TONOGOLD RESOURCES, INC. Disclosure Statement Pursuant to the Pink Basic Disclosure Guidelines
Tonogold Resources Inc
A Delaware Corporation
5666 La Jolla Blvd, La Jolla, CA 92037
- 858 456 1273 Website: Tonogold.com
bmetzenheim@gmail.com
SIC Code: 1499
Quarterly Report
For the Period Ending: September 30th, 2021
(the "Reporting Period")
As of November 15th 2021 the number of shares outstanding of our Common Stock was: 345,543,338
As of June 30th 2021 the number of shares outstanding of our Common Stock was: 345,256,389
As of December 31st 2020 the number of shares outstanding of our Common Stock was: 337,567,406
Indicate by check mark whether the company is a shell company (as defined in Rule 405 of the Securities Act of
1933 and Rule 12b-2 of the Exchange Act of 1934):
Yes: | No: | (Double-click and select "Default Value" to check) |
Indicate by check mark whether the company's shell status has changed since the previous reporting period:
Yes: No:
Indicate by check mark whether a Change in Control1 of the company has occurred over this reporting period:
Yes: No:
- Name and address(es) of the issuer and its predecessors (if any)
In answering this item, provide the current name of the issuer any names used by predecessor entities, along with the dates of the name changes.
04 Mar 1997 Alliance Trophy Club, Inc. founded
10 Apr 2000 Acquisition of NJ Corp. (formed Mar 2000) 09 May 2000 Name changed to Gamesboro Inc
01 May 2002 Acquisition of Point Loma Partners, Inc.
17 May 2002 Name changed to PLP Holdings, Inc.
03 Aug 2004 Name changed to Tonogold Resources, Inc.
- "Change in Control" shall mean any events resulting in:
- Any "person" (as such term is used in Sections 13(d) and 14(d) of the Exchange Act) becoming the "beneficial owner" (as defined in Rule 13d-3 of the Exchange Act), directly or indirectly, of securities of the Company representing fifty percent (50%) or more of the total voting power represented by the Company's then outstanding voting securities;
- The consummation of the sale or disposition by the Company of all or substantially all of the Company's assets;
- A change in the composition of the Board occurring within a two (2)-year period, as a result of which fewer than a majority of the directors are directors immediately prior to such change; or
- The consummation of a merger or consolidation of the Company with any other corporation, other than a merger or consolidation which would result in the voting securities of the Company outstanding immediately prior thereto continuing to represent (either by remaining outstanding or by being converted into voting securities of the surviving entity or its parent) at least fifty percent (50%) of the total voting power represented by the voting securities of the Company or such surviving entity or its parent outstanding immediately after such merger or consolidation.
Page 1 of 12
The state of incorporation or registration of the issuer and of each of its predecessors (if any) during the past five years; Please also include the issuer's current standing in its state of incorporation (eg active, default, inactive):
Delaware (Active)
Describe any trading suspension orders issued by the SEC concerning the issuer or its predecessors since inception:
NONE
List any stock split, stock dividend, recapitalization, merger, acquisition, spin-off, or reorganization either currently anticipated or that occurred within the past 12 months:
NONE
The address(es) of the issuer's principal executive office:
16130 Edmands Cl, Reno, NV 89511
The address(es) of the issuer's principal place of business:
Check box if principal executive office and principal place of business are the same address: ☒
Has the issuer or any of its predecessors been in bankruptcy, receivership, or any similar proceeding in the past five years?
Yes: ☐ | No: ☒ |
If this issuer or any of its predecessors have been the subject of such proceedings, please provide additional details in the space below:
NONE | ||
2) | Security Information | |
Trading symbol: | TNGL | |
Exact title and class of securities outstanding: | COMMON STOCK | |
CUSIP: | 890308208 | |
Par or stated value: | $0.001 | |
Total shares authorized: | 699,000,000 as of date: November 15th 2021 | |
Total shares outstanding: | 345,543,338 as of date: November 15th 2021 | |
Number of shares in the Public Float2: | 123,838,751 as of date: November 15th 2021 | |
Total number of shareholders of record: | 790 as of date: November 15th 2021 |
All additional class(es) of publicly traded securities (if any): NONE
Transfer Agent
Name: First American Stock Transfer
Phone: (602) 485-1346
Email jkiszka@astfinancial.com
Address: 6201 15th Avenue, 3rd Floor, Brooklyn, NY 11219
Is the Transfer Agent registered under the Exchange Act?3 Yes: | No: |
- "Public Float" shall mean the total number of unrestricted shares not held directly or indirectly by an officer, director, any person who is the beneficial owner of more than 10 percent of the total shares outstanding (a "control person"), or any affiliates thereof, or any immediate family members of officers, directors and control persons.
