Item 5.07 Submission of Matters to a Vote of Security Holders.

On December 31, 2020, SRAX, Inc. ("Company") held its 2020 Annual Meeting ("Annual Meeting") at 11:00 a.m. Pacific Time. The meeting was held virtually. Only stockholders of record as of the close of business on November 17, 2020 ("Record Date") were entitled to vote at the Annual Meeting. As of the Record Date, 16,026,690 shares of the Company's Class A common stock were issued, outstanding and entitled to vote, of which 11,837,469 shares were represented, in person or by proxy, and which constituted a quorum. The final results of the stockholder vote on each proposal brought before the meeting were as follows:

(a) Proposal 1. The following individuals were elected as directors to serve for a one-year term expiring at the 2021 Annual Meeting, or until their successor is qualified and appointed, based upon the following votes:





                                                        Broker
      Nominee         Votes For     Votes Withheld     Non-Votes
Christopher Miglino   2,903,101         22,079         8,912,289
    Marc Savas        2,793,720        131,460         8,912,289
   Robert Jordan      2,795,265        129,915         8,912,289
 Colleen DiClaudio    2,880,621         44,559         8,912,289
Christopher Lahiji    2,878,655         46,525         8,912,289

(b) Proposal 2. The ratification of RBSM LLP, as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020 was ratified based upon the following votes:





                                                  Broker
Votes For      Votes Against     Abstentions     Non-Votes
11,393,746        26,788           416,935           -

(c) Proposal 3. The non-binding advisory vote on executive compensation was approved based upon the following votes:





                                                 Broker
Votes For     Votes Against     Abstentions     Non-Votes
2,824,179        53,468           47,533        8,912,289

Accordingly, the Company's board of directors ("Board") will take these results under advisement.

(d) Proposal 4. The non-binding advisory vote on the frequency of holding future advisory votes on execution compensation received the following votes:





                                                       Broker
1 Year      2 Years      3 Years      Abstentions     Non-Votes
670,494     72,768      2,055,629       126,289           -

Accordingly, the Board will take these results under advisement.




Item 8.01 Other Events

On December 31, 2020, the Company issued a press release announcing the extension of its special dividend right from December 31, 2020 to on or before 5:00 p.m., ET, on December 31, 2021. A copy of the release is attached to this report as Exhibit 99.01.

Item 9.01 Financial Statements and Exhibits.





Exhibit
No.                      Description
99.01       Press Release Dated December 31, 2020

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