Resource Generation Ltd : Change in substantial holding

16 Jan. 2014 15:53 No. 1861 P l

CLAYTON UTZ

Sydney Melbourne Brisbane Perth Canberra Darwin Hong Kong

Confldential

Fax

Company Announcements Office

ASX Lhnited

Exchange Centre

20 Bridge Street

SYDNEY NSW 2000

1300 135 638

16 January 2014

No ofpages 5

Dear Sir/Madam

Notice of change of interests of substantial holder- Resource Generation Limited

We act for Noble Group Limited (Noble).

In aocordance with section 671B(l)(b) ofthe Corporations Act 2001 (Cth), we attach a Form 604 (Notice of change ofinterest ofsubstantial holder) from Noble and its associates. We will also provide a copy ofthe Form 604 to Resource Generation Limited.

Yours faithfully

fo 1M;

Rory Moriarty, Partner

[phone]

[e-mail]

Level15, 1 Bligh Street, Sydney NSW 2000. Australia

PO Box H3, Australia Square, Sydney NSW 1215, DX 370 Sydney

Legal311752523.2

T [phone], F [phone]

16 Jan. 2014 15:53 N o. 18 61 p 2

Form 604

Corporatlons Acl2001
Sectlon 671B

Notice of change of interests of substantial holder

!Q Company Name/Scheme Resource Generatlon Limited (ResGen) ACN/ARSN ACN 059 950 337

604 page1/2 15 July 2001

1. Dotali& of substantlal holdtr (1)

Name
Barsin ton Limlted (Bonotngton) and Noble Resources lnternational Pte. Ltd. (Noble Rosour< élllntornallonat) on their own behalf end on behalf of each or the companioslisled In Annexure A (Noble Group Companles)
ACN/ARSN (ilapplicable) Notappllcable
There was a change in the lnter .sts of the substantlal holder on
The prevlous notice was 9iven lo the compeny on
The prevlous notlce was dated
2. Prevlouo and preaont votlng power

9 January 2014

22 October 2013
22 Oetober 2013
The total number of votes attached to ali the voting shares in the eompany or voting lnterests in the seheme that the substantial holder or an associate (2) had a
relevant interest (3) in when last réqulred, and when now required, lo glve a su slantlal holding nolice lo lhe oompany or soheme, are •• follows:
Closs of seeurities (4)
Prevlous natica Present notice
Pen;on's votes
102,337,206

l Votlns power (S)

117.973%
79,609,933

l Voling power (6)

113.69%

3. Changes In relevanttnterests

Partlculars of each change In, or change in the nature of. a relevant lnterest of the substanllal holder or an associate in votlng securkles ofthe company or scheme, slnce the substantial holder was last required to givo a substantial holding notlce lo the company or soheme are as follows:
1n eres change (S
g1ve 1
1on securities
ordlnary shares

16 Jan. 2014 15:53 N o. 18 61 p 3

4. Presonl retovanltntoreata

Partieutars of eaeh relevant lnterest of the substantlal hotder in voling securities after the ehange are as follows·

Holder ol relevant lnterest	Reglstered nolder of securltles	Person entitled to be registered as hotder (8)	Nature ol relevant interest (6)	Class and number of securities	Person's votes
Noble Fiesources lnternational	Noble Resourees tnternatlonal	Nobte Rasourees lnternatlonal	Noble Resources lnternationat is thè registered hOidar of 79,609,933 ResGen shares and so has a relevant interest under seetlon 608(1) of the Aet In respect of those shares.	79,609,933 ordinary shares	79,609,933
sarsington	Noble Resourees lnternational	Noble Resources lnternatlonol	aarsington ls an associate of Noble Resourees tnternatlonal under section 12(2)(a) of the Acland so has a relevant interest under seetion 608(3)(a) of the Act In the FiesGen shares hetd by Ncbte Resourcestnternational.	79,609,933 or	79,609,933
Eaoh NoDie Group Compony	Noble Resourees lnternationol	Noble Fiesources lnternationol	eaeh Nobte Group Company is an associate ol Noble Fiesourees lnternational under sectlon 12(2)(a) of the Act and so has a relovant interest under section 608(S)(a) of the Aclin the ResGen shares hetd by Noble Resourcos lnternatlonat,	79,609,933 ordinary !iihliii'EI&	79,609,933

