John Louis Sullivan
Director of Finance/CFO at GUGGENHEIM ENHANCED EQUITY INCOME FUND
Profile
John Louis Sullivan currently works at Guggenheim Taxable Municipal Bond & Investment Grade Debt Tr., as CFO, Treasurer & Chief Accounting Officer from 2010, Guggenheim Credit Allocation Fund, as CFO, Treasurer & Chief Accounting Officer from 2014, Guggenheim Strategy Funds Trust, as Treasurer from 2014, and various other companies.
Mr. Sullivan also formerly worked at Invesco CurrencyShares Singapore Dollar Trust, as Chief Executive Officer & Director, Invesco Specialized Products LLC, as Chief Executive Officer & Director from 2016 to 2018, Van Kampen Advisors, Inc., as Managing Director, and various other companies.
Mr. Sullivan received his Masters Business Admin degree from DePaul University and undergraduate degree from Western Illinois University.
John Louis Sullivan active positions
Companies | Position | Start |
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GUGGENHEIM ENHANCED EQUITY INCOME FUND | Director of Finance/CFO | 31/12/2009 |
GUGGENHEIM CREDIT ALLOCATION FUND | Director of Finance/CFO | 31/12/2012 |
GUGGENHEIM TAXABLE MUNICIPAL BOND & INVESTMENT GRADE DEBT TRUST | Director of Finance/CFO | 29/06/2010 |
GUGGENHEIM ACTIVE ALLOCATION FUND | Director of Finance/CFO | 31/12/2020 |
Guggenheim Floating Rate & Income Fund
Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL. | Director of Finance/CFO | 23/10/2013 |
Guggenheim Strategy Funds Trust
Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategy Funds Trust is an open-end management investment company. The trust comprises of 3 funds: Guggenheim Strategy Fund I, Guggenheim Strategy Fund II and Guggenheim Strategy Fund III, which invests in a diversified portfolio of debt securities and financial instruments. Guggenheim Strategy Funds Trust was founded on November 8, 2013 and is headquartered in Rockville, MD. | Treasurer | 31/12/2012 |
Former positions of John Louis Sullivan
Companies | Position | End |
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Invesco Specialized Products LLC
Invesco Specialized Products LLC Financial ConglomeratesFinance Part of Invesco Ltd., Invesco Specialized Products LLC provides investment and financial services. The private company is based in Rockville, MD. Anna Paglia has been the CEO of the company since 2020. | Chief Executive Officer | 05/04/2018 |
MANAGED DURATION INVTMT GRD MUN FUND | Director of Finance/CFO | 15/11/2016 |
Van Kampen Investment Grade Municipal Trust
Van Kampen Investment Grade Municipal Trust Investment Trusts/Mutual FundsMiscellaneous Van Kampen Investment Grade Municipal Trust operates as a closed-end investment fund/investment trust. It invests in a portfolio of tax-exempt municipal bonds. It seeks to provide federal tax-exempt income and to preserve capital. It is headquartered in New York, NY. | Treasurer | 08/05/2013 |
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Training of John Louis Sullivan
DePaul University | Masters Business Admin |
Western Illinois University | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
Private companies | 44 |
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Van Kampen Bond Fund
Van Kampen Bond Fund Investment Trusts/Mutual FundsMiscellaneous Van Kampen Bond Fund closed-End Investment Fund/Investment Trust. It is headquartered in New York, NY. | Miscellaneous |
Van Kampen California Municipal Trust | Miscellaneous |
Van Kampen California Quality Municipal Trust | Miscellaneous |
Van Kampen Florida Quality Municipal Trust | Miscellaneous |
Van Kampen Municipal Trust
Van Kampen Municipal Trust Investment Trusts/Mutual FundsMiscellaneous Van Kampen Municipal Trust is a diversified, closed-end management investment company. The Trust's investment objective is to seek to provide a high level of current income exempt from federal income tax, consistent with preservation of capital. The company was founded in 1991 and is based in New York, NY. | Miscellaneous |
Van Kampen Ohio Quality Municipal Trust
Van Kampen Ohio Quality Municipal Trust Investment Trusts/Mutual FundsMiscellaneous Van Kampen Ohio Quality Municipal Trust is a non-diversified, closed-end management investment company. It operates as a diversified management investment company. The Trust's investment objective is to seek to provide a high level of current income exempt from federal and Ohio income taxes, consistent with preservation of capital. The company is headquartered in New York, NY. | Miscellaneous |
Van Kampen Trust for Investment Grade Florida Municipals
