Board of Governors of the Federal Reserve System | OMB Number: 7100-0036 |
Federal Deposit Insurance Corporation | OMB Number: 3064-0052 |
Office of the Comptroller of the Currency | OMB Number: 1557-0081 |
Approval expires March 31, 2022 | |
Page 1 of 88 |
Federal Financial Institutions Examination Council
Consolidated Reports of Condition and Income for
A Bank With Domestic and Foreign Offices-FFIEC 031
Report at the close of business March 31, 2019 | ( 20190331 ) | ||
(RCON 9999) | |||
This report is required by law: 12 U.S.C. §324 (State member | This report form is to be filed by (1) banks with branches and con- | ||
banks); 12 U.S.C. §1817 (State nonmember banks); 12 U.S.C. §161 | solidated subsidiaries in U.S. territories and possessions, Edge or | ||
(National banks); and 12 U.S.C. §1464 (Savings associations). | Agreement subsidiaries, foreign branches, consolidated foreign | ||
subsidiaries, or International Banking Facilities and (2) banks with | |||
Unless the context indicates otherwise, the term "bank" in this | domestic offices only and total consolidated assets of $100 billion | ||
report form refers to both banks and savings associations. | or more. | ||
NOTE: Each bank's board of directors and senior management are | schedules) for this report date have been prepared in confor- | ||
responsible for establishing and maintaining an effective system of | mance with the instructions issued by the appropriate Federal | ||
internal control, including controls over the Reports of Condition and | regulatory authority and are true and correct to the best of my | ||
Income. The Reports of Condition and Income are to be prepared in | knowledge and belief. | ||
accordance with federal regulatory authority instructions. The Reports | We, the undersigned directors (trustees), attest to the correctness | ||
of Condition and Income must be signed by the Chief Financial | of the Reports of Condition and Income (including the supporting | ||
Officer (CFO) of the reporting bank (or by the individual performing an | schedules) for this report date and declare that the Reports of | ||
equivalent function) and attested to by not less than two directors | Condition and Income have been examined by us and to the best | ||
(trustees) for state nonmember banks and three directors for state | of our knowledge and belief have been prepared in conformance | ||
member banks, national banks, and savings associations. | with the instructions issued by the appropriate Federal regulatory | ||
authority and are true and correct. | |||
I, the undersigned CFO (or equivalent) of the named bank, attest | - | ||
that the Reports of Condition and Income (including the supporting | Director (Trustee) | ||
- | |||
Signature of Chief Financial Officer (or Equivalent) | Director (Trustee) | ||
- | |||
Date of Signature | Director (Trustee) |
Submission of Reports
Each bank must file its Reports of Condition and Income (Call Report) data by either:
-
Using computer software to prepare its Call Report and then submitting the report data directly to the FFIEC's Central Data
Repository (CDR), an Internet-based system for data collection (https://cdr.ffiec.gov/cdr/), or - Completing its Call Report in paper form and arranging with a software vendor or another party to convert the data into the electronic format that can be processed by the CDR. The software vendor or other party then must electronically submit the
bank's data file to the CDR.
For technical assistance with submissions to the CDR, please contact the CDR Help Desk by telephone at (888) CDR-3111, by fax at (703) 774-3946, or by e-mail at CDR.Help@ffiec.gov.
FDIC Certificate Number | 00639 |
(RSSD 9050) |
To fulfill the signature and attestation requirement for the Reports of Condition and Income for this report date, attach your bank's completed signature page (or a photocopy or a computer generated version of this page) to the hard-copy record of the data file submitted to the CDR that your bank must place in its files.
The appearance of your bank's hard-copy record of the submitted data file need not match exactly the appearance of the FFIEC's sample report forms, but should show at least the caption of each Call Report item and the reported amount.