- To be included in the Pink Current Information tier, the transfer agent must be registered under the Exchange Act.
Page 2 of 12
- Issuance History
The goal of this section is to provide disclosure with respect to each event that resulted in any direct changes to the total shares outstanding of any class of the issuer's securities in the past two completed fiscal years and any subsequent interim period.
Disclosure under this item shall include, in chronological order, all offerings and issuances of securities, including debt convertible into equity securities, whether private or public, and all shares or any other securities or options to acquire such securities issued for services. Using the tabular format below, please describe these events.
A. Changes to the Number of Outstanding Shares
Check this box to indicate there were no changes to the number of outstanding shares within the past two completed fiscal years and any subsequent periods:
Page 3 of 12
Number of Shares outstanding as of: December 31st 2018 | ||||||||||
Common: | 191,254,812 | |||||||||
Preferred: | - | |||||||||
Date of | Transaction | Number of | Class of | Value of | Were | Restricted/ | Exemption | |||
shares | ||||||||||
Shares | Individual/Entity Shares were issued to | Reason For Share Issuance | or | |||||||
Transaction | Type | Shares Issued | Security | issued at a | Unrestricted | |||||
Issued | Registration | |||||||||
discount | ||||||||||
1-Jan-19 | New Issue | 1,166,668 | Common | $ | 0.06 | No | Iskandar Ardead Trading SA DE CV (Mr Fernando Berdegue) | Exercise of CLN2 Warrants | 144-Restricted | Exemption |
8-Jan-19 | New Issue | 337,500 | Common | $ | 0.06 | No | The MJG Capital Fund, LP (Mr Matt Geiger) | Exercise of CLN2 Warrants | 144-Restricted | Exemption |
8-Jan-19 | New Issue | 3,375,000 | Common | $ | 0.06 | No | Haywood Securities ITF Palisade Global Investments Ltd (Mr Collin Kettell) | Exercise of CLN2 Warrants | 144-Restricted | Exemption |
8-Jan-19 | New Issue | 562,500 | Common | $ | 0.06 | No | Robert L Curro Giardina | Exercise of CLN2 Warrants | 144-Restricted | Exemption |
8-Jan-19 | New Issue | 416,667 | Common | $ | 0.06 | No | Daniel Freuman | Exercise of CLN2 Warrants | 144-Restricted | Exemption |
8-Jan-19 | New Issue | 416,667 | Common | $ | 0.06 | No | JCG Holdings, LLC (Mr John Clark Gillam) | Exercise of CLN2 Warrants | 144-Restricted | Exemption |
1-Mar-19 | New Issue | 562,500 | Common | $ | 0.06 | No | Allen Chen | Exercise of CLN2 Warrants | 144-Restricted | Exemption |
1-Mar-19 | New Issue | 562,500 | Common | $ | 0.06 | No | David Zook | Exercise of CLN2 Warrants | 144-Restricted | Exemption |
1-Mar-19 | New Issue | 2,721,219 | Common | $ | 0.06 | No | Iskandar Ardead Trading SA DE CV (Mr Fernando Berdegue) | Exercise of CLN2 Warrants | 144-Restricted | Exemption |
8-Apr-19 | New Issue | 225,000 | Common | $ | 0.06 | No | Wendell M. Lavergne | Exercise of CLN2 Warrants | 144-Restricted | Exemption |
23-May-19 | New Issue | 3,920 | Preferred | $ | 1,000 | No | Comstock Mining Inc (Mr Corrado de Gasperis) | Asset Acquisition | 144-Restricted | Exemption |
21-Jun-19 | New Issue | 750,000 | Common | $ | 0.06 | No | Gloucester Capital Inc (Mr Bruce Tatters) | Exercise of CLN2 Warrants | 144-Restricted | Exemption |
21-Jun-19 | New Issue | 100,000 | Common | $ | 0.08 | No | Chad Williams | Exercise of CLN2 Warrants | 144-Restricted | Exemption |
21-Jun-19 | New Issue | 75,000 | Common | $ | 0.09 | No | Henry Bonner Jr | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
26-Aug-19 | New Issue | 830 | Preferred | $ | 1,000 | No | Comstock Mining Inc (Mr Corrado de Gasperis) | Asset Acquisition | 144-Restricted | Exemption |
