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1. Identity of the issuer or the underlying issuer | Exillon Energy PLC ( TIDM: EXI) | |||||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||||
An acquisition or disposal of voting rights | ||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | X | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||||
An event changing the breakdown of voting rights | ||||||
Other (please specify): | ||||||
3. Full name of person(s) subject to the | Worldview EHS International Master Fund PO BOX 309 Ugland House Grand Cayman KY1-1104 Cayman Islands ("Fund"). | |||||
4. Full name of shareholder(s) | A nominee entity of UBS Securities LLC ("UBS") (which the prime broker in relation to) is a nominee shareholder of 5,991,879shares in the issuer; and A nominee entity of Credit Suisse Securities (Europe) Limited ("Credit Suisse") (which is the prime broker in relation to) is a nominee shareholder of 11,555,058shares in the issuer. Interactive Broker LLC is a nominee shareholder of 3,533,413shares in the issuer. | |||||
5. Date of the transaction and date on | 28th December 2012 | |||||
6. Date on which issuer notified: | 2nd January 2013 | |||||
7. Threshold(s) that is/are crossed or | Threshold of 13%of the entire issued share capital of the issuer exceeded. | |||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to sharesviii, ix | ||||||||||||||||
Class/type of
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Situation previous | Resulting situation after the triggering transaction | ||||||||||||||
Number |
Number |
Number |
Number of voting | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
ordinary shares in the capital of the issuer with a nominal value of US$0.0000125 | 20,951,416 | 12.97% | 17,546,937 | 3,533,413 | 10.86% | 2.18% | ||||||||||
ISIN CODE: IM00B58FMW76 | ||||||||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial | Exercise price | Expiration date xvii |
Exercise/ | Number of voting rights instrument refers to | % of voting rights xix, xx | |||||||||||
Voting Rights Agreements | n/a | Ongoing | n/a | 3,420,574 (or 2.118%)and 112,839 (or 0.07%)of the share capital of the issuer (total 3,533,413 or 2.18%) | Nominal | Delta | ||||||||||
n/a | n/a | |||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
21,080,350(direct and indirect) | 13.05%(direct and indirect) | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the | ||
n/a | ||
Proxy Voting: | ||
10. Name of the proxy holder: | n/a | |
11. Number of voting rights proxy holder will cease | n/a | |
12. Date on which proxy holder will cease to hold | n/a | |
13. Additional information: | Worldview Capital Management SA is the investment manager ("Investment Manager") for Worldview EHS International Master Fund ("Fund").Worldview Capital Management LLP ("LLP") is a sub-advisor to the Investment Manager. The interest in 10.86%of shares in the issuer is held through nominees of UBS and Credit Suisse (as prime brokers). Interests in 2.18%of the shares are held through the voting rights agreements identified in paragraph C above. The voting rights agreements provide that the Investment Manager is entitled to exercise all voting rights (in accordance with DTR 5.2.1R (h)), although it is not permitted to acquire any shares. We note the definition of qualifying financial instrumentsin the FSA Handbook which the voting rights agreement does not strictly fall within, however, pursuant to DTR 5.1.2 R a notification is required and the exemptions provided in DTR 5.1.3R do not apply. Accordingly, for the purpose of this disclosure the voting rights agreements have been treated as financial instruments with similar economic effect. | |
14. Contact name: | Umesh Mittal | |
15. Contact telephone number: | 020 3551 7661 | |
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