FilePoint® | Form Type: | Period: | Sequence: 1 |
Document Name: fp0080875-1_nportex.htm | |||
RENN Fund, Inc. | ||||||||||
Consolidated Schedule of Investments | ||||||||||
As of September 30, 2022 (Unaudited)0 | ||||||||||
Shares or Principal | ||||||||||
Amount | Company | Cost | Value | |||||||
MONEY MARKET FUNDS - 33.7% | ||||||||||
Fidelity Government Cash Reserves Portfolio - | 0 | |||||||||
84,338 | Institutional Class, 0.01% | $ | 84,338 | $ | 84,338 | |||||
4,893,973 | Fidelity Investment Money Market Funds Government Portfolio - Institutional Class, 0.01% | 4,893,973 | 4,893,973 | |||||||
Total Money Market Funds | 4,978,311 | 4,978,311 | ||||||||
CONVERTIBLE BONDS - 0.00% | ||||||||||
Oil and Gas - 0.00% | ||||||||||
1,000,000 | PetroHunter Energy Corporation 8.50% Maturity 12/31/2014(1)(2)(5) | 541,331 | - | |||||||
Total Convertible Bonds | 541,331 | - | ||||||||
COMMON EQUITIES - 64.80% | ||||||||||
Accomodations - 0.62% | ||||||||||
3,668 | Civeo Corp.(2) | 137,069 | 92,177 | |||||||
Aerospace & Defense - 0.02% | ||||||||||
20 | Boeing Co.(2) | 4,267 | 2,422 | |||||||
Asset Management - 1.06% | ||||||||||
973 | Associated Capital Group, Inc. - Class A | 40,594 | 35,767 | |||||||
7,098 | Gamco Investors, Inc. | 189,620 | 121,021 | |||||||
230,214 | 156,788 | |||||||||
Communication Services - 0.01% | ||||||||||
100 | Rumble, Inc.(2) | 1,206 | 1,225 | |||||||
Diversified Financial Services - 0.05% | ||||||||||
1,800 | Galaxy Digital Holdings Ltd.(2)(4) | 31,086 | 7,636 | |||||||
Marine Shipping - 0.06% | ||||||||||
300 | Clarkson PLC(4) | 16,197 | 8,810 | |||||||
Metal Mining - 3.50% | ||||||||||
580 | Franco-Nevada Corp. | 83,192 | 69,298 | |||||||
18,478 | Mesabi Trust | 496,054 | 397,462 | |||||||
1,560 | Wheaton Precious Metals Corp. | 65,121 | 50,482 | |||||||
644,367 | 517,242 | |||||||||
Medicinal Chemicals and Botanical Products - 7.84% | ||||||||||
77,228 | FitLife Brands, Inc.(2) | 9,131,688 | 1,158,420 | |||||||
Oil and Gas - 26.54% | ||||||||||
19,159 | Permian Basin Royalty Trust | 280,584 | 312,866 | |||||||
808,445 | PetroHunter Energy Corporation(1)(2)(5) | 101,056 | - | |||||||
16,300 | PrairieSky Royalty Ltd.(4) | 206,969 | 210,151 | |||||||
100 | Sabine Royalty Trust | 8,002 | 7,108 | |||||||
1,908 | Texas Pacific Land Corp. | 1,079,739 | 3,390,955 | |||||||
1,676,350 | 3,921,080 | |||||||||
Other Financial Investment Activities - 0.26% | ||||||||||
1 | Morgan Group Holding Co.(2) | 16 | 1 | |||||||
13,200 | Urbana Corp.(4) | 42,349 | 39,178 | |||||||
42,365 | 39,179 | |||||||||
Real Estate - 0.35% | ||||||||||
3,600 | Tejon Ranch(2) | 68,859 | 51,840 | |||||||
Securities and Commodity Exchanges - 1.63% | ||||||||||
685 | Cboe Global Markets, Inc. | 80,892 | 80,398 | |||||||
204 | CME Group, Inc. | 46,086 | 36,134 | |||||||
240 | Intercontinental Exchange, Inc. | 30,806 | 21,684 | |||||||
14,000 | Miami International Holdings, Inc.(1)(2)(3) | 105,000 | 102,760 | |||||||
262,784 | 240,976 | |||||||||
Securities, Commodity Contracts, and Other Financial Investments and Related Activities - 0.42% | ||||||||||
5,460 | Grayscale Bitcoin Trust(2) | 258,912 | 62,299 | |||||||
Live Sports (Spectator Sports) - 1.89% | ||||||||||
5,091 | Big League Advance, LLC.(1)(2)(3) | 280,000 | 280,005 | |||||||
Surgical & Medical Instruments & Apparatus - 18.69% | ||||||||||
615,000 | Apyx Medical Corp.(2) | 1,470,958 | 2,761,350 | |||||||
Technology Services - 1.86% | ||||||||||
550 | Core Scientific, Inc.(2) | 7,513 | 715 | |||||||
1,048 | CACI International, Inc. - Class A. (2) | 296,485 | 273,591 | |||||||
303,998 | 274,306 | |||||||||
Total Common Equities | 14,560,320 | 9,575,755 | ||||||||
EXCHANGE TRADED FUNDS - 0.04% | |||||||||
124 | ProShares Short VIX Short-Term Futures ETF(2) | 7,201 | 6,025 | ||||||
Total Exchange Traded Funds | 7,201 | 6,025 | |||||||
OPEN ENDED MUTUAL FUNDS - 0.12% | |||||||||
824 | Kinetics Spin-Off and Corporate Restructuring Fund(6) | 13,167 | 17,189 | ||||||
