TR-1 (i) NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying issuer Invesco Perpetual UK Smaller
of existing shares to which voting rights Companies Investment Trust plc
are attached (ii):
2. Reason for the notification (Cross appropriate
boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
which may
result in the acquisition of shares already issued
to which voting rights are attached
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the Lazard Asset Management LLC
notification obligation (iii):
4. Full name of shareholder(s) (if different from JP Morgan Chase - SWIFT
3.) (iv): Mellon Trust
Northern Trust Co
State Street Bank - Master Tr - ETC
State Street Bank - Custody Master
Trust
5. Date of the transaction (and date on which the 23 January 2017
threshold is
crossed or reached if different) (v):
6. Date on which issuer notified: 24 January 2017
7. Threshold(s) that is/are crossed or reached: Increase from 9% to 10%
8. Notified details:
A: Voting rights attached to shares
Class/type of Situation previous to Resulting situation after the triggering transaction
shares if the triggering (vii)
possible using transaction (vi)
the ISIN CODE
Number of Number of Number of Number of voting % of voting rights
Shares Voting shares rights
Rights (ix)
(viii)
Direct Direct Indirect Direct Indirect
(x) (x)
GB00B1FL3C76 4,896,872 5,338,040 10.032%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction (xii)
Type of financial Expiration date Exercise/Conversion Number of voting % of voting
instrument (xiii) Period/Date (xiv) rights that may be rights
acquired if the
instrument is
exercised/converted
Total (A+B)
Number of voting rights % of voting rights
5,338,040 10.032%
9. Chain of controlled undertakings through which the voting rights and/or the
financial
instruments are effectively held, if applicable (xv):
Lazard Asset Management LLC controls all the voting rights held of this issuer.
Proxy Voting:
10. Name of the proxy holder: N/A
11. Number of voting rights proxy holder will cease to
hold:
12. Date on which proxy holder will cease to hold voting
rights:
13. Additional information:
14. Contact name: Kelly Nice
15. Contact telephone number: 020 3753 1000