Jeffrey A. Engelsman
Compliance Officer at MainStay Funds Trust
Profile
Jeffrey A.
Engelsman is currently the Chief Compliance Officer & Anti Laundering Officer at Metropolitan West Funds since 2016.
He is also the Chief Compliance Officer & Vice President at MainStay Funds Trust since 2009 and at MainStay VP Funds Trust since 2009.
Previously, Mr. Engelsman held positions such as Managing Director at New York Life Investment Management LLC, Director & Senior Counsel at Deutsche Asset Management, Inc. from 1999 to 2005, and Secretary, Director & Chief Compliance Officer at Internet Sciences, Inc. from 2022 to 2023.
He also served as the Chief Compliance Officer, VP & Assistant Secretary at MainStay Funds from 2009 to 2014, Chief Compliance Officer at TCW Strategic Income Fund, Inc., and Chief Compliance Officer at TCW Funds, Inc. from 2014 to 2016.
Additionally, he worked as an Attorney at Empower Annuity Insurance Company of America and as the Chief Compliance Officer & Vice President at Mainstay Mackay Definedterm Municipal Opportunities Fund.
He held the position of Chief Compliance Officer at TCW Liquid Alternatives Trust and Assistant Secretary at NYLIFE Distributors, Inc. in 2006.
He was also the Global Chief Compliance Officer & MD at The TCW Group, Inc. and Chief Compliance Officer at TCW Direct Lending LLC from 2015 to 2020.
He served as the Chief Compliance Officer at TCW Direct Lending VII LLC and as MD & Global Chief Compliance Officer at Tcw LLC.
Mr. Engelsman completed his graduate degree at Boston University, his undergraduate degree at The Wharton School of the University of Pennsylvania, and his graduate degree at Sturm College of Law.
Jeffrey A. Engelsman active positions
Companies | Position | Start |
---|---|---|
MainStay Funds Trust | Compliance Officer | 31/12/2008 |
MainStay VP Funds Trust | Compliance Officer | 31/12/2008 |
Metropolitan West Funds | Compliance Officer | 31/12/2013 |
Former positions of Jeffrey A. Engelsman
Companies | Position | End |
---|---|---|
Internet Sciences, Inc.
Internet Sciences, Inc. Advertising/Marketing ServicesCommercial Services Internet Sciences, Inc. operates as an information and communications technology company. It specializes in digital telecommunication, data center and co-location, and media IoT. The company was founded by Lynda Chervil in 2016 and is headquartered in New York, NY. | Compliance Officer | 02/04/2023 |
TCW Direct Lending LLC
TCW Direct Lending LLC Investment ManagersFinance TCW Direct Lending LLC invests in small, middle market, and large companies located in the United States. The fund targets companies operating in a broad range of sectors and industries. The fund provides financing in the form of equity and debt and participates in growth, later stage, leverage buyouts with an investment size between $25 and $150 million. | Compliance Officer | 30/11/2020 |
MainStay Funds | Compliance Officer | 31/07/2014 |
NYLIFE Distributors, Inc.
NYLIFE Distributors, Inc. Miscellaneous Commercial ServicesCommercial Services Part of New York Life Insurance Co., NYLIFE Distributors, Inc. distributes securities products and services. The private company is based in Carson City, NV. John Yong Kim has been the CEO of the company since 2008. | Corporate Officer/Principal | 31/12/2007 |
Deutsche Asset Management, Inc.
Deutsche Asset Management, Inc. Investment ManagersFinance Deutsche Asset Management, Inc. provides asset management and investment advisory services. The company is based in New York, NY. | Director/Board Member | 31/12/2004 |
Training of Jeffrey A. Engelsman
Boston University | Graduate Degree |
The Wharton School of the University of Pennsylvania | Undergraduate Degree |
Sturm College of Law | Graduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
Private companies | 17 |
---|---|
MainStay Funds | Miscellaneous |
TCW Strategic Income Fund, Inc.
