DGAP Voting Rights Announcement: STADA Arzneimittel AG
STADA Arzneimittel AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
19.02.2018 / 14:53
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings1. Details of issuer
STADA Arzneimittel AG
Stadastraße 2-18
61118 Bad Vilbel
Germany
| 2. Reason for notificationX |
Acquisition/disposal of shares with voting rights | X |
Acquisition/disposal of instruments | |
Change of breakdown of voting rights | |
Other reason:
| 3. Details of person subject to the notification obligationName: |
City and country of registered office: | Mr Paul E. Singer, Date of birth: 22 Aug 1944 | | 4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached:6. Total positions |
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
total of both in % (7.a. + 7.b.) |
total number of voting rights of issuer | Resulting situation |
3.60 % |
11.64 % |
15.24 % |
62,342,440 | Previous notification |
15.24 % |
0.00 % |
15.24 % |
/ | 7. Notified details of the resulting situationa. Voting rights attached to shares (Sec.s 33, 34 WpHG)ISIN |
absolute |
in % | |
direct (Sec. 33 WpHG) |
indirect (Sec. 34 WpHG) |
direct (Sec. 33 WpHG) |
indirect (Sec. 34 WpHG) | DE0007251803 |
0 |
2,244,110 |
0.00 % |
3.60 % | Total |
2,244,110 |
3.60 % | b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHGType of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % | right to recall re-hypothecated shares | | at any time |
7,256,032 |
11.64 % | |
| Total |
7,256,032 |
11.64 % | b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHGType of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % | | | | | |
% | |
|
| Total | | % | 8. Information in relation to the person subject to the notification obligation |
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). | X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name |
% of voting rights (if at least held 3% or more) |
% of voting rights through instruments (if at least held 5% or more) |
Total of both (if at least held 5% or more) | Paul E. Singer |
% |
% |
% | Braxton Associates, Inc. |
% |
% |
% | Elliott Capital Advisors, L.P. |
% |
% |
% | Hambledon, Inc. |
% |
% |
% | Elliott International, L.P. |
% |
7.91 % |
10.36 % | | | | | Paul E. Singer |
% |
% |
% | Elliott Asset Management LLC |
% |
% |
% | Elliott Capital Advisors, L.P. |
% |
% |
% | Hambledon, Inc. |
% |
% |
% | Elliott International, L.P. |
% |
7.91 % |
10.36 % | | | | | Paul E. Singer |
% |
% |
% | Elliott Capital Advisors, L.P. |
% |
% |
% | Hambledon, Inc. |
% |
% |
% | Elliott International, L.P. |
% |
7.91 % |
10.36 % | | | | | Paul E. Singer |
% |
% |
% | Elliott Advisors GP, LLC |
% |
% |
% | Elliott Associates, L.P. |
% |
% |
% | The Liverpool Limited Partnership |
% |
% |
% | | | | | Paul E. Singer |
% |
% |
% | Elliott Advisors GP, LLC |
% |
% |
% | Elliott Associates, L.P. |
% |
% |
% | Liverpool Associates, Ltd. |
% |
% |
% | The Liverpool Limited Partnership |
% |
% |
% | | | | | Paul E. Singer |
% |
% |
% | Elliott Special GP, LLC |
% |
% |
% | Elliott Associates, L.P. |
% |
% |
% | The Liverpool Limited Partnership |
% |
% |
% | | | | | Paul E. Singer |
% |
% |
% | Elliott Special GP, LLC |
% |
% |
% | Elliott Associates, L.P. |
% |
% |
% | Liverpool Associates, Ltd. |