Van Kampen Trust for Investment Grade Florida Municipals Investment Trusts/Mutual FundsMiscellaneous Van Kampen Trust for Investment Grade Municipals is a diversified closed-end company. The Fund's objective is to provide a high level of current income exempt from federal income taxes and consistent with preservation of capital. It may invest a portion of its assets in inverse floating-rate instruments. The Trust invests in sectors, includes hospitals, public education, single family and airports | Miscellaneous |
Van Kampen Trust for Investment Grade New York Municipals
Van Kampen Trust for Investment Grade New York Municipals Investment Trusts/Mutual FundsMiscellaneous Van Kampen Trust for Investment Grade New York Municipals is a is a non-diversified, closed ended mutual fund. The fund is managed by Van Kampen Asset Management. Its investment advisor is Van Kampen Asset Management. Its objective is to provide a high level of current income exempt from federal, as well as New York State and New York City income taxes, consistent with preservation of capital. The inception Date of the company is 27 march 1992. | Miscellaneous |
Van Kampen Advantage Municipal Income Trust II
Van Kampen Advantage Municipal Income Trust II Investment Trusts/Mutual FundsMiscellaneous Van Kampen Advantage Municipal Income Trust II was a diversified, closed-end management investment company. The Trust's investment objective was to seek to provide a high level of current income exempt from federal income tax, consistent with preservation of capital. The company was founded on August 27, 1993 and was headquartered in New York, NY. | Miscellaneous |
Van Kampen Advantage Municipal Income Trust | Miscellaneous |
Van Kampen California Value Municipal Income Trust
Van Kampen California Value Municipal Income Trust Investment Trusts/Mutual FundsMiscellaneous Van Kampen California Value Municipal Income Trust, is a mutual fund close end fund. The objective of the fund is a high level of current income exempt from federal and California income taxes, consistent with preservation of capital. Its diversified portfolio composed substantially of investment grade California municipal securities. The fund was founded on April 30, 1993. | Miscellaneous |
Van Kampen Investment Grade Municipal Trust
Van Kampen Investment Grade Municipal Trust Investment Trusts/Mutual FundsMiscellaneous Van Kampen Investment Grade Municipal Trust operates as a closed-end investment fund/investment trust. It invests in a portfolio of tax-exempt municipal bonds. It seeks to provide federal tax-exempt income and to preserve capital. It is headquartered in New York, NY. | Miscellaneous |
Van Kampen Massachusetts Value Municipal Income Trust
Van Kampen Massachusetts Value Municipal Income Trust Investment Trusts/Mutual FundsMiscellaneous Van Kampen Massachusetts Value Municipal Income Trust. The trust's investment objective is to provide a high level of current income exempt from federal income taxes and Massachusetts personal income tax, consistent with preservation of capital. Its investment management services are provided through Van Kampen Investments Inc. It is headquartered in New York, NY. | Miscellaneous |
Van Kampen Municipal Opportunity Trust
Van Kampen Municipal Opportunity Trust Investment Trusts/Mutual FundsMiscellaneous Van Kampen Municipal Opportunity Trust is a closed-end investment fund/ trust. The fund abbreviated name is Muncipal Municipal Opportunity Trust. VMO is the stock symbol of the fund. The fund's inception date is 24th April 1992. | Miscellaneous |
Van Kampen Pennsylvania Value Municipal Income Trust
Van Kampen Pennsylvania Value Municipal Income Trust Investment Trusts/Mutual FundsMiscellaneous Van Kampen Pennsylvania Value Municipal Income Trust (the Trust) is a non-diversified, closed-end management investment company, but operates as a diversified management investment company.The Trust's investment objective is to provide a high level of current income exempt from federal and Pennsylvania income taxes and, where possible under local law, local income and personal property taxes, consistent with preservation of capital. The Trust invests substantially all of its assets in Pennsylvania municipal securities rated investment grade at the time of investment, but may invest up to 20% of its assets in unrated securities that are of comparable quality to those rated investment grade. The Trust invests in various sectors, including higher education, hospitals, general purpose, public education and recreational buildings. | Miscellaneous |
Van Kampen Select Sector Municipal Trust
Van Kampen Select Sector Municipal Trust Investment Trusts/Mutual FundsMiscellaneous Van Kampen Select Sector Municipal Trust closed-End Investment Fund/Investment Trust. It is headquartered in New York, NY. | Miscellaneous |
Van Kampen Strategic Sector Municipal Trust | Miscellaneous |
Van Kampen Trust for Investment Grade Municipals
