FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or
Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer |
(Check all applicable) |
TIGER GLOBAL MANAGEMENT | Apollo Global Management, Inc. [ APO ] | _____ Director | __X__ 10% Owner | |
LLC | ||||
_____ Officer (give title below) | _____ Other (specify below) | |||
(Last) | (First) | (Middle) | 3. Date of Earliest Transaction (MM/DD/YYYY) | |
9 WEST 57TH STREET, 35TH FLOOR | 9/5/2019 | |||||||||||||||||||||||||||||||
(Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line) | |||||||||||||||||||||||||||||||
NEW YORK, NY 10019 | ___ Form filed by One Reporting Person | |||||||||||||||||||||||||||||||
(City) | (State) | (Zip) | _ X _ Form filed by More than One Reporting Person | |||||||||||||||||||||||||||||
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||||||||||||||
1.Title of Security | 2. Trans. Date | 2A. Deemed | 3. Trans. Code | 4. Securities Acquired (A) | 5. Amount of Securities Beneficially Owned | 6. | 7. Nature of | |||||||||||||||||||||||||
(Instr. 3) | Execution | (Instr. 8) | or Disposed of (D) | Following Reported Transaction(s) | Ownership | Indirect | ||||||||||||||||||||||||||
Date, if any | (Instr. 3, 4 and 5) | (Instr. 3 and 4) | Form: | Beneficial | ||||||||||||||||||||||||||||
Direct (D) | Ownership | |||||||||||||||||||||||||||||||
or Indirect | (Instr. 4) | |||||||||||||||||||||||||||||||
(A) or | (I) (Instr. | |||||||||||||||||||||||||||||||
Code | V | Amount | (D) | Price | 4) | |||||||||||||||||||||||||||
Class A shares representing limited liability co. | 9/5/2019 | 9/5/2019 | J | (2) | 37663500 | D | (2) | 0 | I | See | ||||||||||||||||||||||
interests | Footnote (1) | |||||||||||||||||||||||||||||||
Class A Common Stock, par value $0.00001 per | 9/5/2019 | 9/5/2019 | J | (2) | 37663500 | A | (2) | 37663500 | I | See | ||||||||||||||||||||||
share | Footnote (1) | |||||||||||||||||||||||||||||||
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||||||||||||||||||||
1. Title of Derivate | 2. | 3. Trans. | 3A. Deemed | 4. Trans. Code | 5. Number of | 6. Date Exercisable and | 7. Title and Amount of | 8. Price of | 9. Number of | 10. | 11. Nature | |||||||||||||||||||||
Security | Conversion | Date | Execution | (Instr. 8) | Derivative Securities | Expiration Date | Securities Underlying | Derivative | derivative | Ownership | of Indirect | |||||||||||||||||||||
(Instr. 3) | or Exercise | Date, if any | Acquired (A) or | Derivative Security | Security | Securities | Form of | Beneficial | ||||||||||||||||||||||||
Price of | Disposed of (D) | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative | Ownership | ||||||||||||||||||||||||||
Derivative | (Instr. 3, 4 and 5) | Owned | Security: | (Instr. 4) | ||||||||||||||||||||||||||||
Security | Following | Direct (D) | ||||||||||||||||||||||||||||||
Date | Expiration | Title | Amount or Number of | Reported | or Indirect | |||||||||||||||||||||||||||
Code | V | (A) | (D) | Exercisable | Date | Shares | Transaction(s) | (I) (Instr. | ||||||||||||||||||||||||
(Instr. 4) | 4) |
Explanation of Responses:
- The Class A Common Stock, par value $0.00001 per share of Issuer are held in the accounts of private investment funds managed by Tiger Global Management, LLC ("Tiger Global") and may be deemed to be beneficially owned by (i) Tiger Global; (ii) Charles P. Coleman, III ("Coleman"), a partner and portfolio manager of Tiger Global; and (iii) Scott Shleifer ("Shleifer"), a partner and portfolio manager of Tiger Global. Each of Tiger Global, Coleman and Shleifer disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
- Pursuant to a reorganization exempt under Rule 16b-7, at 12:01AM on September 5, 2019, each Class A common share representing limited liability company interests of Apollo Global Management, LLC ("AGM LLC") outstanding immediately prior to the completion of AGM LLC's conversion from a Delaware limited liability company to a Delaware corporation named Apollo Global Management, Inc. converted into one share of Class A common stock, $0.00001 par value per share, of the Issuer.
Reporting Owners
Reporting Owner Name / Address | Relationships | ||
Director | 10% Owner | OfficerOther | |
TIGER GLOBAL MANAGEMENT LLC | |||
9 WEST 57TH STREET | X | ||
35TH FLOOR | |||
NEW YORK, NY 10019 | |||
Coleman Charles P III | |||
C/O TIGER GLOBAL MANAGEMENT, LLC | X | ||
9 WEST 57TH STREET, 35TH FLOOR | |||
NEW YORK, NY 10019 | |||
SHLEIFER SCOTT L | |||
C/O TIGER GLOBAL MANAGEMENT, LLC | X | ||
9 WEST 57TH STREET, 35TH FLOOR | |||
NEW YORK, NY 10019 | |||
Signatures | |||
Tiger Global Management, LLC, By: /s/ Anil L. Crasto, Chief Operating Officer | 9/6/2019 | ||
**Signature of Reporting Person | Date | ||
/s/ Charles P. Coleman, III | 9/6/2019 | ||
**Signature of Reporting Person | Date | ||
/s/ Scott Shleifer | 9/6/2019 | ||
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 4(b)(v).
- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Attachments
- Original document
- Permalink
Disclaimer
Apollo Global Management LLC published this content on 06 September 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 06 September 2019 21:16:09 UTC