Steve Peña
Portfolio Manager-Fixed Income at Nuveen Asset Management LLC
Profile
Mr. Stephen T.
Peña is a Portfolio Manager at Nuveen Asset Management LLC.
He is a co-portfolio manager for the Flexible Income and Corporate Credit strategies.
Prior to this, he was a credit analyst at Nuveen affiliate, NWQ Investment Management Company, LLC, and later the Leveraged Finance team at Nuveen.
Prior to joining the firm in 2015, he was a portfolio risk manager at Ares Management, L.P.
where he was principally responsible for building and implementing a risk system to conduct sensitivity analysis and quantify Value at Risk.
Before Ares, he was a capital structure analyst at Greenbelt Capital Management, LLC.
Prior to that, he was a fixed income financial analyst at Inflective Asset Management, LLC, where he led research coverage of the industrial, real estate, consumer discretionary and financial sectors.
During his time at Inflective, he worked directly with Tom Ray and was his primary analyst covering convertibles.
He began his career at Pacific Investment Management Company as a trading assistant.
He graduated with a B.S.
in Economics with Financial Applications from Southern Methodist University.
Steve Peña active positions
Companies | Position | Start |
---|---|---|
Nuveen Asset Management LLC
Nuveen Asset Management LLC Investment ManagersFinance Nuveen Asset Management LLC (NAM) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm was founded in 2011 and is a subsidiary of Nuveen Fund Advisors LLC, which is ultimately owned by TIAA Board of Governors. NAM provides investment advisory and sub-advisory services to a broad range of individual and institutional clients, such as open-end and closed-end investment companies and other pooled investment vehicles. | Portfolio Manager-Fixed Income | 31/12/2014 |
Former positions of Steve Peña
Companies | Position | End |
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Inflective Asset Management LLC
Inflective Asset Management LLC Investment ManagersFinance Founded in 2001 by Ray Thomas, Inflective Asset Management LLC is a registered investment advisor located in Manhattan Beach, California. The firm is jointly owned by their employees and Aviva Investors North America, Inc. Their ultimate parent is UK-based Aviva Plc (AIVAF.PK), the worlds 5th largest global insurer. Inflective serves as both primary advisor and sub-advisor to general and separate accounts of Aviva USA and their insurance affiliates, asset allocators, investment managers, pension funds, endowments, hedge funds and funds of hedge funds. | Analyst-Equity | 09/01/2014 |
Pacific Investment Management Co. LLC
Pacific Investment Management Co. LLC Investment ManagersFinance Pacific Investment Management Co. LLC (PIMCO) is a SEC-registered investment advisor headquartered in Newport Beach, California. Founded in 1971, the firm is a subsidiary of Allianz Asset Management of America LP and their ultimate parent is Allianz SE (ETR: ALV), a German global insurance company. PIMCO provides discretionary investment management services to global client base. The firm is a socially responsible investor and signatory to the UN Principles for Responsible Investment (UNPRI) which integrates environmental, social, and governance considerations into their investment process. | Corporate Officer/Principal | 30/05/2002 |
NWQ Investment Management Co. LLC
NWQ Investment Management Co. LLC Investment ManagersFinance NWQ Investment Management Co. LLC (NWQ) is an investment advisory firm headquartered in Los Angeles, California. The firm was founded in 1982 and is a subsidiary of Nuveen NWQ Holdings LLC, ultimately held by Nuveen Investments, Inc. NWQ provides investment advisory services to a wide variety of retail and high net-worth individual and institutional clients, such as corporate and multi-employer plans, charitable organizations, educational institutions, trust accounts, estates, corporations or other business entities, banks and thrift institutions, insurance companies, governments and municipalities. Additionally, the firm provides investment sub-advisory services to affiliated and unaffiliated open-end and closed-end investment companies, CITs, and UCITS Funds. | Analyst-Equity | - |
Training of Steve Peña
Southern Methodist University | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
Private companies | 4 |
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Inflective Asset Management LLC
Inflective Asset Management LLC Investment ManagersFinance Founded in 2001 by Ray Thomas, Inflective Asset Management LLC is a registered investment advisor located in Manhattan Beach, California. The firm is jointly owned by their employees and Aviva Investors North America, Inc. Their ultimate parent is UK-based Aviva Plc (AIVAF.PK), the worlds 5th largest global insurer. Inflective serves as both primary advisor and sub-advisor to general and separate accounts of Aviva USA and their insurance affiliates, asset allocators, investment managers, pension funds, endowments, hedge funds and funds of hedge funds. | Finance |
Pacific Investment Management Co. LLC
Pacific Investment Management Co. LLC Investment ManagersFinance Pacific Investment Management Co. LLC (PIMCO) is a SEC-registered investment advisor headquartered in Newport Beach, California. Founded in 1971, the firm is a subsidiary of Allianz Asset Management of America LP and their ultimate parent is Allianz SE (ETR: ALV), a German global insurance company. PIMCO provides discretionary investment management services to global client base. The firm is a socially responsible investor and signatory to the UN Principles for Responsible Investment (UNPRI) which integrates environmental, social, and governance considerations into their investment process. | Finance |
NWQ Investment Management Co. LLC
NWQ Investment Management Co. LLC Investment ManagersFinance NWQ Investment Management Co. LLC (NWQ) is an investment advisory firm headquartered in Los Angeles, California. The firm was founded in 1982 and is a subsidiary of Nuveen NWQ Holdings LLC, ultimately held by Nuveen Investments, Inc. NWQ provides investment advisory services to a wide variety of retail and high net-worth individual and institutional clients, such as corporate and multi-employer plans, charitable organizations, educational institutions, trust accounts, estates, corporations or other business entities, banks and thrift institutions, insurance companies, governments and municipalities. Additionally, the firm provides investment sub-advisory services to affiliated and unaffiliated open-end and closed-end investment companies, CITs, and UCITS Funds. | Finance |
Nuveen Asset Management LLC
Nuveen Asset Management LLC Investment ManagersFinance Nuveen Asset Management LLC (NAM) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm was founded in 2011 and is a subsidiary of Nuveen Fund Advisors LLC, which is ultimately owned by TIAA Board of Governors. NAM provides investment advisory and sub-advisory services to a broad range of individual and institutional clients, such as open-end and closed-end investment companies and other pooled investment vehicles. | Finance |
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