5-Oct-19 | New Issue | 1,000,000 | Common | $ | 0.06 | No | Paul H. Stephens & Eleanor M. Stephens | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
5-Oct-19 | New Issue | 200,000 | Common | $ | 0.06 | No | Luis Manuel Laborin | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
5-Oct-19 | New Issue | 200,000 | Common | $ | 0.06 | No | Paul Borchardt, Chuan Gao, JTWRS | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
14-Oct-19 | New Issue | 50,000 | Common | $ | 0.06 | No | Luis Manuel Laborin | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
14-Oct-19 | New Issue | 125,000 | Common | $ | 0.06 | No | Thomas Otten | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
14-Oct-19 | New Issue | 500 | Preferred | $ | 1,000 | No | Comstock Mining Inc (Mr Corrado de Gasperis) | Asset Acquisition | 144-Restricted | Exemption |
15-Oct-19 | New Issue | 250 | Preferred | $ | 1,000 | No | Comstock Mining Inc (Mr Corrado de Gasperis) | Asset Acquisition | 144-Restricted | Exemption |
31-Oct-19 | New Issue | 1,000,000 | Common | $ | 0.06 | No | Paul H. Stephens & Eleanor M. Stephens | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
31-Oct-19 | New Issue | 6,000,000 | Common | $ | 0.06 | No | Palisades Goldcorp Ltd (Mr Collin Kettell) | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
6-Nov-19 | New Issue | 250,000 | Common | $ | 0.06 | No | Luis Manuel Laborin | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
6-Nov-19 | New Issue | 125,000 | Common | $ | 0.06 | No | Thomas Otten | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
6-Nov-19 | New Issue | 8,500,000 | Common | $ | 0.06 | No | Moelis Family Trust (Mr Kenneth Moelis) | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
13-Nov-19 | New Issue | 13,500,000 | Common | $ | 0.06 | No | KF Business Ventures, LP (Mr Robert Kopple) | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
18-Nov-19 | New Issue | 1,600,000 | Common | $ | 0.06 | No | Rob Giardina | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
19-Dec-19 | New Issue | 750,000 | Common | $ | 0.06 | No | Konrad Kopacz | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
19-Dec-19 | New Issue | 167,269 | Common | $ | 0.06 | No | Iskandar Ardead Trading SA DE CV (Mr Fernando Berdegue) | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
8-Nov-19 | New Issue | 500 | Preferred | $ | 1,000 | No | Comstock Mining Inc (Mr Corrado de Gasperis) | Asset Acquisition | 144-Restricted | Exemption |
31-Dec-19 | New Issue | 278,000 | Common | $ | 0.15 | No | Mr Alan Edwards | Exercise of CLN4 Warrants | 144-Restricted | Exemption |
31-Dec-19 | New Issue | 5,420,749 | Common | $ | 0.10 | No | Golden Calf Mining, SA de CV (Mr Gustavo Mazon) | Conversion of Note (CLN3) | Unrestricted | Exemption |
31-Dec-19 | New Issue | 244,118 | Common | $ | 0.10 | No | Paul Borchardt, Chuan Gao, JTWRS | Conversion of Note (CLN3) | Unrestricted | Exemption |
31-Dec-19 | New Issue | 1,755,371 | Common | $ | 0.10 | No | R. Stuart Angus | Conversion of Note (CLN3) | Unrestricted | Exemption |
31-Dec-19 | New Issue | 946,106 | Common | $ | 0.10 | No | Promotora y Desarrolladora (Mr Jesus Oscar Peraza Inda) | Conversion of Note (CLN3) | Unrestricted | Exemption |
31-Dec-19 | New Issue | 2,298,942 | Common | $ | 0.10 | No | Oculus Holding SA de CV (Sebastian Zepeda Garcia) | Conversion of Note (CLN3) | Unrestricted | Exemption |
31-Dec-19 | New Issue | 3,024,326 | Common | $ | 0.10 | No | Golden Calf Mining, SA de CV (Mr Gustavo Mazon) | Conversion of Note (CLN3) | 144-Restricted | Exemption |
31-Dec-19 | New Issue | 1,125,706 | Common | $ | 0.10 | No | Robert Kopple | Conversion of Note (CLN3) | 144-Restricted | Exemption |
