Profile
Mr. Eric J.
Swanson is a Chief Executive Officer at XTX Markets LLC, a Secretary at BATS Hotspot LLC, a Secretary at Cboe BZX Exchange, Inc., a Secretary, Executive VP & General Counsel at Cboe EDGX Exchange, Inc. and a Secretary, Executive VP & General Counsel at Cboe Exchange, Inc.
Previously he worked at Bats Global Markets where he had been General Counsel and Corporate Secretary since 2008.
Prior to Bats, he served for more than a decade in various roles at the U.S.
Securities and Exchange Commission, including as Assistant Director with responsibility for oversight of exchange and broker trading systems.
He received his undergraduate degree from the University of Minnesota and a graduate degree from Hamline University.
Eric John Swanson active positions
| Companies | Position | Start |
|---|---|---|
Cboe BZX Exchange, Inc.
Cboe BZX Exchange, Inc. Regional BanksFinance Operates securities and exchanges markets as well as equities | Corporate Secretary | - |
Cboe Exchange, Inc.
Cboe Exchange, Inc. Miscellaneous Commercial ServicesCommercial Services Provides security services for innovation and technology markets | General Counsel | - |
Cboe EDGX Exchange, Inc.
Cboe EDGX Exchange, Inc. MiscellaneousMiscellaneous Operates as a non-classified establishment | General Counsel | - |
BATS Hotspot LLC
BATS Hotspot LLC Investment Banks/BrokersFinance Operates equities and options exchanges | Corporate Secretary | - |
XTX Markets LLC
XTX Markets LLC Investment Banks/BrokersFinance Provides brokerage services | Chief Executive Officer | 31/05/2017 |
Former positions of Eric John Swanson
| Companies | Position | End |
|---|---|---|
| BATS GLOBAL MARKETS INC | General Counsel | 30/04/2017 |
| AMERIPRISE FINANCIAL, INC. | General Counsel | 31/12/2007 |
Sec Group Plc
Sec Group Plc Regional BanksFinance Market makers in second-hand endowment policies. | Corporate Officer/Principal | 31/12/2005 |
Training of Eric John Swanson
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 10 |
|---|---|
Cboe Exchange, Inc.
Cboe Exchange, Inc. Miscellaneous Commercial ServicesCommercial Services Provides security services for innovation and technology markets | Commercial Services |
Cboe BZX Exchange, Inc.
Cboe BZX Exchange, Inc. Regional BanksFinance Operates securities and exchanges markets as well as equities | Finance |
Cboe EDGX Exchange, Inc.
Cboe EDGX Exchange, Inc. MiscellaneousMiscellaneous Operates as a non-classified establishment | Miscellaneous |
Sec Group Plc
Sec Group Plc Regional BanksFinance Market makers in second-hand endowment policies. | Finance |
Hamline University
Hamline University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
University of Minnesota
University of Minnesota Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Ameriprise Financial, Inc.
Ameriprise Financial, Inc. Investment ManagersFinance Provides retirement and protection, wealth & asset management solutions | Finance |
BATS Global Markets, Inc.
BATS Global Markets, Inc. Investment Banks/BrokersFinance Operates stock exchanges and provides services for financial markets | Finance |
BATS Hotspot LLC
BATS Hotspot LLC Investment Banks/BrokersFinance Operates equities and options exchanges | Finance |
XTX Markets LLC
XTX Markets LLC Investment Banks/BrokersFinance Provides brokerage services | Finance |
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