Item 7.01. Regulation FD Disclosure.
On
The information in this report on Form 8-K, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or the Exchange Act, or otherwise subject to the liabilities of such section. The information in this report on Form 8-K shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Act, or under the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Forward-Looking Statements
This report on Form 8-K, including Exhibit 99.1 furnished herewith, may contain
"forward-looking statements" within the meaning of the Private Securities
Litigation Reform Act of 1995. You should understand that under Section
27A(b)(2)(B) of the Securities Act and Section 21E(b)(2)(B) of the Exchange Act
the "safe harbor" provisions of the Private Securities Litigation Reform Act of
1995 do not apply to forward-looking statements made in periodic reports
Item 9.01. Financial Statements and Exhibits.
(a) Financial statements:
None
(b) Pro forma financial information:
None
(c) Shell company transactions:
None (d) Exhibits 99.1 Press Release ofPennantPark Floating Rate Capital Ltd. DatedJanuary 3, 2020
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