31-Dec-19 | New Issue | 2,240,986 | Common | $ | 0.10 | No | JG Venture Capital LLC (Marcel Joffroy) | Conversion of Note (CLN3) | 144-Restricted | Exemption |
31-Dec-19 | New Issue | 336,036 | Common | $ | 0.10 | No | Promotora y Desarrolladora (Mr Jesus Oscar Peraza Inda) | Conversion of Note (CLN3) | 144-Restricted | Exemption |
31-Dec-19 | New Issue | 5,587,570 | Common | $ | 0.10 | No | Palisades Goldcorp Ltd (Mr Collin Kettell) | Conversion of Note (CLN3) | 144-Restricted | Exemption |
31-Dec-19 | New Issue | 100 | Preferred | $ | 1,000 | No | Comstock Mining Inc (Mr Corrado de Gasperis) | Asset Acquisition | 144-Restricted | Exemption |
19-Jan-20 | New Issue | 5,000,000 | Common | $ | 0.06 | No | Sterling Securities (Mr Collin Kettell) | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
19-Jan-20 | New Issue | 500,000 | Common | $ | 0.06 | No | Palisades Goldcorp Inc (Mr Collin Kettell) | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
26-May-20 | Conversion | (1,100) | Preferred | N/A | No | Comstock Mining Inc (Mr Corrado de Gasperis) | Conversion of preferred | Unrestricted | Exemption | |
26-May-20 | New Issue | 6,111,111 | Common | $ | 0.18 | No | Comstock Mining Inc (Mr Corrado de Gasperis) | shares into Common Shares | ||
19-Aug-20 | New Issue | 150,000 | Common | $ | 0.30 | No | Jason Kadir | Share Placement | 144-Restricted | Exemption |
20-Aug-20 | New Issue | 833,350 | Common | $ | 0.30 | No | Bearay Pty LTD TTEE Brian Clayton Superfund | Share Placement | 144-Restricted | Exemption |
20-Aug-20 | New Issue | 750,000 | Common | $ | 0.30 | No | Pala Investments Limited (Tom Solomon) | Share Placement | 144-Restricted | Exemption |
20-Aug-20 | New Issue | 1,000,000 | Common | $ | 0.30 | No | Eyeon No 2 Pty Ltd (Stephen Copulos) | Share Placement | 144-Restricted | Exemption |
20-Aug-20 | New Issue | 1,000,000 | Common | $ | 0.30 | No | Citywest Pty Ltd (Stephen Copulos) | Share Placement | 144-Restricted | Exemption |
20-Aug-20 | New Issue | 500,000 | Common | $ | 0.30 | No | Shayden Nominees Pty Ltd (Chris Retzos) | Share Placement | 144-Restricted | Exemption |
20-Aug-20 | New Issue | 500,000 | Common | $ | 0.30 | No | Chrikim PL as trustee for the Geoffrey Wright Income Trust (Geoff Wright) | Share Placement | 144-Restricted | Exemption |
20-Aug-20 | New Issue | 350,000 | Common | $ | 0.30 | No | Feldane Pty Ltd (Martin Hanrahan ) | Share Placement | 144-Restricted | Exemption |
20-Aug-20 | New Issue | 350,000 | Common | $ | 0.30 | No | ARC Resources Pty Ltd (Andrew Richards) | Share Placement | 144-Restricted | Exemption |
20-Aug-20 | New Issue | 170,000 | Common | $ | 0.30 | No | Jayberg Enterprises Ltd (Edward Czucker) | Share Placement | 144-Restricted | Exemption |
24-Aug-20 | New Issue | 200,000 | Common | $ | 0.30 | No | Gavin Rezos | Share Placement | 144-Restricted | Exemption |
27-Aug-20 | New Issue | 150,000 | Common | $ | 0.30 | No | Shuari Investments P/L ATF The Shauri Investment Trust (David Werdiger) | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 1,000,000 | Common | $ | 0.30 | No | Retzos Executive Pty Ltd < Retzos Executive S/Fund A/C > (Chris Retzos ) | Share Placement | 144-Restricted | Exemption |
27-Aug-20 | New Issue | 1,000,000 | Common | $ | 0.30 | No | Westpark Operations Pty Ltd (Chris Retzos ) | Share Placement | 144-Restricted | Exemption |
