CAPITAL ONE FINANCIAL CORPORATION Item 5.07 Submission of Matters to a Vote of Security Holders.
(a) The 2022 Annual Stockholder Meeting (the "Annual Meeting") ofCapital One Financial Corporation (the "Company") was held onMay 5, 2022 . OnMarch 9, 2022 , the record date for the Annual Meeting, 405,670,159 shares of the Company's common stock were issued and outstanding, of which 366,807,907 were present for purposes of establishing a quorum.
(b) Stockholders voted on the following matters:
(1) Stockholders elected Mr.Richard D. Fairbank , Mr.Ime Archibong , Ms.Christine Detrick , Ms.Ann Fritz Hackett , Mr.Peter Thomas Killalea , Mr.Cornelis Petrus Adrianus Joseph ("Eli") Leenaars , Mr.François Locoh-Donou , Mr.Peter E. Raskind , Ms.Eileen Serra , Mr.Mayo A. Shattuck III , Mr.Bradford H. Warner , Ms.Catherine G. West and Mr.Craig Anthony Williams to the Company's Board of Directors for terms expiring at the 2023 annual meeting of stockholders;
(2) Stockholders approved, on an advisory basis, the Company's 2021 named executive officer compensation; and
(3) Stockholders ratified the selection of the firm
Set forth below are the number of votes cast for and against each such matter as
well as the number of abstentions and broker non-votes with respect to each such
matter.
Broker
Item Votes For Votes Against Abstain Non-Votes
Election of Directors:
Richard D. Fairbank 323,727,992 12,643,892 3,197,344 27,238,679
Ime Archibong 338,291,503 1,114,018 163,707 27,238,679
Christine Detrick 325,761,917 13,654,339 152,972 27,238,679
Ann Fritz Hackett 317,631,074 19,881,818 2,056,336 27,238,679
Peter Thomas Killalea 337,308,143 2,090,396 170,689 27,238,679
Cornelis Petrus Adrianus Joseph ("Eli") Leenaars 336,623,706 2,783,528 161,994 27,238,679
François Locoh-Donou 332,735,716 6,668,779 164,733 27,238,679
Peter E. Raskind 333,460,474 5,942,151 166,603 27,238,679
Eileen Serra 337,656,627 1,763,388 149,213 27,238,679
Mayo A. Shattuck III 327,524,349 11,877,803 167,076 27,238,679
Bradford H. Warner 329,554,846 9,849,706 164,676 27,238,679
Catherine G. West 336,639,664 2,771,729 157,835 27,238,679
Craig Anthony Williams 337,592,828 1,812,315 164,085 27,238,679
Advisory Approval of the Company's 2021 Named
Executive Officer Compensation 317,439,605 21,656,170 473,453 27,238,679
Ratification of Selection of Ernst & Young LLP as
Independent Registered Public Accounting Firm of
the Company for 2022 352,980,910 13,670,972 156,025 N/A
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
Exhibit No. Description
104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL
1--------------------------------------------------------------------------------
© Edgar Online, source
