James M. Roy
Director/Board Member at MMCI Subsidiary Trust
Network origin in James M. Roy first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
| Private Eq Fd/Alt Invt | Investment Managers | 26 | |
MassMutual Corporate Investors, Inc.
 MassMutual Corporate Investors, Inc. Investment Trusts/Mutual FundsMiscellaneous MassMutual Corporate Investors, Inc. is a closed-end investment company, first offered to the public in 1971, whose shares are traded on the New York Stock Exchange under the trading symbol (MCI). The Trust's share price can be found in the financial section of most newspapers as 'MassCp' or 'MassMuInv' under the New York Stock Exchange listings. The Trust's investment objective is to maintain a portfolio of securities providing a fixed yield and at the same time offering an opportunity for capital gains. The Trust's principal investments are privately placed, below-investment grade, long-term corporate debt obligations with equity features such as warrants, conversion rights, or other equity features and, occasionally, preferred stocks.
19
| Extinct | Investment Trusts/Mutual Funds | 19 |
Massmutual Participation Investors
 Massmutual Participation Investors Investment Trusts/Mutual FundsMiscellaneous MassMutual Participation Investors is a closed-end investment company. The Trust's investment objective is to maximize total return by providing a high level of current income, the potential for growth of income, and capital appreciation. The Trust also invest in publicly traded debt securities (including high yield securities), with an emphasis on those with equity features, and in convertible preferred stocks and, subject to certain limitations, readily marketable equity securities. In addition, the Trust may temporarily invest in high quality, readily marketable securities. Babson Capital Management LLC manages the Trust on a total return basis. MassMutual Participation Investors is headquartered in Springfield, MA.
16
| Extinct | Investment Trusts/Mutual Funds | 16 |
MMCI Subsidiary Trust
5
| Trust/Trustee | Investment Trusts/Mutual Funds | 5 |
PI Subsidiary
 PI Subsidiary Financial ConglomeratesFinance PI Subsidiary functions as an investment holding American company. The private company is based in Springfield.
3
| Private Company | Financial Conglomerates | 3 |
CI Subsidiary Trust
3
| Trust/Trustee | Investment Trusts/Mutual Funds | 3 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to James M. Roy via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
Barings LLC
 Barings LLC Investment ManagersFinance Barings LLC is a SEC-registered investment advisor headquartered in Charlotte, North Carolina. Founded in 1940, the firm is direct subsidiary of MM Asset Management Holding LLC and their ultimate parent is Massachusetts Mutual Life Insurance Co. (MassMutual). MassMutual?s affiliated companies include financial services companies that provide investment management services and individual protection insurance to clients worldwide. Barings provides a broad range of investment advisory and management services to institutional clients, registered investment companies, and other pooled investment vehicles. | Investment Managers | Chief Investment Officer President Head-Equity Investments Portfolio Manager-Equities Portfolio Manager-Equities Portfolio Manager-Equities President President Portfolio Manager-Fixed Income Head-Fixed Income Invts Investment Committee Member | |
Fidelity Management & Research Co. LLC
 Fidelity Management & Research Co. LLC Investment ManagersFinance Fidelity Management & Research Co. (FMR) is a SEC-registered investment advisor headquartered in Boston, Massachusetts. The firm was founded in 1946 and is a subsidiary of FMR LLC, also known as Fidelity Investments. FMR provides investment supervisory services, which include sub-advisory services, to Fidelity's family of mutual funds and exchange-traded funds, qualified tuition programs, privately offered unregistered investment funds, separately managed account clients, and various other institutional accounts. | Investment Managers | Corporate Officer/Principal | |
| JEFFERIES FINANCIAL GROUP INC. | Regional Banks | Director/Board Member | |
Massachusetts Mutual Life Insurance Co.
 Massachusetts Mutual Life Insurance Co. Life/Health InsuranceFinance Massachusetts Mutual Life Insurance Co. provides financial life insurance services. It offers annuities, disability income insurance, investments, long term care and wealth management, and retirement plans. The company was founded on May 15, 1851 and is headquartered in Springfield, MA. | Life/Health Insurance | Chief Executive Officer Chief Operating Officer Corporate Officer/Principal Director/Board Member | |
| MassMutual Premier Funds | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member | |
| CHASE PACKAGING CORPORATION | Financial Conglomerates | Director/Board Member | |
Scottish Re Group Ltd.
