Roman Friedrich
Director/Board Member at GUGGENHEIM CREDIT ALLOCATION FUND
Active connections
| Name | Gender | Age | Linked companies | Collaboration |
|---|---|---|---|---|
| John Louis Sullivan | M | 69 |
Guggenheim Floating Rate & Income Fund
 Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL.
Guggenheim Strategy Funds Trust
 Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategy Funds Trust is an open-end management investment company. The trust comprises of 3 funds: Guggenheim Strategy Fund I, Guggenheim Strategy Fund II and Guggenheim Strategy Fund III, which invests in a diversified portfolio of debt securities and financial instruments. Guggenheim Strategy Funds Trust was founded on November 8, 2013 and is headquartered in Rockville, MD.
Claymore Dividend & Income Fund
 Claymore Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Claymore Dividend & Income Fund is a closed-end investment fund/Investment trust. It offers strategic investment solutions for financial advisors and their valued clients. It also provides investment management, investment advisory, insurance, investment banking and capital markets services. The company was founded on January 27, 2004 and is headquartered in Lisle, IL. | 11 years |
| Ronald Toupin | M | 66 |
Claymore Dividend & Income Fund
Claymore Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Claymore Dividend & Income Fund is a closed-end investment fund/Investment trust. It offers strategic investment solutions for financial advisors and their valued clients. It also provides investment management, investment advisory, insurance, investment banking and capital markets services. The company was founded on January 27, 2004 and is headquartered in Lisle, IL.
Guggenheim Strategy Funds Trust
Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategy Funds Trust is an open-end management investment company. The trust comprises of 3 funds: Guggenheim Strategy Fund I, Guggenheim Strategy Fund II and Guggenheim Strategy Fund III, which invests in a diversified portfolio of debt securities and financial instruments. Guggenheim Strategy Funds Trust was founded on November 8, 2013 and is headquartered in Rockville, MD.
Guggenheim Floating Rate & Income Fund
Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL. | 20 years |
| Robert B. Karn | M | 82 |
Claymore Dividend & Income Fund
Claymore Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Claymore Dividend & Income Fund is a closed-end investment fund/Investment trust. It offers strategic investment solutions for financial advisors and their valued clients. It also provides investment management, investment advisory, insurance, investment banking and capital markets services. The company was founded on January 27, 2004 and is headquartered in Lisle, IL.
Guggenheim Strategy Funds Trust
Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategy Funds Trust is an open-end management investment company. The trust comprises of 3 funds: Guggenheim Strategy Fund I, Guggenheim Strategy Fund II and Guggenheim Strategy Fund III, which invests in a diversified portfolio of debt securities and financial instruments. Guggenheim Strategy Funds Trust was founded on November 8, 2013 and is headquartered in Rockville, MD.
Guggenheim Floating Rate & Income Fund
Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL. | 13 years |
| Ronald Nyberg | M | 71 |
Claymore Dividend & Income Fund
Claymore Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Claymore Dividend & Income Fund is a closed-end investment fund/Investment trust. It offers strategic investment solutions for financial advisors and their valued clients. It also provides investment management, investment advisory, insurance, investment banking and capital markets services. The company was founded on January 27, 2004 and is headquartered in Lisle, IL.
Guggenheim Floating Rate & Income Fund
Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL.
Guggenheim Strategy Funds Trust
Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategy Funds Trust is an open-end management investment company. The trust comprises of 3 funds: Guggenheim Strategy Fund I, Guggenheim Strategy Fund II and Guggenheim Strategy Fund III, which invests in a diversified portfolio of debt securities and financial instruments. Guggenheim Strategy Funds Trust was founded on November 8, 2013 and is headquartered in Rockville, MD. | 20 years |
| Randall Barnes | M | 73 |
Claymore Dividend & Income Fund
Claymore Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Claymore Dividend & Income Fund is a closed-end investment fund/Investment trust. It offers strategic investment solutions for financial advisors and their valued clients. It also provides investment management, investment advisory, insurance, investment banking and capital markets services. The company was founded on January 27, 2004 and is headquartered in Lisle, IL.
Guggenheim Strategy Funds Trust
Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategy Funds Trust is an open-end management investment company. The trust comprises of 3 funds: Guggenheim Strategy Fund I, Guggenheim Strategy Fund II and Guggenheim Strategy Fund III, which invests in a diversified portfolio of debt securities and financial instruments. Guggenheim Strategy Funds Trust was founded on November 8, 2013 and is headquartered in Rockville, MD.
