Item 8.01. Other Events.

On April 18, 2023, Humanigen, Inc. (the "Company") was notified that it had been granted an extension until August 21, 2023 to demonstrate compliance with all applicable requirements for listing of the Company's common stock on Nasdaq by the Nasdaq Hearings Panel (the "Panel"), subject to the Company's compliance with the Panel's requirements for periodic updates relating to the status of the Company's progress against achievement of the compliance plan presented at the April 6, 2023 hearing with the Panel.

There can be no assurance that the Company will be successful in its execution of its compliance plan or otherwise regain compliance with the applicable Nasdaq listing requirements within the extended compliance period.

CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS

This Current Report on Form 8-K ("Form 8-K") contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. All statements contained in this Form 8-K that do not relate to matters of historical fact should be considered forward-looking statements, including, but not limited to, statements regarding the Company's plans to regain compliance with applicable listing requirements within the extended compliance period. These forward-looking statements are subject to risks and uncertainties, including the important factors discussed under the caption "Risk Factors" in the Company's Annual Report on Form 10-K for the year ended December 31, 2022 filed with the U.S. Securities and Exchange Commission ("SEC"), as updated in the Company's Quarterly Reports on Form 10-Q, and the Company's other filings with the SEC, which could cause actual results to differ materially from those indicated by the forward-looking statements made in this Form 8-K. Any forward-looking statements speak only as of the date of this Form 8-K and are based on information available to the Company as of the date of this Form 8-K, and the Company assumes no obligation to, and does not intend to, update any forward-looking statements, whether as a result of new information, future events or otherwise.

Item 9.01. Financial Statements and Exhibits.






(d)    Exhibits



Exhibit
  No.     Description

 104      Cover Page Interactive Data File (embedded within Inline XBRL document).

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