TCW Strategic Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous TCW Strategic Income Fund, Inc. operates as a diversified, closed-end management investment company. It invests in convertible securities, marketable equity securities, investment-grade debt securities, high-yield debt securities, securities issued or guaranteed by the US Government, its agencies and instrumentalities, repurchase agreements, mortgage related securities, asset-backed securities, money market securities, other securities and derivative instruments. The company was founded on January 13, 1987 and is headquartered in Los Angeles, CA. | Miscellaneous |
TCW Funds, Inc. | Miscellaneous |
Empower Annuity Insurance Company of America
Empower Annuity Insurance Company of America Financial ConglomeratesFinance Empower Annuity Insurance Company of America engages in the provision of life insurance services. The firm offers annuities, life insurance, investment, and executive benefits. The company was founded in 1891 and is headquartered in Greenwood Village, CO. | Finance |
New York Life Investment Management LLC
New York Life Investment Management LLC Investment ManagersFinance New York Life Investment Management LLC (NYLIM) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 2000 and is a wholly-owned subsidiary of New York Life Investment Management Holdings LLC, ultimately held by New York Life Insurance Co. NYLIM provides a broad array of investment advisory services to affiliated insurance company clients, third-party institutional clients, investment companies, other pooled investment vehicles, and wrap fee programs sponsored by unaffiliated entities. | Finance |
Metropolitan West Funds | Miscellaneous |
Deutsche Asset Management, Inc.
Deutsche Asset Management, Inc. Investment ManagersFinance Deutsche Asset Management, Inc. provides asset management and investment advisory services. The company is based in New York, NY. | Finance |
MainStay Funds Trust | |
MainStay VP Funds Trust | Miscellaneous |
Mainstay Mackay Definedterm Municipal Opportunities Fund
Mainstay Mackay Definedterm Municipal Opportunities Fund Investment Trusts/Mutual FundsMiscellaneous Mainstay Mackay Defined term Municipal Opportunities Fund operates as a closed-end investment fund, which engages in investments in the municipal bond market. Its primary objective is to seek current income exempt from regular U.S. Federal income taxes. The fund offers tax-exempt monthly distributions and total return potential, an opportunistic investment approach through active management, and a defined term that seeks to provide the net asset value upon termination to shareholders. The company was founded on April 20, 2011 and is headquartered in New York, NY. | Miscellaneous |
TCW Liquid Alternatives Trust
TCW Liquid Alternatives Trust Investment Trusts/Mutual FundsMiscellaneous TCW Liquid Alternatives Trust operates as an open-end, management investment company. The Trust’s investment objective is to seek long-term capital appreciation with lower volatility than a stand-alone stock portfolio. TCW Liquid Alternatives Trust was founded on August 20, 2014 and is headquartered in Los Angeles, CA. | Miscellaneous |
NYLIFE Distributors, Inc.
NYLIFE Distributors, Inc. Miscellaneous Commercial ServicesCommercial Services Part of New York Life Insurance Co., NYLIFE Distributors, Inc. distributes securities products and services. The private company is based in Carson City, NV. John Yong Kim has been the CEO of the company since 2008. | Commercial Services |
The TCW Group, Inc.
The TCW Group, Inc. Investment ManagersFinance The TCW Group, Inc. provides investment management services. The firm's clients include corporate and public pension plans, financial institutions, endowments and foundations in the United States, as well as a number of foreign investors and individuals. It works in partnership with financial advisors to help build the businesses and meet the needs of clients. The company was founded by Robert Addison Day in 1971 and is headquartered in Los Angeles, CA. | Finance |
TCW Direct Lending LLC
TCW Direct Lending LLC Investment ManagersFinance TCW Direct Lending LLC invests in small, middle market, and large companies located in the United States. The fund targets companies operating in a broad range of sectors and industries. The fund provides financing in the form of equity and debt and participates in growth, later stage, leverage buyouts with an investment size between $25 and $150 million. | Finance |
TCW Direct Lending VII LLC
TCW Direct Lending VII LLC Financial ConglomeratesFinance TCW Direct Lending VII LLC operates as a lending investment company. It seeks to generate risk-adjusted returns primarily through direct investments in senior secured loans to middle market companies or other issuers. The company was founded on May 23, 2017 and is headquartered in Boston, MA. | Finance |
Tcw LLC
Tcw LLC Investment ManagersFinance TCW LLC provides investment advice. The private company is based in Lincoln. The CEO of the American company is David Brian Lippman. | Finance |
Internet Sciences, Inc.
Internet Sciences, Inc. Advertising/Marketing ServicesCommercial Services Internet Sciences, Inc. operates as an information and communications technology company. It specializes in digital telecommunication, data center and co-location, and media IoT. The company was founded by Lynda Chervil in 2016 and is headquartered in New York, NY. | Commercial Services |
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