Guggenheim Floating Rate & Income Fund
Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL. | 13 years |
| Jerry B. Farley | M | 78 |
Guggenheim Strategy Funds Trust
Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategy Funds Trust is an open-end management investment company. The trust comprises of 3 funds: Guggenheim Strategy Fund I, Guggenheim Strategy Fund II and Guggenheim Strategy Fund III, which invests in a diversified portfolio of debt securities and financial instruments. Guggenheim Strategy Funds Trust was founded on November 8, 2013 and is headquartered in Rockville, MD.
Guggenheim Floating Rate & Income Fund
Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL. | 11 years |
| Donald A. Chubb | M | 78 |
Guggenheim Floating Rate & Income Fund
Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL.
Guggenheim Strategy Funds Trust
Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategy Funds Trust is an open-end management investment company. The trust comprises of 3 funds: Guggenheim Strategy Fund I, Guggenheim Strategy Fund II and Guggenheim Strategy Fund III, which invests in a diversified portfolio of debt securities and financial instruments. Guggenheim Strategy Funds Trust was founded on November 8, 2013 and is headquartered in Rockville, MD. | 11 years |
| Maynard F. Oliverius | M | 81 |
Guggenheim Floating Rate & Income Fund
Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL.
Guggenheim Strategy Funds Trust
Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategy Funds Trust is an open-end management investment company. The trust comprises of 3 funds: Guggenheim Strategy Fund I, Guggenheim Strategy Fund II and Guggenheim Strategy Fund III, which invests in a diversified portfolio of debt securities and financial instruments. Guggenheim Strategy Funds Trust was founded on November 8, 2013 and is headquartered in Rockville, MD. | 11 years |
| Amy Lee | F | 63 |
Guggenheim Floating Rate & Income Fund
Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL.
Guggenheim Strategy Funds Trust
Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategy Funds Trust is an open-end management investment company. The trust comprises of 3 funds: Guggenheim Strategy Fund I, Guggenheim Strategy Fund II and Guggenheim Strategy Fund III, which invests in a diversified portfolio of debt securities and financial instruments. Guggenheim Strategy Funds Trust was founded on November 8, 2013 and is headquartered in Rockville, MD. | 12 years |
| Donald Christopher Cacciapaglia | M | 73 |
Guggenheim Strategy Funds Trust
Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategy Funds Trust is an open-end management investment company. The trust comprises of 3 funds: Guggenheim Strategy Fund I, Guggenheim Strategy Fund II and Guggenheim Strategy Fund III, which invests in a diversified portfolio of debt securities and financial instruments. Guggenheim Strategy Funds Trust was founded on November 8, 2013 and is headquartered in Rockville, MD.
Guggenheim Floating Rate & Income Fund
Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL. | 12 years |
| Sandra Sponem | F | 66 |
Guggenheim Strategy Funds Trust
Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategy Funds Trust is an open-end management investment company. The trust comprises of 3 funds: Guggenheim Strategy Fund I, Guggenheim Strategy Fund II and Guggenheim Strategy Fund III, which invests in a diversified portfolio of debt securities and financial instruments. Guggenheim Strategy Funds Trust was founded on November 8, 2013 and is headquartered in Rockville, MD. | 9 years |
| Mark Mathiasen | M | 46 |
Claymore Dividend & Income Fund
Claymore Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Claymore Dividend & Income Fund is a closed-end investment fund/Investment trust. It offers strategic investment solutions for financial advisors and their valued clients. It also provides investment management, investment advisory, insurance, investment banking and capital markets services. The company was founded on January 27, 2004 and is headquartered in Lisle, IL.
Guggenheim Floating Rate & Income Fund
Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL. | 17 years |
| Brian Edward Binder | M | 52 | 6 years | |
| Angela Brock-Kyle | F | 65 |
Guggenheim Strategy Funds Trust
Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategy Funds Trust is an open-end management investment company. The trust comprises of 3 funds: Guggenheim Strategy Fund I, Guggenheim Strategy Fund II and Guggenheim Strategy Fund III, which invests in a diversified portfolio of debt securities and financial instruments. Guggenheim Strategy Funds Trust was founded on November 8, 2013 and is headquartered in Rockville, MD. | 9 years |
| Thomas Lydon | M | 64 |
Guggenheim Strategy Funds Trust
Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategy Funds Trust is an open-end management investment company. The trust comprises of 3 funds: Guggenheim Strategy Fund I, Guggenheim Strategy Fund II and Guggenheim Strategy Fund III, which invests in a diversified portfolio of debt securities and financial instruments. Guggenheim Strategy Funds Trust was founded on November 8, 2013 and is headquartered in Rockville, MD. | 9 years |
| Salvador Miranda | M | 69 | 18 years | |
| John Thomas Futrell | M | 69 |
Claymore Dividend & Income Fund
Claymore Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Claymore Dividend & Income Fund is a closed-end investment fund/Investment trust. It offers strategic investment solutions for financial advisors and their valued clients. It also provides investment management, investment advisory, insurance, investment banking and capital markets services. The company was founded on January 27, 2004 and is headquartered in Lisle, IL.
Claymore Exchange Traded Fund Trust
| 4 years |
| James Robertson | M | - | 19 years | |
| Joanna M. Catalucci | F | 58 |
Guggenheim Floating Rate & Income Fund
Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL. | 12 years |
| Elisabeth A. Miller | F | 56 |
Guggenheim Strategy Funds Trust
Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategy Funds Trust is an open-end management investment company. The trust comprises of 3 funds: Guggenheim Strategy Fund I, Guggenheim Strategy Fund II and Guggenheim Strategy Fund III, which invests in a diversified portfolio of debt securities and financial instruments. Guggenheim Strategy Funds Trust was founded on November 8, 2013 and is headquartered in Rockville, MD. | 11 years |
| Robert McKnight | M | 74 |
StrataGold Corp.
 StrataGold Corp. Precious MetalsNon-Energy Minerals StrataGold Corp. engages in the acquisition, exploration, and development of precious metals properties. It operates under the mineral exploration and development segment. The company was founded in 2003 and is headquartered in Vancouver, Canada. | 20 years |
| Chuck Ray Craig | M | - |
Claymore Exchange-Traded Fund Trust 2
| - |
| Tanya Tighe | F | - |
StrataGold Corp.
StrataGold Corp. Precious MetalsNon-Energy Minerals StrataGold Corp. engages in the acquisition, exploration, and development of precious metals properties. It operates under the mineral exploration and development segment. The company was founded in 2003 and is headquartered in Vancouver, Canada. | 18 years |
| Graham Kubale | M | - |
StrataGold Corp.
StrataGold Corp. Precious MetalsNon-Energy Minerals StrataGold Corp. engages in the acquisition, exploration, and development of precious metals properties. It operates under the mineral exploration and development segment. The company was founded in 2003 and is headquartered in Vancouver, Canada. | 16 years |
| Andy Randell | M | - |
StrataGold Corp.
StrataGold Corp. Precious MetalsNon-Energy Minerals StrataGold Corp. engages in the acquisition, exploration, and development of precious metals properties. It operates under the mineral exploration and development segment. The company was founded in 2003 and is headquartered in Vancouver, Canada. | 17 years |
Connections Chart
Multi-company connection
Former connections
| Name | Gender | Age | Linked companies | Collaboration |
|---|---|---|---|---|
| G. King | M | 90 |
Wood Gundy
| 7 years |
| Jorge Daniel Benavides Alfaro | M | 71 | 14 years | |
| Bruce Rudolph Albelda | M | 61 |
Claymore Dividend & Income Fund
Claymore Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Claymore Dividend & Income Fund is a closed-end investment fund/Investment trust. It offers strategic investment solutions for financial advisors and their valued clients. It also provides investment management, investment advisory, insurance, investment banking and capital markets services. The company was founded on January 27, 2004 and is headquartered in Lisle, IL. | - |
| Donald McLeod | M | 61 | 3 years | |
| Erik C. Jurgensen | M | - | 12 years | |
| Steve M. Hill | M | 59 |
Claymore Dividend & Income Fund
Claymore Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Claymore Dividend & Income Fund is a closed-end investment fund/Investment trust. It offers strategic investment solutions for financial advisors and their valued clients. It also provides investment management, investment advisory, insurance, investment banking and capital markets services. The company was founded on January 27, 2004 and is headquartered in Lisle, IL. | 7 years |
| Adam Ho | M | 59 | - | |
| Normand Champigny | M | - | 1 years | |
| Daniel Innes | M | 76 | 3 years | |
| Patrice McNicoll | M | - |
MLV & Co. LLC
 MLV & Co. LLC Investment Banks/BrokersFinance Founded in 2010, MLV & Co. LLC is a broker/dealer located in New York City. The firm is a direct subsidiary of FBR Capital Markets Holdings, Inc. and their ultimate parent is FBR & Co. (NASDAQ: FBRC), which acquired the firm in 2015. Their research focuses on small to mid-sized companies with disruptive technologies that have the potential to drive significant market changes. MLV & Co.'s coverage universe includes the life sciences, oil & gas and metals & mining sectors. | - |
| Jean-Charles Potvin | M | 70 |
Burns Fry Ltd.
