RNS Number : 3984D Dukemount Capital PLC 31 January 2018
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting
Dukemount Capital Plc
rights are attachedii: ISIN: GB00B6WZDF03
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments An event changing the breakdown of voting rights Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name
Mr Gary Ellis Carp
City and country of registered office (if applicable)
4. Full name of shareholder(s) (if different from 3.)v Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi:
6. Date on which issuer notified (DD/MM/YYYY):
30/01/18 30/01/18
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
Total of both in % vToottianlgnruimghbtesrooff
(8.A + 8.B)issuerviiResulting situation on the date on which threshold was crossed or reached
3.12%
3.12%
10,595,733
Position of previous notification (if applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares Direct Indirect Direct
IndirectISIN code (if (Art 9 ofpossible)Directive 2004/109/EC) (DTR5.1)
(Art 10 of Directive (Art 9 of 2004/109/EC) (DTR5.2.1) Directive 2004/109/EC) (DTR5.1)
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)Ordinary Shares SUBTOTAL 8. A
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1
(a))
Type of financial instrument
Expiration datexExercise/ Conversion Periodxi
Number of voting rights that may be acquired if the instrument is
% of voting rightsexercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expirationdate
x
Exercise/ Conversion Period xi
Physical or cashNumber of voting% of voting rights rights
settlementxii SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through Total of both if it financial instruments if it equals or equals or is higheris higher than the notifiable threshold
than the notifiable threshold
Mr Gary
3.12%
Ellis Carp 3.12%
10. In case of proxy voting, please identify: Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
Place of completion Date of completion
This information is provided by RNS
The company news service from the London Stock Exchange
Dukemount Capital plc published this content on 31 January 2018 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 31 January 2018 07:59:03 UTC.
Original documenthttp://www.dukemountcapitalplc.com/announcements/31012018 Holding(s) in Company.pdf
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