25-Aug-20 | New Issue | 800,000 | Common | $ | 0.30 | No | C&D Capital Investments Pty Ltd (Joseph Rodriguez) | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 326,666 | Common | $ | 0.30 | No | SUNSET CAPITAL MANAGEMENT PTY LTD (Jason Peterson) | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 100,000 | Common | $ | 0.30 | No | MR KEITH STUART LIDDELL + MRS SHELAGH JANE LIDDELL | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 33,334 | Common | $ | 0.30 | No | MR SHAISHAV PATEL | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 60,000 | Common | $ | 0.30 | No | SARANNE HOLDINGS PTY LTD (Jason Peterson) | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 100,000 | Common | $ | 0.30 | No | JAKORY PTY LTD | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 75,000 | Common | $ | 0.30 | No | RIMOYNE PTY LTD (Jason Peterson) | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 50,000 | Common | $ | 0.30 | No | MR GABRIEL GOVINDA | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 333,332 | Common | $ | 0.30 | No | MR LAY ANN ONG | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 233,332 | Common | $ | 0.30 | No | WILGUS INVESTMENTS PTY LTD (Jason Peterson) | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 100,000 | Common | $ | 0.30 | No | MR MICHAEL ROLAND GLENN | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 48,334 | Common | $ | 0.30 | No | MR MARIO DI LALLO + MRS ALISON VALERIE DI LALLO | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 120,000 | Common | $ | 0.30 | No | DANTEEN PTY LTD (Jason Peterson) | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 48,332 | Common | $ | 0.30 | No | MR DHAVAL BHARATBHAI DESAI | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 25,000 | Common | $ | 0.30 | No | ROTTO PTY LTD (Jason Peterson) | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 60,000 | Common | $ | 0.30 | No | COWOSO CAPITAL PTY LTD | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 25,000 | Common | $ | 0.30 | No | MR RODNEY PETER MARCH | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 75,000 | Common | $ | 0.30 | No | SARODAN PTY LTD (Jason Peterson) | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 33,334 | Common | $ | 0.30 | No | MR SEAN JONKER | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 66,668 | Common | $ | 0.30 | No | AGENS PTY LIMITED | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 18,332 | Common | $ | 0.30 | No | MR LEE AARON ARNISON | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 48,332 | Common | $ | 0.30 | No | MR JOHN HARRY LENTHALL + MR LEO MICHAEL FOSTER | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 25,000 | Common | $ | 0.30 | No | BARNES SUPERANNUATION FUND PTY LTD (Jason Peterson) | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 66,668 | Common | $ | 0.30 | No | MR RABI ABU ABAREH | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 33,332 | Common | $ | 0.30 | No | MR GREGORY WILHELMUS HAMILTON | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 10,000 | Common | $ | 0.30 | No | PRO-LIFE SUPERANNUATION PTY LTD (Jason Peterson) | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 16,668 | Common | $ | 0.30 | No | MRS SHARON LOUISE GURR | Share Placement | 144-Restricted | Exemption |
26-Aug-20 | New Issue | 33,334 | Common | $ | 0.30 | No | MILWAL PTY LTD (Jason Peterson) | Share Placement | 144-Restricted | Exemption |
2-Sep-20 | New Issue | 83,332 | Common | $ | 0.30 | No | ZIZIPHUS PTY LTD (Jason Peterson) | Share Placement | 144-Restricted | Exemption |
2-Sep-20 | New Issue | 2,000,000 | Common | $ | 0.30 | No | Alfredo Marcos Kofman | Share Placement | 144-Restricted | Exemption |
28-Sep-20 | New Issue | 183,334 | Common | $ | 0.30 | No | Liam Farlow | Share Placement | 144-Restricted | Exemption |
28-Sep-20 | New Issue | 150,000 | Common | $ | 0.30 | No | Byron Investment Management Pty Ltd (Liam Farlow) | Share Placement | 144-Restricted | Exemption |
16-Sep-20 | Conversion | (2,820) | Preferred | N/A | No | Comstock Mining Inc (Mr Corrado de Gasperis) | Conversion of preferred | Unrestricted | Exemption | |