The Bank of New York Mellon
Legal Title of Bank (RSSD 9017)
New York
City (RSSD 9130)
NY | 10286 |
State Abbreviation (RSSD 9200) | ZIP Code (RSSD 9220) |
Legal Entity Identifier (LEI) | |
HPFHU0OQ28E4N0NFVK49 |
(Report only if your institution already has an LEI.) (RCON 9224)
The estimated average burden associated with this information collection is 95.47 hours per respondent and is expected to vary by institution, depending on individual circumstances. Burden estimates include the time for reviewing instructions, gathering and maintaining data in the required form, and completing the information collection, but exclude the time for compiling and maintaining business records in the normal course of a respondent's activities. A Federal agency may not conduct or sponsor, and an organization (or a person) is not required to respond to a collection of information, unless it displays a currently valid OMB control number. Comments concerning the accuracy of this burden estimate and suggestions for reducing this burden should be directed to the Office of Information and Regulatory Affairs, Office of Management and Budget, Washington, DC 20503, and to one of the following: Secretary, Board of Governors of the Federal Reserve System, 20th and C Streets, NW, Washington, DC 20551; Legislative and Regulatory Analysis Division, Office of the Comptroller of the Currency, Washington, DC 20219; Assistant Executive Secretary, Federal Deposit Insurance Corporation, Washington, DC 20429
03/2019
FFIEC 031
Page 2 of 88
Consolidated Reports of Condition and Income for a Bank with Domestic and Foreign Offices
Table of Contents
Signature Page.................................................................. | 1 | Schedule RC-H-Selected Balance Sheet Items for | |
Domestic Offices............................................................ | RC-21, 22 | ||
Contact Information.......................................................... | 3, 4 | ||
Schedule RC-I-Assets and Liablilities of IBFs.................... | RC-23 |
Report of Income | |
Schedule RI-Income Statement................................... | RI-1, 2, 3, 4 |
Schedule RI-A-Changes in Bank Equity Capital................ | RI-5 |
Schedule RI-B-Charge-offs and Recoveries on
Loans and Leases and Changes in Allowances for Credit Losses:
Part I. Charge-offs and Recoveries on Loans and
Leases....................................................... | RI-5, 6 |
Part II. Changes in Allowances for Credit Losses…….RI-7
Schedule RI-C-Disaggregated Data on the Allowance for
Loan and Lease Losses (to be completed only by selected banks Part I. Disaggregated Data on the Allowance for Loan
and Lease Losses............................................ | RI-8 | |
Part II. Disaggregated Data on the Allowances for | ||
Credit Losses.................................................. | RI-9 | |
Schedule RI-D-Income from Foreign Offices.................... | RI-10 | |
Schedule RI-E-Explanations.................................. | RI-11, 12 | |
Report of Condition | ||
Schedule RC-Balance Sheet.................................... | RC-1, 2 | |
Schedule RC-A-Cash and Balances Due | ||
from Depository Institutions....................................... | RC-3 | |
Schedule RC-B-Securities................................ | RC-3, 4, 5, 6, 7 | |
Schedule RC-C-Loans and Lease Financing | ||
Receivables: | ||
Part I. Loans and Leases.................... | RC-8, 9, 10, 11,12 | |
Part II. Loans to Small Businesses and | ||
Small Farms............................................ | RC-13, 14 | |
Schedule RC-D-Trading Assets and Liablilities | ||
(to be completed only by selected | ||
banks)....................................................................... | RC-15, 16 | |
Schedule RC-E-Deposit Liablilities...................... | RC-17, 18, 19 | |
Schedule RC-F-Other Assets........................................... | RC-20 | |
Schedule RC-G-Other Liablilities...................................... | RC-20 |
Schedule RC-K-Quarterly Averages............................... | RC-23, 24 | |
Schedule RC-L-Derivatives and | ||
Off-Balance Sheet Items............................ | RC-25, 26, 27, 28, 29 | |
Schedule RC-M-Memoranda.............................. | RC-30, 31, 32, 33 | |
Schedule RC-N-Past Due and Nonaccrual Loans | ||
Leases, and Other Assets....................... | RC-34, 35, 36, 37, 38 | |
Schedule RC-O-Other Data for Deposit Insurance | ||
and FICO Assessments....................... | RC-39, 40, 41, 42, 43, 44 | |
Schedule RC-P-1-4 Family Residential Mortgage | ||
Banking Activities in Domestic Offices | ||
(to be completed only by selected banks)...................... | RC-45 | |
Schedule RC-Q-Assets and Liabilities Measured | ||
at Fair Value on a Recurring Basis | ||
(to be completed only by selected banks).............. | RC-46, 47, 48 | |
Schedule RC-R-Regulatory Capital: | ||
Part I. Regulatory Capital Components | ||
and Ratios.............................................................. | RC-49, 50, 51 | |
Part II. Risk-Weighted Assets........................................ | RC-52, 53 | |
54, 55, 56, 57, 58, 59, 60, 61, 62, 63, 64 | ||
Schedule RC-S-Servicing, Securitization | ||
and Asset Sale Activities......................................... | RC-65, 66, 67 | |
Schedule RC-T-Fiduciary and Related | ||
Services............................................................... | RC-68, 69, 70, 71 | |
Schedule RC-V-Variable Interest Entities.......................... | RC-72 | |
Optional Narrative Statement Concerning | ||
the Amounts Reported in the Reports | ||
of Condition and Income................................................... | RC-73 |
For information or assistance, national banks, state nonmember banks, and savings associations should contact the FDIC's Data Collection and Analysis Section, 550 17th Street, NW, Washington, DC 20429, toll free on (800) 688-FDIC(3342), Monday through Frida between 8:00 a.m. and 5:00 p.m., Eastern Time. State member banks should contact their Federal Reserve District Bank.
