Profile

Ms. Kim Cataudella is Chief Compliance Officer at Daruma Asset Management, Inc. She joined Daruma Asset Management in May 2004.
She started her career in 1992 at New York Life Insurance Company.
At New York Life, she became a team leader in mutual funds operations and a senior compliance consultant in the customer complaint review department.
In 1999, she relocated to Boston and joined the Dot Com sweepstakes.
She also joined Asset Sciences, Inc. (ASI), a start-up broker-dealer and online provider of financial advice, as a compliance analyst.
At ASI, she established the compliance infrastructure of both the advisor and broker-dealer business.
After a Belgian firm acquired ASI, she returned to New York in 2002, taking a position at A&S Field Services, a firm that specialized in market research and merchandising.
Ms. Cataudella received her BS in Finance in 1992 and an MBA in 1999 from St. John's University.

Former positions of Kim Elizabeth Cataudella

CompaniesPositionEnd
Corporate Officer/Principal -
Corporate Officer/Principal -
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Training of Kim Elizabeth Cataudella

St. John's University Undergraduate Degree

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100 +

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3

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Private companies2

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