| 13 years |
| Sean Dawie Hurd | M | 57 |
Windstorm Resources, Inc.
 Windstorm Resources, Inc. Precious MetalsNon-Energy Minerals Windstorm Resources Inc. is a junior mineral exploration company that engages in the business of acquiring, exploring and evaluating natural resource properties. Its properties include Rosa Blanca and Bonanza projects in Mexico. The company was founded on July 16, 2009 and is headquartered in Vancouver, Canada. | 2 years |
| Randy Billhardt | M | - |
MLV & Co. LLC
MLV & Co. LLC Investment Banks/BrokersFinance Founded in 2010, MLV & Co. LLC is a broker/dealer located in New York City. The firm is a direct subsidiary of FBR Capital Markets Holdings, Inc. and their ultimate parent is FBR & Co. (NASDAQ: FBRC), which acquired the firm in 2015. Their research focuses on small to mid-sized companies with disruptive technologies that have the potential to drive significant market changes. MLV & Co.'s coverage universe includes the life sciences, oil & gas and metals & mining sectors. | 5 years |
| Arnold Klassen | M | 72 | - | |
| John Larson | M | 67 | 1 years | |
| Stephen Moore | M | 70 |
Burns Fry Ltd.
| 14 years |
| Jorge Javier Durand Planas | M | 56 | 1 years | |
| Wesley Black | M | 82 | 13 years | |
| Dean Michael Colucci | M | - |
MLV & Co. LLC
MLV & Co. LLC Investment Banks/BrokersFinance Founded in 2010, MLV & Co. LLC is a broker/dealer located in New York City. The firm is a direct subsidiary of FBR Capital Markets Holdings, Inc. and their ultimate parent is FBR & Co. (NASDAQ: FBRC), which acquired the firm in 2015. Their research focuses on small to mid-sized companies with disruptive technologies that have the potential to drive significant market changes. MLV & Co.'s coverage universe includes the life sciences, oil & gas and metals & mining sectors. | 5 years |
| Ryan John Loforte | M | - |
MLV & Co. LLC
MLV & Co. LLC Investment Banks/BrokersFinance Founded in 2010, MLV & Co. LLC is a broker/dealer located in New York City. The firm is a direct subsidiary of FBR Capital Markets Holdings, Inc. and their ultimate parent is FBR & Co. (NASDAQ: FBRC), which acquired the firm in 2015. Their research focuses on small to mid-sized companies with disruptive technologies that have the potential to drive significant market changes. MLV & Co.'s coverage universe includes the life sciences, oil & gas and metals & mining sectors. | - |
| Chelsea Redmon Wheeler | F | - |
MLV & Co. LLC
MLV & Co. LLC Investment Banks/BrokersFinance Founded in 2010, MLV & Co. LLC is a broker/dealer located in New York City. The firm is a direct subsidiary of FBR Capital Markets Holdings, Inc. and their ultimate parent is FBR & Co. (NASDAQ: FBRC), which acquired the firm in 2015. Their research focuses on small to mid-sized companies with disruptive technologies that have the potential to drive significant market changes. MLV & Co.'s coverage universe includes the life sciences, oil & gas and metals & mining sectors. | 2 years |
| Michael Parker | M | 59 | - | |
| George Zavoico | M | - |
MLV & Co. LLC
MLV & Co. LLC Investment Banks/BrokersFinance Founded in 2010, MLV & Co. LLC is a broker/dealer located in New York City. The firm is a direct subsidiary of FBR Capital Markets Holdings, Inc. and their ultimate parent is FBR & Co. (NASDAQ: FBRC), which acquired the firm in 2015. Their research focuses on small to mid-sized companies with disruptive technologies that have the potential to drive significant market changes. MLV & Co.'s coverage universe includes the life sciences, oil & gas and metals & mining sectors. | 3 years |
| Donald W. Paterson | M | 90 |
Wood Gundy
| 6 years |
| Kevin M. Robinson | M | 65 |
Claymore Dividend & Income Fund
Claymore Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Claymore Dividend & Income Fund is a closed-end investment fund/Investment trust. It offers strategic investment solutions for financial advisors and their valued clients. It also provides investment management, investment advisory, insurance, investment banking and capital markets services. The company was founded on January 27, 2004 and is headquartered in Lisle, IL. | 3 years |
| John Henry Bowles | M | 78 | 3 years | |
| Steven Sanders | M | 78 | 2 years | |
| John F. Eckert | M | 66 |
Wood Gundy
| 7 years |
| Bob McKenzie | M | - |
Wood Gundy
| - |
| Stephen John Elgee | M | - |
Burns Fry Ltd.
