | |||
relevant securities this form relates: | |||||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
offeror/offeree: | |||||
(e) | Date position held/dealing undertaken: | 09 January 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
disclosures in respect of any other party to the offer? | LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Ordinary npv | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 485,702 | 0.02% | 1,631,273 | 0.08% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
2,293,651 | 0.11% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
TOTAL: | 2,779,353 | 0.13% | 1,631,273 | 0.08% |
Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 2,800,000 | 0.62% | 0 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
TOTAL: | 2,800,000 | 0.62% | 0 | 0.00% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
ADR | Purchase | 300 | 5.1900 USD | ||||
ADR | Purchase | 400 | 5.1825 USD | ||||
ADR | Purchase | 400 | 5.1537 USD | ||||
ADR | Purchase | 478 | 5.1583 USD | ||||
ADR | Purchase | 500 | 5.1440 USD | ||||
ADR | Purchase | 3,000 | 5.2286 USD | ||||
ADR | Purchase | 4,781 | 5.1400 USD | ||||
ADR | Purchase | 5,100 | 5.1726 USD | ||||
ADR | Purchase | 5,900 | 5.1599 USD | ||||
ADR | Purchase | 6,400 | 5.1866 USD | ||||
ADR | Purchase | 7,600 | 5.1702 USD | ||||
ADR | Purchase | 9,112 | 5.1504 USD | ||||
ADR | Purchase | 11,400 | 5.1445 USD | ||||
ADR | Purchase | 11,600 | 5.1350 USD | ||||
ADR | Purchase | 14,700 | 5.1723 USD | ||||
ADR | Purchase | 18,588 | 5.1673 USD | ||||
ADR | Purchase | 21,600 | 5.1764 USD | ||||
ADR | Purchase | 21,900 | 5.1830 USD | ||||
ADR | Purchase | 22,800 | 5.1722 USD | ||||
ADR | Purchase | 38,822 | 5.1716 USD | ||||
ADR | Purchase | 41,157 | 5.1657 USD | ||||
ADR | Purchase | 66,844 | 5.1655 USD | ||||
ADR | Purchase | 84,701 | 5.2093 USD | ||||
ORD | Purchase | 123,751 | 16.1400 ZAR | ||||
Convertible Bond | Purchase | 3,200,000 | 100.5000 USD | ||||
ADR | Sale | 100 | 5.1600 USD | ||||
ADR | Sale | 100 | 5.2500 USD | ||||
ADR | Sale | 200 | 5.1300 USD | ||||
ADR | Sale | 200 | 5.2250 USD | ||||
ADR | Sale | 563 | 5.1770 USD | ||||
ADR | Sale | 600 | 5.1366 USD | ||||
ADR | Sale | 700 | 5.1800 USD | ||||
ADR | Sale | 1,600 | 5.1812 USD | ||||
ADR | Sale | 2,500 | 5.1738 USD | ||||
ADR | Sale | 2,700 | 5.2166 USD | ||||
ADR | Sale | 2,800 | 5.2357 USD | ||||
ADR | Sale | 4,006 | 5.1400 USD | ||||
ADR | Sale | 5,300 | 5.2002 USD | ||||
ADR | Sale | 7,629 | 5.1854 USD | ||||
ADR | Sale | 10,100 | 5.1892 USD | ||||
ADR | Sale | 11,500 | 5.1651 USD | ||||
ADR | Sale | 11,800 | 5.1350 USD | ||||
ADR | Sale | 12,608 | 5.1826 USD | ||||
ADR | Sale | 16,100 | 5.1691 USD | ||||
ADR | Sale | 22,630 | 5.1847 USD | ||||
ADR | Sale | 59,149 | 5.2141 USD | ||||
ADR | Sale | 79,300 | 5.1726 USD | ||||
ADR | Sale | 147,901 | 5.1632 USD | ||||
ORD | Sale | 1,181,248 | 16.3241 ZAR | ||||
Convertible Bond | Sale | 3,000,000 | 100.6250 USD |
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per | |||||
relevant | description | reference | unit | ||||||
security | securities | ||||||||
Ordinary npv | CFD | Long | 2,020 | 16.0754 ZAR | |||||
Ordinary npv | CFD | Long | 6,337 | 16.1372 ZAR | |||||
Ordinary npv | CFD | Long | 6,804 | 15.9431 ZAR | |||||
Ordinary npv | CFD | Long | 19,806 | 16.0840 ZAR | |||||
Ordinary npv | CFD | Long | 134,600 | 16.1137 ZAR | |||||
Ordinary npv | SWAP Expires 11/07/2019 | Long | 21,900 | 5.1795 USD | |||||
Ordinary npv | CFD | Long | 258,960 | 16.0347 ZAR | |||||
Ordinary npv | CFD | Long | 266,301 | 16.1273 ZAR | |||||
Ordinary npv | CFD | Short | 1,000 | 16.0545 ZAR | |||||
Ordinary npv | CFD | Short | 11,513 | 16.0376 ZAR | |||||
Ordinary npv | CFD | Short | 30,000 | 16.1464 ZAR | |||||
Ordinary npv | CFD | Short | 66,218 | 16.1448 ZAR | |||||
Ordinary npv | CFD | Short | 196,564 | 16.1422 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security |
Product description
e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state 'none' |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state 'none' |
None |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
Date of disclosure: | 10 Jan 2018 | ||
Contact name: | Femi Badmos | ||
Telephone number: | 020 3555 1125 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk.
View source version on businesswire.com:http://www.businesswire.com/news/home/20180110005601/en/
BARCLAYS PLC
Source: BARCLAYS PLC
Barclays plc published this content on 10 January 2018 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 10 January 2018 13:19:07 UTC.
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