Glencore International Plc : Form 8.5 Glencore International Plc

Nomura International PLC (EPT)

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FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Nomura International Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Glencore International Plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Xstrata Plc
(d) Date position held/dealing undertaken:	25 January 2013
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Yes, Xstrata Plc

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

	USD 0.01 ordinary
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	9,224,481	0.130	6,226,101	0.088
(2) Derivatives (other than options):			1,953,200	0.028
(3) Options and agreements to purchase/sell:
TOTAL:	9,224,481	0.130	8,179,301	0.116

Class of relevant security:	5% guaranteed convertible bonds due December 2014
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:			200,000	0.009
(2) Derivatives (other than options):
(3) Options and agreements to purchase/sell:
TOTAL:			200,000	0.009

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
Ordinary shares	Purchase	820	3.8605
Ordinary shares	Purchase	7,312	3.8700
Ordinary shares	Purchase	1,580	3.8705
Ordinary shares	Purchase	6,767	3.8720
Ordinary shares	Purchase	820	3.8725
Ordinary shares	Purchase	2,792	3.8730
Ordinary shares	Purchase	919	3.8740
Ordinary shares	Purchase	4,265	3.8750
Ordinary shares	Purchase	6,878	3.8755
Ordinary shares	Purchase	3,384	3.8760
Ordinary shares	Purchase	4,025	3.8765
Ordinary shares	Purchase	1,860	3.8770
Ordinary shares	Purchase	827	3.8775
Ordinary shares	Purchase	4,504	3.8780
Ordinary shares	Purchase	4,447	3.8785
Ordinary shares	Purchase	681	3.8790
Ordinary shares	Purchase	11,141	3.8795
Ordinary shares	Purchase	23,120	3.8800
Ordinary shares	Purchase	12,613	3.8805
Ordinary shares	Purchase	10,596	3.8810
Ordinary shares	Purchase	2,133	3.8815
Ordinary shares	Purchase	3,243	3.8820
Ordinary shares	Purchase	4,029	3.8825
Ordinary shares	Purchase	827	3.8835
Ordinary shares	Purchase	18,107	3.8840
Ordinary shares	Purchase	12,222	3.8855
Ordinary shares	Purchase	11	3.8860
Ordinary shares	Purchase	2,490	3.8870
Ordinary shares	Purchase	930	3.8875
Ordinary shares	Purchase	8,176	3.8880
Ordinary shares	Purchase	2,996	3.8890
Ordinary shares	Purchase	824	3.8895
Ordinary shares	Purchase	4,484	3.8905
Ordinary shares	Purchase	4,113	3.8910
Ordinary shares	Purchase	3,230	3.8925
Ordinary shares	Purchase	7,463	3.8928
Ordinary shares	Purchase	420	3.8930
Ordinary shares	Purchase	5,225	3.8935
Ordinary shares	Purchase	7,369	3.8940
Ordinary shares	Purchase	820	3.8945
Ordinary shares	Purchase	3,180	3.8950
Ordinary shares	Purchase	6,732	3.8955
Ordinary shares	Purchase	18,228	3.8956
Ordinary shares	Purchase	5,062	3.8960
Ordinary shares	Purchase	824	3.8965
Ordinary shares	Purchase	1,234	3.8970
Ordinary shares	Purchase	9,856	3.8975
Ordinary shares	Purchase	6,296	3.8980
Ordinary shares	Purchase	4,594	3.8985
Ordinary shares	Purchase	33,216	3.8990
Ordinary shares	Purchase	28,704	3.8995
Ordinary shares	Purchase	101,032	3.9000
Ordinary shares	Purchase	17,356	3.9005
Ordinary shares	Purchase	6,102	3.9010
Ordinary shares	Purchase	6,990	3.9015
Ordinary shares	Purchase	6,972	3.9020
Ordinary shares	Purchase	31,692	3.9025
Ordinary shares	Purchase	2,925	3.9030
Ordinary shares	Purchase	6,036	3.9035