% |
% |
% | The Liverpool Limited Partnership |
% |
% |
% | | | | | Paul E. Singer |
% |
% |
% | Braxton Associates, Inc. |
% |
% |
% | Elliott Capital Advisors, L.P. |
% |
% |
% | Elliott Special GP, LLC |
% |
% |
% | Elliott Associates, L.P. |
% |
% |
% | The Liverpool Limited Partnership |
% |
% |
% | | | | | Paul E. Singer |
% |
% |
% | Braxton Associates, Inc. |
% |
% |
% | Elliott Capital Advisors, L.P. |
% |
% |
% | Elliott Special GP, LLC |
% |
% |
% | Elliott Associates, L.P. |
% |
% |
% | Liverpool Associates, Ltd. |
% |
% |
% | The Liverpool Limited Partnership |
% |
% |
% | | | | | Paul E. Singer |
% |
% |
% | Braxton Associates, Inc. |
% |
% |
% | Elliott Capital Advisors, L.P. |
% |
% |
% | Elliott Associates, L.P. |
% |
% |
% | The Liverpool Limited Partnership |
% |
% |
% | | | | | Paul E. Singer |
% |
% |
% | Braxton Associates, Inc. |
% |
% |
% | Elliott Capital Advisors, L.P. |
% |
% |
% | Elliott Associates, L.P. |
% |
% |
% | Liverpool Associates, Ltd. |
% |
% |
% | The Liverpool Limited Partnership |
% |
% |
% | | | | | Paul E. Singer |
% |
% |
% | Elliott Capital Advisors, L.P. |
% |
% |
% | Elliott Special GP, LLC |
% |
% |
% | Elliott Associates, L.P. |
% |
% |
% | The Liverpool Limited Partnership |
% |
% |
% | | | | | Paul E. Singer |
% |
% |
% | Elliott Capital Advisors, L.P. |
% |
% |
% | Elliott Special GP, LLC |
% |
% |
% | Elliot Associates, L.P. |
% |
% |
% | Liverpool Associates, Ltd. |
% |
% |
% | The Liverpool Limited Partnership |
% |
% |
% | | | | | Paul E. Singer |
% |
% |
% | Elliott Capital Advisors, L.P. |
% |
% |
% | Elliott Associates, L.P. |
% |
% |
% | The Liverpool Limited Partnership |
% |
% |
% | | | | | Paul E. Singer |
% |
% |
% | Elliott Capital Advisors, L.P. |
% |
% |
% | Elliott Associates, L.P. |
% |
% |
% | Liverpool Associates, Ltd. |
% |
% |
% | The Liverpool Limited Partnership |
% |
% |
% | | | | | Paul E. Singer |
% |
% |
% | Elliott Asset Management LLC |
% |
% |
% | Elliott Capital Advisors, L.P. |
% |
% |
% | Elliott Special GP, LLC |
% |
% |
% | Elliott Associates, L.P. |
% |
% |
% | The Liverpool Limited Partnership |
% |
% |
% | | | | | Paul E. Singer |
% |
% |
% | Elliott Asset Management LLC |
% |
% |
% | Elliott Capital Advisors, L.P. |
% |
% |
% | Elliott Special GP, LLC |
% |
% |
% | Elliott Associates, L.P. |
% |
% |
% | Liverpool Associates, Ltd. |
% |
% |
% | The Liverpool Limited Partnership |
% |
% |
% | | | | | Paul E. Singer |
% |
% |
% | Elliott Asset Management LLC |
% |
% |
% | Elliott Capital Advisors, L.P. |
% |
% |
% | Elliott Associates, L.P. |
% |
% |
% | The Liverpool Limited Partnership |
% |
% |
% | | | | | Paul E. Singer |
% |
% |
% | Elliott Asset Management LLC |
% |
% |
% | Elliott Capital Advisors, L.P. |
% |
% |
% | Elliott Associates, L.P. |
% |
% |
% | Liverpool Associates, Ltd. |
% |
% |
% | The Liverpool Limited Partnership |
% |
% |
% | | | | | Paul E. Singer |
% |
% |
% | Elliott International Capital Advisors, Inc. |
% |
7.91 % |
10.36 % | 9. In case of proxy voting according to Sec. 34 para. 3 WpHGDate of general meeting: | | Holding position after general meeting: |
% (equals voting rights) | 10. Other explanatory remarks:
19.02.2018 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de
|