| 8 years |
| Mark Aydin | M | - |
MLV & Co. LLC
MLV & Co. LLC Investment Banks/BrokersFinance Founded in 2010, MLV & Co. LLC is a broker/dealer located in New York City. The firm is a direct subsidiary of FBR Capital Markets Holdings, Inc. and their ultimate parent is FBR & Co. (NASDAQ: FBRC), which acquired the firm in 2015. Their research focuses on small to mid-sized companies with disruptive technologies that have the potential to drive significant market changes. MLV & Co.'s coverage universe includes the life sciences, oil & gas and metals & mining sectors. | 2 years |
| Conrad Vlak | M | - |
MLV & Co. LLC
MLV & Co. LLC Investment Banks/BrokersFinance Founded in 2010, MLV & Co. LLC is a broker/dealer located in New York City. The firm is a direct subsidiary of FBR Capital Markets Holdings, Inc. and their ultimate parent is FBR & Co. (NASDAQ: FBRC), which acquired the firm in 2015. Their research focuses on small to mid-sized companies with disruptive technologies that have the potential to drive significant market changes. MLV & Co.'s coverage universe includes the life sciences, oil & gas and metals & mining sectors. | 2 years |
| Gregory Martin | M | 55 | 3 years | |
| Richard A. Russo | M | - |
Wood Gundy
| 2 years |
| Christopher S. James | M | - |
MLV & Co. LLC
MLV & Co. LLC Investment Banks/BrokersFinance Founded in 2010, MLV & Co. LLC is a broker/dealer located in New York City. The firm is a direct subsidiary of FBR Capital Markets Holdings, Inc. and their ultimate parent is FBR & Co. (NASDAQ: FBRC), which acquired the firm in 2015. Their research focuses on small to mid-sized companies with disruptive technologies that have the potential to drive significant market changes. MLV & Co.'s coverage universe includes the life sciences, oil & gas and metals & mining sectors. | 2 years |
| Richard Whelan | M | - |
Burns Fry Ltd.
| - |
| Rex McLennan | M | 72 | 3 years | |
| Raghav Nayar | M | - |
MLV & Co. LLC
MLV & Co. LLC Investment Banks/BrokersFinance Founded in 2010, MLV & Co. LLC is a broker/dealer located in New York City. The firm is a direct subsidiary of FBR Capital Markets Holdings, Inc. and their ultimate parent is FBR & Co. (NASDAQ: FBRC), which acquired the firm in 2015. Their research focuses on small to mid-sized companies with disruptive technologies that have the potential to drive significant market changes. MLV & Co.'s coverage universe includes the life sciences, oil & gas and metals & mining sectors. | 1 years |
| Richard Trotman | M | 42 |
MLV & Co. LLC
MLV & Co. LLC Investment Banks/BrokersFinance Founded in 2010, MLV & Co. LLC is a broker/dealer located in New York City. The firm is a direct subsidiary of FBR Capital Markets Holdings, Inc. and their ultimate parent is FBR & Co. (NASDAQ: FBRC), which acquired the firm in 2015. Their research focuses on small to mid-sized companies with disruptive technologies that have the potential to drive significant market changes. MLV & Co.'s coverage universe includes the life sciences, oil & gas and metals & mining sectors. | 1 years |
| Thomas Yip | M | - |
MLV & Co. LLC
MLV & Co. LLC Investment Banks/BrokersFinance Founded in 2010, MLV & Co. LLC is a broker/dealer located in New York City. The firm is a direct subsidiary of FBR Capital Markets Holdings, Inc. and their ultimate parent is FBR & Co. (NASDAQ: FBRC), which acquired the firm in 2015. Their research focuses on small to mid-sized companies with disruptive technologies that have the potential to drive significant market changes. MLV & Co.'s coverage universe includes the life sciences, oil & gas and metals & mining sectors. | 4 years |
| Mike House | M | - |
Burns Fry Ltd.