Ordinary shares	Purchase	8,653	3.9040
Ordinary shares	Purchase	17,169	3.9045
Ordinary shares	Purchase	10,552	3.9050
Ordinary shares	Purchase	2,462	3.9055
Ordinary shares	Purchase	5,848	3.9060
Ordinary shares	Purchase	821	3.9065
Ordinary shares	Purchase	5,760	3.9070
Ordinary shares	Purchase	2,647	3.9075
Ordinary shares	Purchase	1,821	3.9080
Ordinary shares	Purchase	2,898	3.9085
Ordinary shares	Purchase	821	3.9090
Ordinary shares	Purchase	74,632	3.9100
Ordinary shares	Purchase	5,649	3.9105
Ordinary shares	Purchase	2,463	3.9110
Ordinary shares	Purchase	7,390	3.9115
Ordinary shares	Purchase	821	3.9120
Ordinary shares	Purchase	821	3.9130
Ordinary shares	Purchase	800,000	3.9132
Ordinary shares	Purchase	12,491	3.9135
Ordinary shares	Purchase	2,006	3.9140
Ordinary shares	Purchase	9,692	3.9145
Ordinary shares	Purchase	10,197	3.9150
Ordinary shares	Purchase	6,286	3.9155
Ordinary shares	Purchase	1,263	3.9160
Ordinary shares	Purchase	6,931	3.9165
Ordinary shares	Purchase	9,438	3.9170
Ordinary shares	Purchase	42,245	3.9175
Ordinary shares	Purchase	5,950	3.9180
Ordinary shares	Purchase	12,097	3.9185
Ordinary shares	Purchase	7,574	3.9190
Ordinary shares	Purchase	4,051	3.9195
Ordinary shares	Purchase	45,863	3.9200
Ordinary shares	Purchase	47,485	3.9203
Ordinary shares	Purchase	81,728	3.9205
Ordinary shares	Purchase	76,838	3.9207
Ordinary shares	Purchase	10,732	3.9210
Ordinary shares	Purchase	6,976	3.9215
Ordinary shares	Purchase	38,806	3.9220
Ordinary shares	Purchase	6,749	3.9225
Ordinary shares	Purchase	14,568	3.9230
Ordinary shares	Purchase	1,634	3.9235
Ordinary shares	Purchase	2,740	3.9240
Ordinary shares	Purchase	2,288	3.9245
Ordinary shares	Purchase	20,904	3.9250
Ordinary shares	Purchase	3,265	3.9255
Ordinary shares	Purchase	72,448	3.9260
Ordinary shares	Purchase	11,991	3.9265
Ordinary shares	Purchase	2,743	3.9270
Ordinary shares	Purchase	1,632	3.9280
Ordinary shares	Sale	128	3.8605
Ordinary shares	Sale	478	3.8620
Ordinary shares	Sale	100	3.8680
Ordinary shares	Sale	6,793	3.8695
Ordinary shares	Sale	1,176	3.8700
Ordinary shares	Sale	3,076	3.8720
Ordinary shares	Sale	1,212	3.8725
Ordinary shares	Sale	12,286	3.8730
Ordinary shares	Sale	6,225	3.8735
Ordinary shares	Sale	3,690	3.8738
Ordinary shares	Sale	1,843	3.8745
Ordinary shares	Sale	2,423	3.8750
Ordinary shares	Sale	3,547	3.8760
Ordinary shares	Sale	4,627	3.8765
Ordinary shares	Sale	2,181	3.8770
Ordinary shares	Sale	4,400	3.8775
Ordinary shares	Sale	4,990	3.8780
Ordinary shares	Sale	943	3.8785
Ordinary shares	Sale	2,856	3.8790
Ordinary shares	Sale	1,435	3.8795
Ordinary shares	Sale	4,330	3.8800
Ordinary shares	Sale	2,089	3.8810
Ordinary shares	Sale	1,636	3.8815
Ordinary shares	Sale	4,654	3.8835
Ordinary shares	Sale	1,631	3.8840
Ordinary shares	Sale	5,341	3.8850
Ordinary shares	Sale	172	3.8870
Ordinary shares	Sale	2,178	3.8875
Ordinary shares	Sale	1,922	3.8885
Ordinary shares	Sale	2,300	3.8900
Ordinary shares	Sale	2,278	3.8905
Ordinary shares	Sale	878	3.8915
Ordinary shares	Sale	200,000	3.8926
Ordinary shares	Sale	2,946	3.8930
Ordinary shares	Sale	3,749	3.8940
Ordinary shares	Sale	4,664	3.8945
Ordinary shares	Sale	10,968	3.8950
Ordinary shares	Sale	3,631	3.8955
Ordinary shares	Sale	684	3.8960
Ordinary shares	Sale	536	3.8961
Ordinary shares	Sale	4,506	3.8965
Ordinary shares	Sale	1,457	3.8970
Ordinary shares	Sale	5,525	3.8975