16-Sep-20 | New Issue | 15,666,667 | Common | $ | 0.18 | No | Comstock Mining Inc (Mr Corrado de Gasperis) | shares into Common Shares | Unrestricted | Exemption |
28-Sep-20 | New Issue | 215,000 | Common | $ | 0.35 | No | Far East Capital Ltd (Warwick Grigor) | Share Placement | 144-Restricted | Exemption |
28-Sep-20 | New Issue | 142,857 | Common | $ | 0.35 | No | Ian Raymond Schlipaleus | Share Placement | 144-Restricted | Exemption |
10-Sep-20 | New Issue | 107,085 | Common | $ | 0.30 | No | DrillRite (Luke Horschel) | Shares for drilling | 144-Restricted | Exemption |
19-Aug-20 | New Issue | 2,854,798 | Common | $ | 0.18 | No | Karazorel, C.V. (Jose Bosch) | Conversion of Note (CLN4) | 144-Restricted | Exemption |
28-Sep-20 | New Issue | 100,000 | Common | $ | 0.35 | No | John Wardman & Associates Pty Ltd (John Ward) | Share Placement | 144-Restricted | Exemption |
28-Sep-20 | New Issue | 285,714 | Common | $ | 0.35 | No | Bennett William Griffiths | Share Placement | 144-Restricted | Exemption |
3-Oct-20 | New Issue | 666,667 | Common | $ | 0.30 | No | MTNASH PTY LTD ATF MTNASH Investment Trust (Luke McFarlane) | Share Placement | 144-Restricted | Exemption |
3-Oct-20 | New Issue | 1,142,858 | Common | $ | 0.35 | No | Twynam Investments Pty Ltd (John Igino Kahlbetzer) | Share Placement | 144-Restricted | Exemption |
3-Oct-20 | New Issue | 2,683,576 | Common | $ | 0.35 | No | Tonogold (Aust) SPV Pty Ltd Michael Wong) | Share Placement | 144-Restricted | Exemption |
3-Oct-20 | New Issue | 200,000 | Common | $ | 0.10 | No | Howdy Kabrins | Shares for service | 144-Restricted | Exemption |
3-Oct-20 | Redemption | (2,180) | Preferred | N/A | No | Comstock Mining Inc (Mr Corrado de Gasperis) | Redemtion of Preference share | NA | NA | |
5-Oct-20 | New Issue | 285,714 | Common | $ | 0.35 | No | Pieter Busscher | Share Placement | 144-Restricted | Exemption |
7-Oct-20 | New Issue | 85,715 | Common | $ | 0.35 | No | Vector Nominees Pty Ltd (Michael Wright) | Share Placement | 144-Restricted | Exemption |
16-Oct-20 | New Issue | 397,144 | Common | $ | 0.35 | No | Tonogold (Aust) SPV Pty Ltd Michael Wong) | Share Placement | 144-Restricted | Exemption |
16-Oct-20 | New Issue | 481,660 | Common | $ | 0.30 | No | DrillRite (Luke Horschel) | Shares for drilling | 144-Restricted | Exemption |
16-Oct-20 | New Issue | 142,857 | Common | $ | 0.35 | No | Semper Melior Pty Ltd (Julian McCormack) | Share Placement | 144-Restricted | Exemption |
29-Oct-20 | New Issue | 3,596,875 | Common | $ | 0.08 | No | Golden Calf Mining SA de CV (Gustavo Mazon) | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
29-Oct-20 | New Issue | 62,500 | Common | $ | 0.08 | No | GME DESARROLLOS EMPRESARIALES SAPI DE CV (Gustavo Mazon) | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
29-Oct-20 | New Issue | 187,500 | Common | $ | 0.08 | No | MAZES BUSINESS DEVELOPMENT SAPI DE CV Gustavo Mazon) | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
29-Oct-20 | New Issue | 166,667 | Common | $ | 0.08 | No | Promotora y Desarrolladora (Mr Jesus Oscar Peraza Inda) | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
29-Oct-20 | New Issue | 3,596,875 | Common | $ | 0.08 | No | Golden Calf Mining SA de CV (Gustavo Mazon) | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
29-Oct-20 | New Issue | 62,500 | Common | $ | 0.08 | No | GME DESARROLLOS EMPRESARIALES SAPI DE CV (Gustavo Mazon) | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
29-Oct-20 | New Issue | 187,500 | Common | $ | 0.08 | No | MAZES BUSINESS DEVELOPMENT SAPI DE CV Gustavo Mazon) | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
