For personal use only
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001. Amended 01/01/11
Name of entity | Newfield Resources Limited |
ABN | 98 153 219 848 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Nicholas Karl Smithson |
Date of last notice | 31 December 2020 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Direct or indirect interest | Direct | |
Nature of indirect interest | Mr Smithson has a beneficial interest | |
under each of the following holdings: | ||
(including registered holder) | ||
Note: Provide details of the circumstances giving rise to | ||
the relevant interest. | Interactive Investor Services Limited | |
nominee account | ||
Sara Jane Smithson - Mrs Smithson is the | ||
spouse of Mr Smithson | ||
Date of change | 10 November 2021 | |
No. of securities held prior to change | Direct | |
3,190,873 Shares | ||
1,350,000 Performance Rights | ||
Indirect | ||
a. | 1,125,931 Shares | |
b. | 37,555 Shares | |
Class | Fully paid ordinary shares (Shares) | |
+ See chapter 19 for defined terms.
01/01/2011 | Appendix 3Y Page 1 |
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Number acquired | Direct | |
100,000 Shares | ||
Indirect | ||
a. | 30,000 Shares | |
b. | 9,388 Shares | |
Number disposed | Nil | |
Value/Consideration | $0.35 per Share | |
Note: If consideration is non-cash, provide details and | ||
estimated valuation | ||
No. of securities held after change | Direct | |
3,290,873 Shares | ||
1,350,000 Performance Rights | ||
Indirect | ||
a. | 1,155,931 Shares | |
b. | 46,943 Shares | |
Nature of change | Participation in the Company's non- | |
Example: on-market trade, off-market trade, exercise of | renounceable rights issue | |
options, issue of securities under dividend reinvestment | ||
plan, participation in buy-back | ||
Part 2 - Change of director's interests in contracts
Detail of contract | Not applicable | ||
Nature of interest | |||
Name of registered holder | |||
(if issued securities) | |||
Date of change | |||
No. and class of securities to which | |||
interest related prior to change | |||
Note: Details are only required for a contract in relation to | |||
which the interest has changed | |||
Interest acquired | |||
Interest disposed | |||
Value/Consideration | |||
Note: If consideration is non-cash, provide details and an | |||
estimated valuation | |||
Interest after change | |||
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 | 01/01/2011 |
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Part 3 - +Closed period
Were the interests in the securities or No contracts detailed above traded during a
+closed period where prior written clearance was required?
If so, was prior written clearance provided to allow the trade to proceed during this period?
If prior written clearance was provided, on what date was this provided?
+ See chapter 19 for defined terms.
01/01/2011 | Appendix 3Y Page 3 |
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001. Amended 01/01/11
Name of entity | Newfield Resources Limited |
ABN | 98 153 219 848 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Jack Dylan Spencer-Cotton |
Date of last notice | 3 November 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Direct or indirect interest | Direct and Indirect |
Nature of indirect interest | Ms Angela Chew is the spouse of Mr Spencer- |
(including registered holder) | Cotton |
Note: Provide details of the circumstances | |
giving rise to the relevant interest. | Jack Spencer-CottonSpencer-Cotton A/C>, |
the beneficiary of the shares is the child of Mr | |
Spencer-Cotton | |
Jack Spencer-CottonSpencer-Cotton | |
A/C>, the beneficiary of the shares is the child of | |
Mr Spencer-Cotton | |
Jack Spencer-CottonSpencer-Cotton | |
A/C>, the beneficiary of the shares is the child of | |
Mr Spencer-Cotton | |
Jack Spencer-CottonSpencer-Cotton | |
A/C>, the beneficiary of the shares is the child of | |
Mr Spencer-Cotton | |
Date of change | 10 November 2021 |
No. of securities held prior to | Direct |
change | 10,000 fully paid ordinary shares (Shares) |
Indirect | |
6,651,201 Shares | |
1,000,000 Series A Bonds | |
+ See chapter 19 for defined terms.
01/01/2011 | Appendix 3Y Page 1 |
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Class | Fully paid ordinary shares (Shares) |
Direct | |
2,500 Shares | |
Number acquired | Indirect |
146,133 Shares | |
Number disposed | Nil |
Value/Consideration | $0.35 per Share |
Note: If consideration is non-cash, provide | |
details and estimated valuation | |
No. of securities held after | Direct |
change | 12,500 Shares |
Indirect | |
6,797,334 Shares | |
1,000,000 Series A Bonds | |
Nature of change | Participation in the Company's non-renounceable |
Example: on-market trade, off-market trade, | right issue |
exercise of options, issue of securities under | |
dividend reinvestment plan, participation in | |
buy-back | |
Part 2 - Change of director's interests in contracts
Detail of contract | Not applicable |
Nature of interest
Name of registered holder (if issued securities)
Date of change
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 | 01/01/2011 |
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