Ordinary shares	Sale	666	3.8980
Ordinary shares	Sale	977	3.8985
Ordinary shares	Sale	19,654	3.8990
Ordinary shares	Sale	23,081	3.8995
Ordinary shares	Sale	35,756	3.9000
Ordinary shares	Sale	7,873	3.9005
Ordinary shares	Sale	7,717	3.9010
Ordinary shares	Sale	8,187	3.9015
Ordinary shares	Sale	7,560	3.9020
Ordinary shares	Sale	13,159	3.9025
Ordinary shares	Sale	129	3.9030
Ordinary shares	Sale	2,425	3.9035
Ordinary shares	Sale	2,726	3.9040
Ordinary shares	Sale	134,808	3.9041
Ordinary shares	Sale	8,448	3.9045
Ordinary shares	Sale	1,197	3.9050
Ordinary shares	Sale	1,554	3.9055
Ordinary shares	Sale	2,104	3.9060
Ordinary shares	Sale	300	3.9065
Ordinary shares	Sale	1,752	3.9070
Ordinary shares	Sale	490	3.9075
Ordinary shares	Sale	7,491	3.9080
Ordinary shares	Sale	12,788	3.9085
Ordinary shares	Sale	14,636	3.9090
Ordinary shares	Sale	30,644	3.9095
Ordinary shares	Sale	258,044	3.9100
Ordinary shares	Sale	4,460	3.9104
Ordinary shares	Sale	40,557	3.9105
Ordinary shares	Sale	36,971	3.9110
Ordinary shares	Sale	12,077	3.9115
Ordinary shares	Sale	36,752	3.9118
Ordinary shares	Sale	23,703	3.9120
Ordinary shares	Sale	4,910	3.9125
Ordinary shares	Sale	13,254	3.9130
Ordinary shares	Sale	99	3.9135
Ordinary shares	Sale	5,428	3.9140
Ordinary shares	Sale	3,633	3.9140
Ordinary shares	Sale	25,790	3.9145
Ordinary shares	Sale	446,150	3.9150
Ordinary shares	Sale	28,428	3.9155
Ordinary shares	Sale	16,046	3.9160
Ordinary shares	Sale	110,000	3.9163
Ordinary shares	Sale	4,267	3.9165
Ordinary shares	Sale	22,986	3.9170
Ordinary shares	Sale	7,161	3.9175
Ordinary shares	Sale	12,834	3.9180
Ordinary shares	Sale	25,395	3.9185
Ordinary shares	Sale	11,916	3.9190
Ordinary shares	Sale	13,008	3.9195
Ordinary shares	Sale	178,095	3.9200
Ordinary shares	Sale	107	3.9201
Ordinary shares	Sale	98,984	3.9205
Ordinary shares	Sale	31,888	3.9210
Ordinary shares	Sale	9,467	3.9215
Ordinary shares	Sale	25,000	3.9220
Ordinary shares	Sale	18,397	3.9220
Ordinary shares	Sale	16,936	3.9225
Ordinary shares	Sale	18,406	3.9230
Ordinary shares	Sale	25,344	3.9235
Ordinary shares	Sale	16,044	3.9240
Ordinary shares	Sale	9,694	3.9245
Ordinary shares	Sale	19,539	3.9250
Ordinary shares	Sale	17,245	3.9255
Ordinary shares	Sale	313,906	3.9260
Ordinary shares	Sale	882	3.9265
Ordinary shares	Sale	13,537	3.9270
Ordinary shares	Sale	7,275	3.9275
Ordinary shares	Sale	895	3.9280
Ordinary shares	Sale	816	3.9295

Total Buy - 2,026,333

Total Sell - 2,664,932

Class of relevant security	Purchase/sale	Number of securities	Price per unit (USD)
Convertible Bonds	Purchase	500,000	127.6250
Convertible Bonds	Purchase	400,000	127.0000

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary Shares	SWAP

(b)        Derivatives transactions (other than options)

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c)        Options transactions in respect of existing securities

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercising

Class of relevant security	Product description e.g. call option	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	28/01/2013
Contact name:	Kyere Tabiri
Telephone number:	020 7102 1267

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel [e-mail].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

This information is provided by RNS

The company news service from the London Stock Exchange

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