Item 5.07 Submission of Matters to a Vote of Security Holders

The Annual Meeting of Shareholders of Prudential Financial, Inc. (the "Company") was held on May 9, 2023. Shareholders voted as follows on the matters presented for a vote.

1. The nominees for election to the Board of Directors were elected, each for a one-year term, based upon the following votes:



                                                                             Broker
Nominee                     For            Against          Abstain        Non-Votes
Gilbert F. Casellas      195,763,773       16,091,646       1,518,929       49,620,087
Robert M. Falzon         204,071,828        7,906,849       1,395,671       49,620,087
Martina Hund-Mejean      200,864,836       10,959,028       1,550,484       49,620,087
Wendy E. Jones           208,273,129        3,619,404       1,481,815       49,620,087
Charles F. Lowrey        196,377,755       15,314,314       1,682,279       49,620,087
Sandra Pianalto          207,906,215        4,036,216       1,431,917       49,620,087
Christine A. Poon        198,957,557       12,932,631       1,484,160       49,620,087
Douglas A. Scovanner     209,091,358        2,670,137       1,612,853       49,620,087
Michael A. Todman        205,287,320        6,545,014       1,542,014       49,620,087

2. The proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm was approved based upon the following votes:



Votes for approval: 250,399,165
Votes against: 11,555,179
Abstentions: 1,040,091
There were no broker non-votes for this item.

3. The proposal to approve, on an advisory basis, the compensation of the Company's named executive officers was approved based upon the following votes:



Votes for approval: 199,576,841
Votes against: 11,563,462
Abstentions: 2,234,045
Broker non-votes: 49,620,087

4. The shareholders voted, on an advisory basis, to hold future advisory votes to approve the compensation of the Company's named executive officers as follows:



Every year: 204,329,435
Every two years: 1,807,413
Every three years: 5,400,514
Abstentions: 1,836,986
Broker non-votes: 49,620,087

The Board of Directors of the Company has adopted a policy providing for an annual advisory vote to approve the compensation of the Company's named executive officers. In light of such policy and considering the strong support for an annual vote as reflected in the above voting results, the Company will hold future advisory votes to approve the compensation of the Company's named executive officers annually.

--------------------------------------------------------------------------------

5. The shareholder proposal regarding an independent board chairman was not approved based on the following votes:



Votes for approval: 73,860,904
Votes against: 137,444,003
Abstentions: 2,069,441
Broker non-votes: 49,620,987

--------------------------------------------------------------------------------

© Edgar Online, source Glimpses