 Scottish Re Group Ltd. Life/Health InsuranceFinance Scottish Re Group Ltd. engages in the reinsurance of life insurance, annuities, and annuity-type products. Its products are written by life insurance companies and other financial institutions. The company was founded in 1998 and is headquartered in Hamilton, Bermuda. | Life/Health Insurance | Director/Board Member | |
| JEFFERIES GROUP LLC | Investment Banks/Brokers | Director/Board Member | |
| ORMAT TECHNOLOGIES, INC. | Electric Utilities | Director/Board Member | |
| MML Series Investment Fund II | Director/Board Member Director/Board Member | ||
| York Enhanced Strategies Fund LLC | Investment Trusts/Mutual Funds | Director/Board Member | |
| BARINGS BDC, INC. | Investment Managers | Compliance Officer Chief Executive Officer General Counsel Director of Finance/CFO General Counsel Director of Finance/CFO Compliance Officer General Counsel Corporate Secretary | |
MassMutual Capital Partners LLC
 MassMutual Capital Partners LLC Financial ConglomeratesFinance Part of Massachusetts Mutual Life Insurance Co., MassMutual Capital Partners LLC is an investment holding company. The company is based in Springfield, MA. | Financial Conglomerates | Corporate Officer/Principal Corporate Officer/Principal | |
| Massmutual Select Funds | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member | |
| Barings Funds Trust | Investment Trusts/Mutual Funds | Compliance Officer General Counsel Corporate Secretary Treasurer Compliance Officer Corporate Officer/Principal | |
Janney Montgomery Scott LLC
 Janney Montgomery Scott LLC Investment Banks/BrokersFinance Founded in 1999 by the late Thomas Watson, Janney Montgomery Scott LLC (JMS) is a full-service financial services firm and registered broker/dealer headquartered in Philadelphia, Pennsylvania. The firm is a subsidiary of Independence Square Properties LLC, itself a subsidiary of Penn Mutual Insurance Co. Their ultimate parent is Harleysville Mutual Insurance Co. JMS is a member of the NYSE, the SIPC and FINRA. The firm provides comprehensive financial advice and services to individual, corporate and institutional investors. Their primary coverage verticals include the consumer, technology, financials and infrastructure sectors. | Investment Banks/Brokers | Corporate Officer/Principal | |
Leucadia Asset Management LLC
 Leucadia Asset Management LLC Investment ManagersFinance Leucadia Asset Management LLC (LAM) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 2002 as Jefferies Private Client Advisers LLC. They changed their name to Jefferies Investment Advisers LLC in 2006 and to Leucadia Asset Management LLC in 2021. The firm is a wholly owned subsidiary of Jefferies Financial Group, Inc. (NYSE: JEF). LAM provides advisory services to high net-worth individuals, trusts, estates, foundations, charitable organizations, corporations and other business entities. | Investment Managers | Corporate Officer/Principal | |
| Babson College | College/University | President Masters Business Admin | |
| Merrimack College | College/University | Undergraduate Degree | |
| University of Connecticut | College/University | Masters Business Admin Undergraduate Degree | |
| University of Vermont | College/University | Undergraduate Degree Undergraduate Degree | |
| Western New England University | College/University | Masters Business Admin | |
| University of St. Michael's College | College/University | Undergraduate Degree | |
| COREBRIDGE FINANCIAL, INC. | Investment Managers | Director/Board Member | |
FIMI 2001 Ltd.
 FIMI 2001 Ltd. Financial ConglomeratesFinance Part of First Israel Mezzanine Investors Ltd., FIMI 2001 Ltd. is an alternative investment manager. The company is based in Tel Aviv, Israel. The Israeli company was founded by Ishay Davidi. Ishay Davidi has been the CEO since incorporation. | Financial Conglomerates | Director/Board Member | |
Barings LLC (Private Equity)
 Barings LLC (Private Equity) Investment ManagersFinance Barings LLC (Barings) is a private equity firm a subsidiary of Barings LLC founded in 1992. The firm is headquartered in Boston, Massachusetts. | Investment Managers | Private Equity Investor Private Equity Investor Private Equity Investor | |
| Barrett Gardner Associates, Inc. | Founder | ||
Jefferies Finance LLC
 Jefferies Finance LLC Finance/Rental/LeasingFinance Jefferies Finance LLC provides commercial financing services. It also purchases syndicated loans in the secondary markets and acts as investment adviser for various loan funds. The company was founded by Andrew Robert Booth in 2004 and is headquartered in New York, NY. | Finance/Rental/Leasing | Director/Board Member Director/Board Member | |
Cleary Gottlieb Steen & Hamilton LLP (District of Columbia)
 Cleary Gottlieb Steen & Hamilton LLP (District of Columbia) Miscellaneous Commercial ServicesCommercial Services Cleary Gottlieb Steen & Hamilton LLP operates as a law firm. It provides legal advisory services. The company was founded in 1946 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
The Life Insurance Council of New York, Inc.
 The Life Insurance Council of New York, Inc. Miscellaneous Commercial ServicesCommercial Services The Life Insurance Council of New York, Inc. operates as the domestic trade association representing the life insurance industry in New York. It creates and maintains a legislative and regulatory environment that encourages its members to conduct and grow their life insurance businesses. The firm provides professional or business services to life insurance companies or fraternal benefit societies. The company was founded in December 1977 and is headquartered in Albany, NY. | Miscellaneous Commercial Services | Director/Board Member | |
| ALABAMA AIRCRAFT INDUSTRIES, INC | Aerospace & Defense | Director/Board Member | |
| FITE GP 2004 Ltd. | Director/Board Member | ||
| Kimco Insurance Co., Inc. | Director/Board Member | ||
| BARINGS PARTICIPATION INVESTORS | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Director/Board Member Corporate Officer/Principal Director/Board Member Compliance Officer President Director/Board Member Treasurer Corporate Secretary President Director/Board Member Director/Board Member Corporate Officer/Principal President Chairman Director/Board Member Director/Board Member President Corporate Officer/Principal Comptroller/Controller/Auditor Director of Finance/CFO General Counsel Director of Finance/CFO Corporate Officer/Principal General Counsel Comptroller/Controller/Auditor Compliance Officer General Counsel Corporate Secretary | |
| BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND | Investment Trusts/Mutual Funds | Compliance Officer President General Counsel Director of Finance/CFO General Counsel Director of Finance/CFO Compliance Officer General Counsel Corporate Secretary | |
MMPI Subsidiary Trust
 MMPI Subsidiary Trust Financial ConglomeratesFinance Part of Barings Participation Investors, MMPI Subsidiary Trust functions as an investment holding company. The company is based in Boston, MA. | Financial Conglomerates | Corporate Officer/Principal President Corporate Secretary Director/Board Member President Chairman Comptroller/Controller/Auditor Director/Board Member | |
Barings Capital Investment Corp.
 Barings Capital Investment Corp. Investment ManagersFinance Barings Capital Investment Corp. provides investment services. The company is headquartered in Charlotte, NC. | Investment Managers | Director of Finance/CFO Director of Finance/CFO Director of Finance/CFO Compliance Officer General Counsel Corporate Secretary | |
Barings Private Credit Corp.
 Barings Private Credit Corp. Investment ManagersFinance Part of Massachusetts Mutual Life Insurance Co., Barings Private Credit Corp. operates as an investment fund. The company is based in Charlotte, NC. | Investment Managers | Chief Executive Officer Director of Finance/CFO Director of Finance/CFO Compliance Officer General Counsel Corporate Officer/Principal | |
| DAWSON GEOPHYSICAL COMPANY | Data Processing Services | Director/Board Member Director/Board Member | |
| Yale Law School | College/University | Graduate Degree | |
| Cigna, Inc. | Compliance Officer | ||
Stripe, Inc.
 Stripe, Inc. Packaged SoftwareTechnology Services Stripe, Inc. is a technology company, which builds economic infrastructure for the Internet. The firm offers services that enable platforms and merchants to run businesses, and to safely conduct online payment transactions. Its products include payments, billing, connect, payouts, atlas, radar, issuing, terminal, corporate card, capital, SaaS platforms, marketplaces pricing, and global guides. The company was founded by John Collison and Patrick Collison in 2011 and is headquartered in San Francisco, CA. | Packaged Software | General Counsel | |
| Partnership For After School Education | Director/Board Member | ||
| University of Virginia Darden School of Business | College/University | Masters Business Admin |
Statistics
International
| United States | 43 |
| Israel | 3 |
| Bermuda | 2 |
| Canada | 2 |
Sectoral
| Finance | 19 |
| Consumer Services | 9 |
| Miscellaneous | 7 |
| Electronic Technology | 3 |
| Commercial Services | 3 |
Operational
| Director/Board Member | 150 |
| Corporate Officer/Principal | 108 |
| President | 43 |
| Corporate Secretary | 36 |
| Independent Dir/Board Member | 32 |
Most connected contacts
| Insiders | |
|---|---|
| Edward Grace | 30 |
| William Glavin | 26 |
| Robert Joyal | 25 |
| Donald Glickman | 21 |
| Michael L. Klofas | 19 |
| Cliff Noreen | 18 |
| Jonathan Bock | 18 |
| Patricia Walsh | 16 |
| Roger Crandall | 15 |
| Rick Spencer | 15 |
| William J. Barrett | 15 |
| Martin T. Hart | 13 |
| Donald E. Benson | 13 |
| Barbara Ginader | 13 |
| Maleyne M. Syracuse | 11 |
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