FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the
Investment Company Act of 1940
1. Name and Address of Reporting Person * | 2. Date of Event Requiring | 3. Issuer Name and Ticker or Trading Symbol | ||||||||||||||
Statement (MM/DD/YYYY) | ||||||||||||||||
Grupp Ronald Scott | 8/14/2014 | Bank of New York Mellon Corp [bk] | ||||||||||||||
(Last) | (First) | (Middle) | 4. Relationship of Reporting Person(s) to Issuer (Check all applicable) | |||||||||||||
149 GROVE AVE | _____ Director | _____ 10% Owner | ||||||||||||||
_____ Officer (give title below) | ___X___ Other (specify below) | |||||||||||||||
/ S-8 shares | ||||||||||||||||
(Street) | 5. If Amendment, Date | 6. Individual or Joint/Group Filing(Check Applicable Line) | ||||||||||||||
PITTSBURGH, PA 15229 | Original Filed(MM/DD/YYYY) | _X_ Form filed by One Reporting Person | ||||||||||||||
___ Form filed by More than One Reporting Person | ||||||||||||||||
(City) | (State) | (Zip) | ||||||||||||||
Table I - Non-Derivative Securities Beneficially Owned | ||||||||||||||||
1.Title of Security | 2. Amount of Securities | 3. Ownership | 4. Nature of Indirect Beneficial Ownership | |||||||||||||
(Instr. 4) | Beneficially Owned | Form: Direct | (Instr. 5) | |||||||||||||
(Instr. 4) | (D) or Indirect | |||||||||||||||
(I) | ||||||||||||||||
(Instr. 5) | ||||||||||||||||
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||||
1. Title of Derivate Security | 2. Date Exercisable | 3. Title and Amount of | 4. Conversion | 5. Ownership | 6. Nature of Indirect | |||||||||||
(Instr. 4) | and Expiration Date | Securities Underlying | or Exercise | Form of | Beneficial Ownership | |||||||||||
(MM/DD/YYYY) | Derivative Security | Price of | Derivative | (Instr. 5) | ||||||||||||
(Instr. 4) | Derivative | Security: | ||||||||||||||
Security | Direct (D) or | |||||||||||||||
Date | Expiration | Title | Amount or Number of | |||||||||||||
Indirect (I) | ||||||||||||||||
Exercisable | Date | Shares | ||||||||||||||
(Instr. 5) | ||||||||||||||||
Explanation of Responses:
Remarks:
Common Stock Shares Issuable under the 401(k) plan
No securities are beneficially owned.
Reporting Owners
Reporting Owner Name / AddressRelationships
Director 10% OwnerOfficerOther
Grupp Ronald Scott
149 GROVE AVES-8 shares PITTSBURGH, PA 15229
Signatures | ||
Ronald Scott Grupp | 12/16/2019 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 5(b)(v).
- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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The Bank of New York Mellon Corporation published this content on 16 December 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 16 December 2019 14:25:09 UTC