03/2019
FFIEC 031
Page 3 of 88
Contact Information for the Reports of Condition and Income
To facilitate communication between the Agencies and the bank concerning the Reports of Condition and Income, please provide contact information for (1) the Chief Financial Officer (or equivalent) of the bank signing the reports for this quarter, and (2) the person at the bank-other than the Chief Financial Officer (or equivalent)-to whom questions about the reports should be directed. If the Chief Financial Officer (or equivalent) is the primary contact for questions about the reports, please provide contact information for another person at the bank who will serve as a secondary contact for communications between the Agencies and the bank concerning the Reports of Condition and Income. Enter "none" for the contact's e-mail address or fax number if not available. Contact information for the Reports of Condition and Income is for the confidential use of the Agencies and will not be released to the public.
Chief Financial Officer (or Equivalent) Signing the Reports
Name (TEXT C490)
Title (TEXT C491)
E-mail Address (TEXT C492)
Area code/phone number/extension (TEXT C493)
Area code/FAX number (TEXT C494)
Other Person to Whom Questions about the Reports Should be Directed
Name (TEXT C495)
Title (TEXT C496)
E-mail Address (TEXT 4086)
Telephone: Area code/phone number/extension (TEXT 8902)
Area code/FAX number (TEXT 9116)
Chief Executive Officer Contact Information
This information is being requested so the Agencies can distribute notifications about policy initiatives, deposit insurance assessments, and other matters directly to the Chief Executive Officers of reporting institutions. Notifications about other matters may include emergency notifications that may or may not also be sent to the institution's emergency contacts listed below. Please provide contact information for the Chief Executive Officer of the reporting institution. Enter "none" for the Chief Executive Officer's e-mail address or fax number if not available. Chief Executive Officer contact information is for the confidential use of the Agencies and will not be released to the public.
Chief Executive Officer
Name(TEXT FT42) | Telephone: Area code/phone number/extension (TEXT FT43) | |
E-mail Address (TEXT FT44) | FAX: Area code/phone number (TEXT FT45) |
Emergency Contact Information
This information is being requested so the Agencies can distribute critical, time-sensitive information to emergency contacts at banks. Please provide primary contact information for a senior official of the bank who has decision-making authority. Also provide information for a secondary contact if available. Enter "none" for the contact's e-mail address or fax number if not available. Emergency contact information is for the confidential use of the Agencies and will not be released to the public.
Primary Contact
Name (TEXT C366)
Title (TEXT C367)
E-mail Address (TEXT C368)
Area code/phone number/extension (TEXT C369)
Area code/FAX number (TEXT C370)
Secondary Contact
Name (TEXT C371)
Title (TEXT C372)
E-mail Address (TEXT C373)
Area code/phone number/extension (TEXT C374)
Area code/FAX number (TEXT C375)
09/2016
FFIEC 031
Page 4 of 88
USA PATRIOT Act Section 314(a) Anti-Money Laundering
Contact Information
This information is being requested to identify points-of-contact who are in charge of your bank's USA PATRIOT Act Section 314(a) information requests. Bank personnel listed could be contacted by law enforcement officers or the Financial Crimes Enforcement Network (FinCEN) for additional information related to specific Section 314(a) search requests or other anti-terrorist financing and anti- moneylaundering matters. Communications sent by FinCEN to the bank for purposes other than Section 314(a) notifications will state the intended purpose and should be directed to the appropriate bank personnel for review. Any disclosure of customer records to law enforcement officers or FinCEN must be done in compliance with applicable law, including the Right to Financial Privacy Act (12 U.S.C. 3401 et seq.).
Please provide information for a primary and secondary contact. Information for a third and fourth contact may be provided at the bank's option. Enter "none" for the contact's e-mail address if not available. This contact information is for the confidential use of the Agencies, FinCEN, and law enforcement officers and will not be released to the public.
Primary Contact
Name (TEXT C437)
Title (TEXT C438)
E-mail Address (TEXT C439)
Area code/phone number/extension (TEXT C440)
Third Contact
Name (TEXT C870)
Title (TEXT C871)
E-mail Address (TEXT C872)
Area code/phone number/extension (TEXT C873)
Secondary Contact
Name (TEXT C442)
Title (TEXT C443)
E-mail Address (TEXT C444)
Area code/phone number/extension (TEXT C445)
Fourth Contact
Name (TEXT C875)
Title (TEXT C876)
E-mail Address (TEXT C877)
Area code/phone number/extension (TEXT C878)
06/2012
The Bank of New York Mellon | FFIEC 031 |
Legal Title of Bank | Page 5 of 88 |
FDIC Certificate Number: 00639 | RI-1 |
Consolidated Report of Income
for the period January 1, 2019 - March 31, 2019
All Report of Income schedules are to be reported on a calendar year-to-date basis in thousands of dollars.