604 paga 212 15 Juty 2001
s. Change& In assoctatton
The persons who have beoome assoclates (2) of, ceased to be associate& of, or have changed the nature of their assoclation (9) with, the substantial holder In relatlon to voting interests In the compony or scheme are •• fottows:

Name and ACN/ARSN (if appllcable)	Nature of association
Not applicabte	Not appticable

&. Addresses

The addresses of pe111ons named In this form are as fotlows:

Name	Address
Barslngton	c/o 18/F MassMutual Tower, 38 Gloucester Fioad, Hong Kong
NoblResources lnternationat	c/o 18/F MassMutuat Tower, 38 Gloucester Road, Hong Kong
Each Noble Group Company	Cio 18/F MassMutual Tower, 38 Glouoeoter Road, Hong Kong

Signature

print name Rory Moriarty capaoity Partner, Clayton Utz
eign hert dote 16 January 2014

(1)

DtRECTIONS
tfthere are a number ohubstantial holders wlth slmilar orrelated relevant lnterests (eg. a corporation and lts related oorporatlons, or the manager and trustee of an equity trust), the names could be lncluded in an annexure to thelorm. lf the relevant interests of a group of persons are essentially slmllar, they may be n;ferred to tnroughout thelorm as a specifically named group if the membership of each sroup, with the names and addresses of membere is clearly sei out in paragraph 6 o!the form.

16 Jan. 2014 15:53 N o. 18 61 p 4

(2) See the deflnltlon of " $ ooiate'' in sectlon 9 of the Corporation& Acl2001.

(3) See the definitlon of 'lelevant interest" In seetions 608 and 6718(7) of the Corporations Act 2001. (4) The voting shares of a company constitute one class unless divided into separate elasses.
(5) The person's votes dlvided by the total votes in the body corporale or sehome multiplled by 100.
(6) Include detalls of:
(a)

(b)

any relevant asreement or other eircumstanees becauso ofwhlch the ehange in re1evant lnterest ooourred. lf subsectlon 6718(4) applles, a eopy of any document sertlng out the terms of any relevant agreement, and a statement by the person giving full and accurate detalls of any eontract, scheme or arrangement, must accompany this lonn, together wlth a writton statement certitying this contrae!, scherno or arransement; and
any quallflcatlon of tho power of a person to oxercise, control the oxorci&e of, or lnfluenoe the exerclse of, tho votlng powers or dispose! olthe securltles to which the relevant lnterest relatas (lndleatlng clearly the panlcular securities to whlch the qualification applles),
Soe the deflnltlon of "relevant agreement" in sectlon 9 of the Corporations Act 2001.
(7) Cetails ofthe consideration must includo ony andali benefits, money and other, that any person !rom whom a relevant lnterest was acqulred has, or may, become antltled to reooive In relatlon to that acqulsltlon. Details must be lnclu<:led even if the benefit is condltlonal on the happening or not of a contingency. Details must be Include<:l on any beneflt pald on behalf of the substantial holder or its associate In relatlon to the acqulsltlons, even lfthey are not pald dlrectly to the person from whom the relevant intorest was acqulred.

(8)

lf the substantial holder ls unablo to determino the identity ofthe person (eg. ifthe relevant interest arlses because of an optlon) write "unknown'".

(9) Glve detalls, ilappropriate, of thil presant association and any ehango in that assoclation since the la$ substantlal holding notice.

16 Jan. 2014 15:53 No. 1861 P 5

Annexure A

This is the Annexure A referred to in the Form 604 (Notlce of change of interests of substantial holder) signed by me end dated 16 January 2014.

foUfj

Rory Morlarty

Partner, Clayton Utz

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