AU Small Finance Bank Limited has received an order from the Deputy Commissioner of State Tax, Raipur-4, Division-1, Chhattisgarh under Section 73 of the Chhattisgarh Goods and Service Tax Act, 2017 on May 2, 2024 informing that penalty of INR 0.091 million imposed on tax payable on Non-GST supply. Nature and details of the action(s) taken, initiated or order(s) passed: Demand on tax payable on Non-GST supply -Order passed under section 73 of the Chhattisgarh Goods and Services Tax Act, 2017. Date of receipt of direction or order, including any ad-interim or interim orders, or any other communication from the authority: May 2, 2024.

Details of the violation(s)/contravention(s) committed or alleged to be committed: Tax payable on Non-GST supply. Impact on financial, operation or other activities of the listed entity, quantifiable in monetary terms to the extent possible: INR 1.816 million (Includes tax amount, interest and penalty).