Schedule RI-Income Statement
Dollar Amounts in Thousands | RIAD | Amount |
1. Interest income:
a. Interest and fee income on loans:
- In domestic offices:
- Loans secured by real estate:
(1) | Loans secured by 1-4 family residential properties........................................................ | 4435 | 10,000 | 1.a.(1)(a)(1) | ||
(2) | All other loans secured by real estate............................................................................. | 4436 | 30,000 | 1.a.(1)(a)(2) | ||
(b) | Loans to finance agricultural production and other loans to farmers...................................... | 4024 | 0 | 1.a.(1)(b) | ||
(c) | Commercial and industrial loans........................................................................................... | 4012 | 9,000 | 1.a.(1)(c) | ||
(d) | Loans to individuals for household, family, and other personal expenditures: | |||||
(1) | Credit cards.................................................................................................................... | B485 | 0 | 1.a.(1)(d)(1) | ||
(2) | Other (includes revolving credit plans other than credit cards, automobile loans, | |||||
and other consumer loans)............................................................................................. | B486 | 0 | 1.a.(1)(d)(2) | |||
(e) | Loans to foreign governments and official institutions........................................................... | 4056 | 0 | 1.a.(1)(e) | ||
(f) | All other loans in domestic offices......................................................................................... | B487 | 40,000 | 1.a.(1)(f) | ||
(2) In foreign offices, Edge and Agreement subsidiaries, and IBFs................................................... | 4059 | 85,000 | 1.a.(2) | |||
(3) Total interest and fee income on loans (sum of items 1.a.(1)(a) through 1.a.(2))......................... | 4010 | 174,000 | 1.a.(3) | |||
b. Income from lease financing receivables............................................................................................ | 4065 | 11,000 | 1.b. | |||
c. Interest income on balances due from depository institutions1............................................................ | 4115 | 197,000 | 1.c. |
- Interest and dividend income on securities:
(1) | U.S. Treasury securities and U.S. Government agency obligations | ||||
(excluding mortgage-backed securities)....................................................................................... | B488 | 172,000 | 1.d.(1) | ||
(2) | Mortgage-backed securities......................................................................................................... | B489 | 403,000 | 1.d.(2) | |
(3) | All other securities | ||||
(includes securities issued by states and political subdivisions in the U.S.)................................. | 4060 | 122,000 | 1.d.(3) | ||
e. | Interest income from trading assets.................................................................................................... | 4069 | 5,000 | 1.e. | |
f. | Interest income on federal funds sold and securities purchased under agreements to resell.............. | 4020 | 394,000 | 1.f. | |
g. | Other interest income.......................................................................................................................... | 4518 | 7,000 | 1.g. | |
h. | Total interest income (sum of items 1.a.(3) through 1.g)..................................................................... | 4107 | 1,485,000 | 1.h. | |
2. Interest expense:
a. Interest on deposits:
- Interest on deposits in domestic offices:
(a) | Transaction accounts (interest-bearing demand deposits, NOW accounts, ATS | ||||
accounts, and telephone and preauthorized transfer accounts)............................................ | 4508 | 64,000 | 2.a.(1)(a) | ||
(b) | Nontransaction accounts: | ||||
(1) | Savings deposits (includes MMDAs).............................................................................. | 0093 | 41,000 | 2.a.(1)(b)(1) | |
(2) | Time deposits of $250,000 or less.................................................................................. | HK03 | 20,000 | 2.a.(1)(b)(2) | |
(3) | Time deposits of more than $250,000............................................................................ | HK04 | 77,000 | 2.a.(1)(b)(3) | |
(2) Interest on deposits in foreign offices, Edge and Agreement subsidiaries, and IBFs................... | 4172 | 193,000 | 2.a.(2) | ||
b. Expense of federal funds purchased and securities sold under agreements to repurchase................. | 4180 | 273,000 | 2.b. | ||
c. Interest on trading liabilities and other borrowed money...................................................................... | 4185 | 24,000 | 2.c. | ||
1 Includes interest income on time certificates of deposit not held for trading. | 03/2019 |
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The Bank of New York Mellon Corporation published this content on 11 June 2019 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 11 June 2019 15:33:03 UTC