| - |
| Peter Kudla | M | - |
Burns Fry Ltd.
| 11 years |
| U-Wen Kok | F | - |
Burns Fry Ltd.
| 4 years |
| Mike Vanderburgh | M | - |
Burns Fry Ltd.
| 1 years |
| Stephen Harper | M | - |
Wood Gundy
| - |
| Michael Vitton | M | 65 |
Burns Fry Ltd.
| 10 years |
| Don Raymond | M | 63 |
Burns Fry Ltd.
| - |
| Paul Sabourin | M | - |
Burns Fry Ltd.
| - |
| David G. Patterson | M | 77 |
Burns Fry Ltd.
| 8 years |
| Jean-Andre Élie | M | - |
Burns Fry Ltd.
| 14 years |
| William Beattie | M | 64 |
Wood Gundy
| 3 years |
| Jacques Prévost | M | - |
Burns Fry Ltd.
| - |
| Jeff Tory | M | - |
Burns Fry Ltd.
| 4 years |
| Michael Carter Shannon | M | - |
Burns Fry Ltd.
| 7 years |
| Andrew Shatford McCreath | M | - |
Burns Fry Ltd.
| 2 years |
| Paul Bourdeau | M | - |
Burns Fry Ltd.
| 1 years |
| Diana Racanelli | F | - |
Burns Fry Ltd.
| 6 years |
| Mary Dolores Throop | F | - |
Wood Gundy
| 12 years |
| Frederick Fenner Dalley | M | - |
Burns Fry Ltd.
| 5 years |
| Terry Peters | M | - |
Burns Fry Ltd.
| - |
| Jill Denham | F | 63 |
Wood Gundy
| 17 years |
| Allan Williams | M | 66 | 1 years | |
| Brian Elmer Lipskie | M | - |
Wood Gundy
| - |
| C. Jaime Roberton | M | - |
Wood Gundy
| 12 years |
| Kim Marie Pacanovsky | M | - |
MLV & Co. LLC
MLV & Co. LLC Investment Banks/BrokersFinance Founded in 2010, MLV & Co. LLC is a broker/dealer located in New York City. The firm is a direct subsidiary of FBR Capital Markets Holdings, Inc. and their ultimate parent is FBR & Co. (NASDAQ: FBRC), which acquired the firm in 2015. Their research focuses on small to mid-sized companies with disruptive technologies that have the potential to drive significant market changes. MLV & Co.'s coverage universe includes the life sciences, oil & gas and metals & mining sectors. | 3 years |
| Brent McLean | M | - |
Burns Fry Ltd.
| 3 years |
| Larry M. Berman | M | - |
Burns Fry Ltd.
| 3 years |
| Vahan Kololian | M | 70 |
Burns Fry Ltd.
| - |
| Henry M. Giegerich | M | 93 | - | |
| David Terry | M | 58 | - | |
| Gerald T. McCaughey | M | 67 |
Wood Gundy
| 7 years |
| Mario Arra | M | - |
Wood Gundy
| 12 years |
| Barry W. Stewart | M | - |
Lancaster Financial Ltd.
| 1 years |
| Gilles Ouellette | M | - |
Burns Fry Ltd.
| - |
| Vernon Arseneau | M | 69 | 4 years |
Statistics
| Country | Connections | % of total |
|---|---|---|
| Canada | 51 | 51.00% |
| United States | 36 | 36.00% |
Age of Connections
Active
Past
Male
Female
Members of the board
Executives
Origin of connections
- Stock Market
- Insiders
- Roman Friedrich
- Personal Network