Total Open Ended Mutual Funds | 13,167 | 17,189 | |||||||
PREFERRED STOCKS - 1.26% | |||||||||
30,966 | Diamond Standard, Inc.(1)(2)(3) | 185,798 | 185,798 | ||||||
Total Preferred Stocks | 185,798 | 185,798 | |||||||
WARRANTS - 0.03% | |||||||||
Diamond Standard, Inc., Exercise Price: $9.00, | |||||||||
837 | Expiration Date: January 15, 2026(1)(2)(3) | - | 33 | ||||||
Miami International Holdings, Inc., Exercise Price: $7.50, | |||||||||
2,132 | Expiration Date: March 31, 2026(1)(2)(3) | - | 3,731 | ||||||
Total Warrants | - | 3,764 | |||||||
TOTAL INVESTMENTS - 99.95% | $ | 20,286,127 | $ | 14,766,842 | |||||
OTHER ASSETS LESS LIABILITIES - 0.05% | 6,962 | ||||||||
NET ASSETS - 100.00% | $ | 14,773,804 | |||||||
Shares or Principal | |||||||||
Amount | Company | Proceeds | Value | ||||||
SECURITIES SOLD SHORT - 0.00% | |||||||||
EXCHANGE TRADED FUNDS - 0.00% | |||||||||
(12) | Direxion Daily Gold Miners Index Bear 2X Shares ETF | $ | (202) | $ | (297) | ||||
(12) | Direxion Daily Junior Gold Miners Index Bear 2X Shares ETF(2) | (123) | (171) | ||||||
(7) | ProShares Ultra VIX Short-Term Futures ETF(2) | (1,102) | (90) | ||||||
Total Exchange Traded Funds | (1,427) | (558) | |||||||
TOTAL SECURITIES SOLD SHORT - 0.00% | $ | (1,427) | $ | (558) | |||||
- See Semi-Annual Report Note 5 - Fair Value Measurements.
- Non-IncomeProducing.
- Big League Advance, LLC., Diamond Standard, Inc. and Miami International0 Holdings, Inc. are each currently a private company. These securities are illiquid and valued at fair value.
- Foreign security denominated in U.S. Dollars.
- The PetroHunter Energy Corporation ("PetroHunter")0securities are in bankruptcy. The securities are valued at fair value.
- Affiliated security, given that the security is managed by the0same Investment Advisor as the Fund.
FilePoint® | Form Type: | Period: | Sequence: 2 |
Document Name: fp0080875-1_nportex.htm | |||
RENN Fund, Inc.
CONSOLIDATED NOTES TO FINANCIAL0STATEMENTS
As of0September 30, 2022 (Unaudited)
Investments in Affiliated Issuers
An affiliated issuer is an entity in which the Fund0has ownership of at least 5% of the voting securities, or any investment which is advised or sponsored by the advisor. In this instance,0affiliation is based on the fact that the Kinetics Spin-off and Corporate Restructuring Fund is advised by Horizon, the same Investment0Advisor to the Fund. Issuers that are affiliates of the Fund at period-end are noted in the Fund's Schedule of Investments. Additional0security purchases and the reduction of certain securities shares outstanding of existing portfolio holdings that were not considered0affiliated in prior years may result in the Fund owning in excess of 5% of the outstanding shares at period-end. The table below reflects0transactions during the period with entities that are affiliates as of September 30, 2022 and may include acquisitions of new investments, prior year holdings that became affiliated during the period and prior period affiliated holdings that are no longer affiliated as of0period-end.
Change in | |||||||||||||
Value | Unrealized | ||||||||||||
Beginning | Net Realized | Appreciation | Value End of | ||||||||||
Name of Issuer and Title of Issue | of Period | Purchases | Sales Proceeds | Gain (Loss) | (Depreciation) | Period | |||||||
Kinetics Spin-off and Corporate | |||||||||||||
Restructuring Fund | $ | - | $ | 13,167 | $ | - | $ | - | $ | 4,022 | $ | 17,189 | |
Total | $ | - | $ | 13,167 | $ | - | $ | - | $ | 4,022 | $ | 17,189 | |
Shares | |||||||||||||
Beginning | Shares End of | ||||||||||||
Name of Issuer and Title of Issue | of Period | Purchases | Sales Proceeds | Stock Split | Period | ||||||||
Kinetics Spin-off and Corporate | |||||||||||||
Restructuring Fund | - | 824 | - | - | 824 | ||||||||
Total | - | 824 | - | - | 824 | ||||||||
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RENN Fund Inc. published this content on 17 November 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 21 November 2022 17:19:09 UTC.