Roman Friedrich

Director/Board Member at GUGGENHEIM CREDIT ALLOCATION FUND

80 year

Miscellaneous

Finance

Non-Energy Minerals

Profile

Roman Friedrich is the founder of Mr. Friedrich & Co. Ltd. established in 1998.
He is currently a Trustee at Claymore Exchange Traded Fund Trust, Claymore Exchange-Traded Fund Trust 2, and an Independent Trustee at Guggenheim Credit Allocation Fund, Guggenheim Strategy Funds Trust, and Guggenheim Floating Rate & Income Fund.
Mr. Friedrich's former positions include Chairman at Dreman Claymore Dividend & Income Fund, StrataGold Corp., and Guggenheim Strategic Opportunities Fund.
He was also a Managing Director at TD Securities (USA) LLC and TD Securities, Inc. Mr. Friedrich's education history includes an undergraduate degree from Rutgers State University of New Jersey.

Roman Friedrich active positions

Companies	Position	Start
GUGGENHEIM CREDIT ALLOCATION FUND	Director/Board Member	31/12/2012
Guggenheim Strategy Funds Trust Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust	Director/Board Member	31/12/2012
Guggenheim Floating Rate & Income Fund Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Director/Board Member	31/12/2012
Claymore Exchange Traded Fund Trust Claymore Exchange Traded Fund Trust Investment Trusts/Mutual FundsMiscellaneous Exchange Traded Fund	Director/Board Member	-
Claymore Exchange-Traded Fund Trust 2 Claymore Exchange-Traded Fund Trust 2 Investment Trusts/Mutual FundsMiscellaneous Exchange Traded Fund	Director/Board Member	-
Roman Friedrich & Co. Ltd. Roman Friedrich & Co. Ltd. Investment ManagersFinance Provides investment banking and consulting services	Founder	31/12/1997

All active positions of Roman Friedrich

Former positions of Roman Friedrich

Companies	Position	End
GOLDEN CROSS RESOURCES INC.	Director/Board Member	21/01/2019
MERCATOR MINERALS LTD.	Director/Board Member	02/09/2014
INTACT GOLD CORP.	Director/Board Member	31/12/2013
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See the detail of Roman Friedrich's experience

Training of Roman Friedrich

Experiences
Positions held

Active

Inactive

Listed companies

Private companies

See the detail of Roman Friedrich's experience

Connections

1st degree connections

1st degree companies

Male

Female

Members of the board

Executives

See the personal network

Linked companies

Private companies	38
The Chase Manhattan Bank NA The Chase Manhattan Bank NA Major BanksFinance Operates commercial bank	Finance
GFM Resources Ltd. GFM Resources Ltd. Other Metals/MineralsNon-Energy Minerals Explores and mines for mineral resources	Non-Energy Minerals
Mercator Minerals Ltd. Mercator Minerals Ltd. Other Metals/MineralsNon-Energy Minerals Engages in the business of mining, exploration, development and operation of mineral properties	Non-Energy Minerals
Gateway Gold Corp. Gateway Gold Corp. Precious MetalsNon-Energy Minerals Mines for gold	Non-Energy Minerals
Dreman Claymore Dividend & Income Fund Dreman Claymore Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Closed-End Investment Fund/Investment Trust	Miscellaneous
StrataGold Corp. StrataGold Corp. Precious MetalsNon-Energy Minerals Mines for gold	Non-Energy Minerals
Fiduciary/Claymore Energy Infrastructure Fund Fiduciary/Claymore Energy Infrastructure Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
TD Securities (USA) LLC TD Securities (USA) LLC Investment Banks/BrokersFinance Provides brokerage services	Finance
Big Bank Big Oil Split Corp. Big Bank Big Oil Split Corp. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Claymore Exchange Traded Fund Trust Claymore Exchange Traded Fund Trust Investment Trusts/Mutual FundsMiscellaneous Exchange Traded Fund	Miscellaneous
Claymore Exchange-Traded Fund Trust 2 Claymore Exchange-Traded Fund Trust 2 Investment Trusts/Mutual FundsMiscellaneous Exchange Traded Fund	Miscellaneous
Golden Cross Resources, Inc. Golden Cross Resources, Inc. Precious MetalsNon-Energy Minerals Explores and mines for zinc & precious metals	Non-Energy Minerals
Intact Gold Corp. Intact Gold Corp. Precious MetalsNon-Energy Minerals Operates gold mines	Non-Energy Minerals
iShares Silver Bullion ETF iShares Silver Bullion ETF Investment Trusts/Mutual FundsMiscellaneous Exists as exchange Traded Fund	Miscellaneous
Windstorm Resources, Inc. Windstorm Resources, Inc. Precious MetalsNon-Energy Minerals Operates as an exploration stage mining company	Non-Energy Minerals
Guggenheim Taxable Municipal Bond & Investment Grade Debt Tr. Guggenheim Taxable Municipal Bond & Investment Grade Debt Tr. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Guggenheim Equal Weight Enhanced Equity Income Fund Guggenheim Equal Weight Enhanced Equity Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
ECI Exploration & Mining, Inc. ECI Exploration & Mining, Inc. Other Metals/MineralsNon-Energy Minerals Engages in the business of acquisition, exploration and development of mineral properties	Non-Energy Minerals
Guggenheim Strategy Funds Trust Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust	Miscellaneous
Guggenheim Strategic Opportunities Fund Guggenheim Strategic Opportunities Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Guggenheim Credit Allocation Fund Guggenheim Credit Allocation Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Guggenheim Energy & Income Fund Guggenheim Energy & Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
TD Securities, Inc. TD Securities, Inc. Investment Banks/BrokersFinance Provides brokerage services	Finance
Lancaster Financial Ltd. Lancaster Financial Ltd. Finance/Rental/LeasingFinance Mortgage banking concern	Finance
Burns Fry Ltd. Burns Fry Ltd. Investment ManagersFinance Led by Burns Fry Ltd	Finance
First Chicago Bank of Mount Prospect First Chicago Bank of Mount Prospect Regional BanksFinance State chartered commercial bank	Finance
Wood Gundy Wood Gundy Investment Banks/BrokersFinance Provides securities brokerage services	Finance
Rutgers State University of New Jersey Rutgers State University of New Jersey Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Roman Friedrich & Co. Ltd. Roman Friedrich & Co. Ltd. Investment ManagersFinance Provides investment banking and consulting services	Finance
The Chase Manhattan Bank of Canada The Chase Manhattan Bank of Canada Regional BanksFinance Provides banking services	Finance
Blue Sky Uranium Corp. Blue Sky Uranium Corp. Other Metals/MineralsNon-Energy Minerals Explores uranium mines	Non-Energy Minerals
Sundance Minerals Ltd. Sundance Minerals Ltd. Contract DrillingIndustrial Services Provides oil and gas exploration services	Industrial Services
Claymore Dividend & Income Fund Claymore Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Closed-End Investment Fund/Investment Trust	Miscellaneous
MLV & Co. LLC MLV & Co. LLC Investment Banks/BrokersFinance Provides brokerage services	Finance
Guggenheim Enhanced Equity Income Fund Guggenheim Enhanced Equity Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Axiom Oil & Gas Corp. Axiom Oil & Gas Corp. Integrated OilEnergy Minerals Engages in exploration and development of oil and natural gas	Energy Minerals
Guggenheim Enhanced Equity Strategy Fund Guggenheim Enhanced Equity Strategy Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Guggenheim Floating Rate & Income Fund Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous