Profile
James L.
Rothenberg is a Director of Arrow Resources Development, Inc. Mr. Rothenberg is an Attorney in the State of New York.
From 1996 to 2003, Mr. Rothenberg served as Counsel of Bear Wagner Specialists LLC.
He is a Member of the Federal Regulation of Securities Committee, Litigation Committee and Broker-Dealer Subcommittee.
From 1970 to 1973, Mr. Rothenberg was employed by the Securities and Exchange Commission as an Enforcement Attorney in Washington DC.
From 1973 to 1975, he was Chief Counsel and Manager of the Market Surveillance Division for the New York Stock Exchange.
From 1975 to 1985, Mr. Rothenberg was a Principal of Rothenberg Stuart Co. He is a graduate of Brandeis University, the Columbia Law School and the Columbia Graduate School of Business Administration.
Former positions of James L. Rothenberg
| Companies | Position | End |
|---|---|---|
| ARROW RESOURCES DEVELOPMENT, INC. | Director/Board Member | 30/12/2009 |
Bear Wagner Specialists LLC
 Bear Wagner Specialists LLC Investment Banks/BrokersFinance Bear Wagner Specialists LLC provides brokerage and related financial services. Its clients include Dow Jones Industrial Average components Alcoa, Citigroup, Honeywell International and Procter & Gamble. The company is headquartered in New York, NY. | General Counsel | 31/12/2002 |
| Rothenberg Stuart Co. | Corporate Officer/Principal | 31/12/1984 |
New York Stock Exchange, Inc.
 New York Stock Exchange, Inc. Investment Banks/BrokersFinance New York Stock Exchange, Inc. operates securities exchange market. The company offers services to equity and stock market participants like listed companies, individual and institutional investors, and member firms of the stock exchange. It bring together cash equities and derivatives exchange for listings, trading in cash equities, equity and interest rate derivatives, bonds, and the distribution of market data. New York Stock Exchange was founded in 1792 and is headquartered in New York City, NY | General Counsel | 31/12/1974 |
Training of James L. Rothenberg
| The Trustees of Columbia University in The City of New York | Undergraduate Degree |
| Brandeis University | Graduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Listed companies | 1 |
|---|---|
| ARROW RESOURCES DEVELOPMENT, INC. | Non-Energy Minerals |
| Private companies | 3 |
|---|---|
New York Stock Exchange, Inc.
New York Stock Exchange, Inc. Investment Banks/BrokersFinance New York Stock Exchange, Inc. operates securities exchange market. The company offers services to equity and stock market participants like listed companies, individual and institutional investors, and member firms of the stock exchange. It bring together cash equities and derivatives exchange for listings, trading in cash equities, equity and interest rate derivatives, bonds, and the distribution of market data. New York Stock Exchange was founded in 1792 and is headquartered in New York City, NY | Finance |
Bear Wagner Specialists LLC
Bear Wagner Specialists LLC Investment Banks/BrokersFinance Bear Wagner Specialists LLC provides brokerage and related financial services. Its clients include Dow Jones Industrial Average components Alcoa, Citigroup, Honeywell International and Procter & Gamble. The company is headquartered in New York, NY. | Finance |
| Rothenberg Stuart Co. |
- Stock Market
- Insiders
- James L. Rothenberg