Aura Energy : Notification regarding unquoted securities - AEE

Notification of Issue, Conversion or Payment up of Unquoted Equity SecuritiesAnnouncement Summary

Entity name

For personal use only

AURA ENERGY LIMITED

Date of this announcement Friday April 01, 2022

The +securities the subject of this notification are:

+Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being quoted on ASX until the restriction ends

Total number of +securities to be issued/transferred

ASX +security code

New class - code to be confirmed

Security description

Loan Funded Ordinary Fully Paid ShareRefer to next page for full details of the announcement

Total number of

+securities to be issued/transferred Issue date

20,000,000

01/04/2022

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Notification of Issue, Conversion or Payment up of Unquoted Equity SecuritiesPart 1 - Entity and announcement details

For personal use only

1.1 Name of entity AURA ENERGY LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2 Registered number type ACN

1.3 ASX issuer code AEE

1.4 The announcement isNew announcement

1.5 Date of this announcement 1/4/2022

Registration number 115927681

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

For personal use only

+Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being quoted on ASX until the restriction ends

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:does not have an existing ASX security code ("new class")

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B

For personal use only

New +securities issued under an +employee incentive scheme

ASX +security code

+Security description

New class - code to be confirmed

Loan Funded Ordinary Fully Paid Share

+Security type

ISIN code

Ordinary fully or partly paid shares/units

Date the +securities the subject of this notification were issued 1/4/2022

Will all the +securities issued in this class rank equally in all respects from their issue date?

Yes

Were any of the +securities issued to +key management personnel (KMP) or an +associate?

Yes

Provide details of the KMP or +associates being issued +securities.

Name of KMP

Name of registered holder

Number of +securities

Philip Mitchell

Same 8,000,000

Bryan Dixon

Warrior Strategic Pty Ltd 2,000,000

Warren Mundine

Same 2,000,000

Will Goodall

Same 2,000,000

Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1?

No

Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued.

Notice of Annual General Meeting issued 22 November 2021https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02455354-3A581698?access_token=83ff96335c2d45a094df02a206a39ff4

Ordinary fully or partly paid shares/units Details

+Security currency

AUD - Australian Dollar

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Are there CDIs issued over the +securities?

No

Is it a Partly Paid class of +security?

No

For personal use only

Is it a stapled class of +security?

No

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

Notice of Annual General Meeting issued 22 November 2021https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02455354-3A581698?access_token=83ff96335c2d45a094df02a206a39ff4

Any other information the entity wishes to provide about the +securities the subject of this notification

Issue details

Number of +securities

20,000,000

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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