Van Kampen Trust for Investment Grade Municipals Investment Trusts/Mutual FundsMiscellaneous Van Kampen Trust for Investment Grade Municipals is a diversified, closed-end management investment company. The Trust's investment objective is to seek to provide a high level of current income exempt from federal income taxes, consistent with preservation of capital. The company was founded in 1992 and is based in New York, NY | Miscellaneous |
Van Kampen Trust for Investment Grade New Jersey Munis
Van Kampen Trust for Investment Grade New Jersey Munis Investment Trusts/Mutual FundsMiscellaneous Van Kampen Trust for Investment Grade New Jersey Munis is a high level of current income exempt from Federal & New York state and New York City income taxes. The company is headquartered in New York, NY. | Miscellaneous |
Van Kampen Senior Income Trust
Van Kampen Senior Income Trust Investment Trusts/Mutual FundsMiscellaneous Van Kampen Senior Income Trust Operates as a Closed-End mutual fund. The trust's investment objective is to provide a high level of current income, consistent with preservation of capital. It seeks to achieve its objective by investing primarily in a portfolio of interests in floating or variable rate senior loans to corporations, partnerships and other entities which operate in a variety of industries and geographical regions. The company was founded in 1998 and is based in New York, NY. | Miscellaneous |
Van Kampen High Income Trust II
Van Kampen High Income Trust II Investment Trusts/Mutual FundsMiscellaneous Van Kampen High Income Trust II (the Trust) is a diversified closed-end management investment company. The Trust's investment objective is to provide high current income, while seeking to preserve capital through investment in a diversified portfolio of income-producing, fixed-income securities. The Trust generally invests in futures on United States Treasury Bonds or Notes. The Trust may invest in various types of Mortgage Backed Securities. Van Kampen Asset Management serves as the Trust's investment adviser. | Miscellaneous |
Invesco Capital Markets, Inc.
Invesco Capital Markets, Inc. Investment Banks/BrokersFinance Invesco Capital Markets, Inc. provides financial services. It offers investment brokerage services to individual investors. The company is headquartered in Downers Grove, IL. | Finance |
Madison Covered Call & Equity Strategy Fund
Madison Covered Call & Equity Strategy Fund Investment Trusts/Mutual FundsMiscellaneous Madison Covered Call & Equity Strategy Fund operates as a closed-end investment fund. Its investment objective is to provide a high level of current income and current gains, with a secondary objective of long-term capital appreciation. The company was founded on May 6, 2004 and is headquartered in Madison, WI. | Miscellaneous |
Morgan Stanley Investment Management, Inc.
Morgan Stanley Investment Management, Inc. Investment ManagersFinance Morgan Stanley Investment Management, Inc. (MSIM) is an investment management firm headquartered in New York City. The firm was founded in 1975 and is a subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately held by Morgan Stanley (NYSE: MS). MSIM provides discretionary and non-discretionary investment management services and products to institutional clients and individual investors. The firm also advises clients as to the appropriate allocation of assets among multiple separate accounts and/or investment companies or other pooled vehicles that the firm advises. | Finance |
Fiduciary/Claymore Energy Infrastructure Fund
Fiduciary/Claymore Energy Infrastructure Fund Investment Trusts/Mutual FundsMiscellaneous Fiduciary/Claymore Energy Infrastructure Fund is a closed-end management investment company. It engages in the provision of after-tax total return with an emphasis on current distributions paid to shareholders. The company was founded on October 4, 2004 and is headquartered in Chicago, IL. | Miscellaneous |
Van Kampen Advisors, Inc. | |
Invesco CurrencyShares Singapore Dollar Trust
Invesco CurrencyShares Singapore Dollar Trust Investment Trusts/Mutual FundsMiscellaneous Invesco CurrencyShares Singapore Dollar Trust is an exchange traded fund. It holds Singapore dollars and from time to time issues baskets in exchange for deposits of Singapore dollars and distributes Singapore dollars in connection with redemptions of baskets. The investment objective of the trust is for the shares to reflect the price in United States dollars of the Singapore dollar. The shares are intended to provide institutional and retail investors with a simple, cost-effective means of gaining investment benefits similar to those of holding Singapore dollars. The company was founded on August 7, 2008 and is headquartered in Rockville, MD. | Miscellaneous |
Guggenheim Taxable Municipal Bond & Investment Grade Debt Tr.