29-Oct-20 | New Issue | 166,666 | Common | $ | 0.08 | No | Promotora y Desarrolladora (Mr Jesus Oscar Peraza Inda) | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
5-Nov-20 | New Issue | 800,000 | Common | $ | 0.25 | No | OMA Investment Group, LLC (Jose Bosch) | Exercise of CLN4 Warrants | 144-Restricted | Exemption |
5-Nov-20 | New Issue | 40,000 | Common | $ | 0.25 | No | Upbosch Investments LLC (Jose Bosch) | Exercise of CLN4 Warrants | 144-Restricted | Exemption |
5-Nov-20 | New Issue | 40,000 | Common | $ | 0.25 | No | Rafael Garcia Carrera | Exercise of CLN4 Warrants | 144-Restricted | Exemption |
5-Nov-20 | New Issue | 1,200,000 | Common | $ | 0.25 | No | Karazorel CV (Jose Bosch) | Exercise of CLN4 Warrants | 144-Restricted | Exemption |
10-Nov-20 | New Issue | 423,485 | Common | $ | 0.30 | No | DrillRite (Luke Horschel) | Shares for drilling | 144-Restricted | Exemption |
23-Nov-20 | New Issue | 1,602,872 | Common | $ | 0.18 | No | Marc Tan | Conversion of Note (CLN4) | 144-Restricted | Exemption |
22-Dec-20 | New Issue | 571,825 | Common | $ | 0.30 | No | DrillRite (Luke Horschel) | Shares for drilling | 144-Restricted | Exemption |
31-Dec-20 | New Issue | 4,934,430 | Common | $ | 0.10 | No | Golden Calf Mining SA de CV (Gustavo Mazon) | Conversion of Note (CLN3) | Unrestricted | Exemption |
31-Dec-20 | New Issue | 3,541,140 | Common | $ | 0.10 | No | Golden Calf Mining SA de CV (Gustavo Mazon) | Conversion of Note (CLN3) | Unrestricted | Exemption |
31-Dec-20 | New Issue | 310,970 | Common | $ | 0.10 | No | GME DESARROLLOS EMPRESARIALES SAPI DE CV (Gustavo Mazon) | Conversion of Note (CLN3) | Unrestricted | Exemption |
31-Dec-20 | New Issue | 937,240 | Common | $ | 0.10 | No | MAZES BUSINESS DEVELOPMENT SAPI DE CV Gustavo Mazon) | Conversion of Note (CLN3) | Unrestricted | Exemption |
31-Dec-20 | New Issue | 3,322,709 | Common | $ | 0.08 | No | Golden Calf Mining SA de CV (Gustavo Mazon) | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
31-Dec-20 | New Issue | 125,000 | Common | $ | 0.08 | No | GME DESARROLLOS EMPRESARIALES SAPI DE CV (Gustavo Mazon) | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
31-Dec-20 | New Issue | 375,000 | Common | $ | 0.08 | No | MAZES BUSINESS DEVELOPMENT SAPI DE CV Gustavo Mazon) | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
31-Dec-20 | New Issue | 491,667 | Common | $ | 0.08 | No | Promotora y Desarrolladora (Mr Jesus Oscar Peraza Inda) | Exercise of CLN3 Warrants | 144-Restricted | Exemption |
27-Jan-21 | New Issue | 4,791,476 | Common | $ | 0.10 | No | Moelis Family Trust (Kenneth Moelis) | Conversion of Note (CLN3) | Unrestricted | Exemption |
18-Mar-21 | New Issue | 190,570 | Common | $ | 0.10 | No | Paul Fowler | Conversion of Note (CLN3) | Unrestricted | Exemption |
23-Mar-21 | New Issue | 734,111 | Common | $ | 0.30 | No | DrillRite (Luke Horschel) | Shares for drilling | 144-Restricted | Exemption |
9-Apr-21 | New Issue | 820,916 | Common | $ | 0.30 | No | DrillRite (Luke Horschel) | Shares for drilling | 144-Restricted | Exemption |
27-Apr-21 | New Issue | 676,991 | Common | $ | 0.30 | No | DrillRite (Luke Horschel) | Shares for drilling | 144-Restricted | Exemption |
26-Jun-21 | NewIssue | 474,917 | Common | $ | 0.30 | No | DrillRite (Luke Horschel) | Shares for drilling | 144-Restricted | Exemption |
13-Jul-21 | New Issue | 286,951 | Common | $ | 0.30 | No | DrillRite (Luke Horschel) | Shares for drilling | 144-Restricted | Exemption |
Balance at September 30th 2021 | ||||||||||
Common…. | 345,543,338 | |||||||||
Preferred…. | NIL | |||||||||
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Tonogold Resources Inc. published this content on 15 November 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 15 November 2021 18:14:06 UTC.
