Company Great American Group Inc OTC Bulletin Board

Equities

US38984G1040

Investment Banking & Brokerage Services

Business Summary

Sales per Business

Sales per region

Managers

Members of the board

Share class

Shareholders

Holdings

Company contact information

Sector

Sales per Business

Sales per region

Sector Other Investment Banking & Brokerage Services

Inactive Instrument

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04-29	MultiSensor AI Files Registration Statement for B Riley Stock Sale Agreement	MT
04-26	B. Riley Financial Regains Nasdaq Compliance After Filing 2023 Annual Report	MT

B. Riley Financial, Inc. operates a diversified financial services platform. Its Capital Markets segment provides investment banking and institutional brokerage services, fund and asset management services, and direct lending services. Its Wealth Management segment provides retail brokerage, investment management, and insurance and tax preparation services. Its Financial Consulting segment provides a variety of specialized advisory services spanning bankruptcy, restructuring, forensic accounting, crisis and litigation support, appraisal and valuation, real estate, and operations management. Its Auction and Liquidation provide retail liquidation services to help clients dispose of under-performing assets and generate cash from excess inventory. Its communications portfolio of companies consists of related businesses that it has acquired for attractive risk-adjusted investment return characteristics. Its Consumer Products segment is comprised of Targus, which is a multinational company.

USD in Million	2022	Weight	2023	Weight	Delta
Capital Markets 34.7 %	328	30.3 %	571	34.7 %	+74.30%
Communications 20.5 %	236	21.8 %	338	20.5 %	+43.30%
Consumer 14.2 %	97	9.0 %	233	14.2 %	+141.01%
Wealth Management 12.1 %	234	21.7 %	198	12.1 %	-15.37%
Financial Consulting 8.1 %	99	9.1 %	134	8.1 %	+35.73%
Auction and Liquidation 6.3 %	74	6.9 %	103	6.3 %	+39.37%
All Other 4.0 %	14	1.3 %	66	4.0 %	+381.93%

USD in Million	2022	Weight	2023	Weight	Delta
North America 88.5 %	979	90.6 %	1,454	88.5 %	+48.60%
Europe and Middle East 8.6 %	87	8.0 %	141	8.6 %	+61.88%
Asia Pacific 1.6 %	8	0.7 %	27	1.6 %	+236.14%
Australia 0.7 %	5	0.5 %	12	0.7 %	+142.26%
Latin America 0.6 %	2	0.2 %	10	0.6 %	+366.12%

Managers	Title	Age	Since
Tom Kelleher CEO	Chief Executive Officer	56	12/08/14
Bryant Riley CEO	Chief Executive Officer	57	31/07/09
Phillip Ahn DFI	Director of Finance/CFO	54	31/01/10
Kenneth Young PSD	President	60	09/07/18
Daniel Shribman CIO	Chief Investment Officer	40	11/09/19
Mike Frank IRC	Investor Relations Contact	-	31/01/21
Benjamin Matz PRN	Corporate Officer/Principal	-	30/10/22
Tim Bottrell PRN	Corporate Officer/Principal	-	-
James Metcalf PRN	Corporate Officer/Principal	-	30/10/22
Martin Bernstein PRN	Corporate Officer/Principal	37	04/03/21

Members of the board	Title	Age	Since
Bob Antin BRD	Director/Board Member	74	31/05/17
Bryant Riley CEO	Chief Executive Officer	57	31/07/09
Robert D'Agostino BRD	Director/Board Member	57	19/10/15
Tom Kelleher CEO	Chief Executive Officer	56	12/08/14
Renée LaBran BRD	Director/Board Member	64	11/08/21
Randy Paulson BRD	Director/Board Member	62	17/06/20
Michael Sheldon BRD	Director/Board Member	64	02/07/17
Tamara Brandt BRD	Director/Board Member	49	20/12/21
Marian Walters BRD	Director/Board Member	61	11/07/19

	Vote	Quantity	Free-Float	Company-owned shares	Total Float
Stock A	1	30,142,863	15,818,469 ( 52.48 %)	0	52.48 %
Stock B	0	4,563	0	0

Name	Equities	%	Valuation
Bryant Riley 22.42 %	6,856,180	22.42 %	145 M $
BlackRock Advisors LLC 8.989 %	2,749,177	8.989 %	58 M $
Dj Investments LLC Series E 8.083 %	2,471,905	8.083 %	52 M $
Estate Of Lloyd Miller I III 5.948 %	1,819,030	5.948 %	39 M $
Vanguard Fiduciary Trust Co. 4.077 %	1,246,969	4.077 %	26 M $
Tom Kelleher 3.644 %	1,114,314	3.644 %	24 M $
Invesco Advisers, Inc. 3.432 %	1,049,626	3.432 %	22 M $
STATE STREET CORPORATION 2.854 %	872,970	2.854 %	18 M $
Royce & Associates LP 2.434 %	744,497	2.434 %	16 M $
Equitec Proprietary Markets LLC 2.430 %	743,254	2.430 %	16 M $

Name	Equities	%	Valuation
Angel Oak Capital Advisors LLC 4.627 %	80,000	4.627 %	1 M $

Name	Equities	%	Valuation
Holbrook Holdings, Inc. 14.27 %	1,853,601	14.27 %	31 M $
Angel Oak Capital Advisors LLC 0.6159 %	80,000	0.6159 %	1 M $

Name	Equities	%	Valuation
CELSIUS HOLDINGS, INC. 0.31%	720,601	0.31%	59,752,235 $
GLOBAL SHIP LEASE, INC. 6.57%	2,312,133	6.57%	46,936,300 $
ALTA EQUIPMENT GROUP INC. 11.00%	3,609,763	11.00%	46,746,431 $
DOUBLEDOWN INTERACTIVE CO., LTD. 8.36%	4,141,616	8.36%	45,060,782 $
BABCOCK & WILCOX ENTERPRISES, INC. 30.67%	27,446,522	30.67%	31,014,570 $
TEMPUR SEALY INTERNATIONAL, INC. 0.22%	382,944	0.22%	21,758,878 $
EXTREME NETWORKS, INC. 1.05%	1,352,100	1.05%	15,603,234 $
MICROSOFT CORPORATION 0.00%	36,438	0.00%	15,330,195 $
RANGE RESOURCES CORPORATION 0.17%	400,000	0.17%	13,772,000 $
LEGACY HOUSING CORPORATION 2.57%	627,054	2.57%	13,494,202 $

B. Riley Financial, Inc.

11100 Santa Monica Boulevard Suite 800

90025, Los Angeles

http://www.brileyfin.com

Financials

Banking & Investment Services

Investment Banking & Investment Services

Investment Banking & Brokerage Services

Other Investment Banking & Brokerage Services

	1st Jan change	Capi.
MORGAN STANLEY	+0.42%	152B
THE GOLDMAN SACHS GROUP, INC.	+13.58%	150B
CHARLES SCHWAB	+10.55%	139B
CITIC SECURITIES COMPANY LIMITED	-6.68%	36.34B
RAYMOND JAMES FINANCIAL, INC.	+11.61%	25.79B
CSC FINANCIAL CO., LTD.	-8.55%	21.05B
LPL FINANCIAL HOLDINGS INC.	+18.97%	20.23B
NOMURA HOLDINGS, INC.	+37.43%	16.82B
CHINA MERCHANTS SECURITIES CO., LTD.	+7.33%	16.08B

Other Investment Banking & Brokerage Services