Guggenheim Taxable Municipal Bond & Investment Grade Debt Tr. Investment Trusts/Mutual FundsMiscellaneous Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust is a diversified and closed-end management investment company, which engages in the investment activities for long-term capital appreciation. The company was founded on June 30, 2010 and is headquartered in Chicago, IL. | Miscellaneous |
Guggenheim Equal Weight Enhanced Equity Income Fund
Guggenheim Equal Weight Enhanced Equity Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Equal Weight Enhanced Equity Income Fund - is a closed-end investment fund. Its investment objective is to provide a high level of risk-adjusted total return with an emphasis on current income. The company was founded on July 11, 2011 and is headquartered in Chicago, IL. | Miscellaneous |
Guggenheim Credit Allocation Fund
Guggenheim Credit Allocation Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Credit Allocation Fund operates as a mutual fund closed-end investment. It seeks to achieve a total return of current income and capital appreciation. The company was founded on June 7, 2012 and is headquartered in Chicago, IL. | Miscellaneous |
Guggenheim Strategy Funds Trust
Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategy Funds Trust is an open-end management investment company. The trust comprises of 3 funds: Guggenheim Strategy Fund I, Guggenheim Strategy Fund II and Guggenheim Strategy Fund III, which invests in a diversified portfolio of debt securities and financial instruments. Guggenheim Strategy Funds Trust was founded on November 8, 2013 and is headquartered in Rockville, MD. | Miscellaneous |
Guggenheim Middle Market & Income Fund
Guggenheim Middle Market & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Middle Market & Income Fund operates as a closed-end investment fund and trust. The company is headquartered in Chicago, IL. | Miscellaneous |
Van Kampen Investments, Inc.
Van Kampen Investments, Inc. Investment ManagersFinance Van Kampen Investments, Inc. operated an investment management company that offered management and supervision of assets, open-end and closed-end mutual funds, unit investment trusts, retirement products and investment platforms. It was founded in 1968 and was headquartered in Oakbrook Terrace, IL. | Finance |
Invesco Specialized Products LLC
Invesco Specialized Products LLC Financial ConglomeratesFinance Part of Invesco Ltd., Invesco Specialized Products LLC provides investment and financial services. The private company is based in Rockville, MD. Anna Paglia has been the CEO of the company since 2020. | Finance |
Van Kampen Dynamic Credit Opportunities Fund
Van Kampen Dynamic Credit Opportunities Fund Investment Trusts/Mutual FundsMiscellaneous Van Kampen Dynamic Credit Opportunities Fund is a closed-End Investment Fund/Investment Trust. The company is headquartered in New York, NY | Miscellaneous |
Guggenheim Strategic Opportunities Fund
Guggenheim Strategic Opportunities Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategic Opportunities Fund operates as a diversified, closed-end management investment company. The fund intends to maximize total return through a combination of current income and capital appreciation. It pursues a relative value-based investment philosophy, which utilizes quantitative and qualitative analysis to seek to identify securities or spreads between securities that deviate from their perceived fair value and/or historical norms. The company was founded on November 13, 2006 and is headquartered in Chicago, IL. | Miscellaneous |
Guggenheim Investments, Inc. | Finance |
Claymore Dividend & Income Fund
Claymore Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Claymore Dividend & Income Fund is a closed-end investment fund/Investment trust. It offers strategic investment solutions for financial advisors and their valued clients. It also provides investment management, investment advisory, insurance, investment banking and capital markets services. The company was founded on January 27, 2004 and is headquartered in Lisle, IL. | Miscellaneous |
Managed Duration Investment Grade Municipal Fund
Managed Duration Investment Grade Municipal Fund Investment Trusts/Mutual FundsMiscellaneous Managed Duration Investment Grade Municipal Fund operates as a closed-end investment fund/trust. It intends to provide its shareholders with current income exempt from federal income tax while seeking to protect the value of the assets during periods of interest rate volatility. The company was founded on May 20, 2003 and is headquartered in New York, NY. | Miscellaneous |
Guggenheim Enhanced Equity Income Fund
Guggenheim Enhanced Equity Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Enhanced Equity Income Fund is a closed-end investment fund/investment trust. Its investment objective is to seek high level of current income and current gains, with a secondary objective of long-term capital appreciation. The company was founded on December 3, 2004 and is headquartered in Chicago, IL. | Miscellaneous |
Guggenheim Enhanced Equity Strategy Fund
Guggenheim Enhanced Equity Strategy Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Enhanced Equity Strategy Fund operates as a diversified, closed-end management investment company. Its investment objective is to seek a high level of current income with a secondary objective of long-term capital appreciation. The company was founded on October 20, 2003 and is headquartered in Lisle, IL. | Miscellaneous |
Guggenheim Floating Rate & Income Fund
Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL. | Miscellaneous |
Guggenheim Energy & Income Fund
Guggenheim Energy & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Energy & Income Fund is a closed-end investment fund. It is a non-diversified, non-traded management investment company. Its objectives are to provide high income and seek capital appreciation. The company was founded on April 28, 2015 and is headquartered in Chicago, IL. | Miscellaneous |
Guggenheim Active Allocation Fund
Guggenheim Active Allocation Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Active Allocation Fund is a closed-end management investment firm. The company was founded on May 20, 2021 and is headquartered in Chicago, IL. | Miscellaneous |
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